Ronald Moore is the sole advisor at Moore, Ronald Keith, an independent firm based in Westlake Village, CA. He holds the PFS™ designation and Series 63 and 66 licenses, with 22 years of experience as a financial advisor and over 50 years as a CPA. He operates a CPA sole proprietorship alongside his advisory practice. Moore, Ronald Keith has been in business since 1993, providing tailored advisory services primarily to a limited client base that includes trusts and pension plans. The firm does not offer routine portfolio management for typical individual accounts and maintains a unique affiliation with an accounting practice, which may influence its range of services.

Brian Thomas is a financial advisor at JBB Financial, LLC with 15 years of industry experience. He holds a Series 65 designation and has worked at Jacobs & Jacobs, CPA since 1991. JBB Financial, LLC is an independent registered investment adviser that focuses on consultative services rather than portfolio management or percentage-of-assets-under-management fees. The firm has connections with an accounting firm and other advisers, combining tax and investment advisory activities.

Henry Hache is the sole advisor at Ai Financial, Inc. in Simi Valley, CA, holding Series 63 and Series 65 licenses with 27 years of industry experience. He has been with Ai Financial since its founding in 2004. In addition to advisory services, he provides tax preparation and accounting services through Ai Financial. Ai Financial, Inc. manages approximately $6 million in assets for a small client base that includes individuals and a range of institutional clients, such as sovereign wealth funds and municipal governments. The firm offers portfolio management with ongoing account reviews and maintains affiliations with an accounting firm, supporting its unique client mix.

Bruce Thomas is the sole advisor at Bruce James Thomas Jr, an independent firm based in Moorpark, CA. He holds the CFP® designation along with Series 63 and Series 65 licenses and has 13 years of industry experience. Thomas has operated as a registered investment advisor since 2011. In addition to advisory services, he is a California-licensed insurance agent, dedicating a portion of his time to insurance-related activities outside of trading hours. The firm serves a very small client base and does not provide portfolio management or use assets-under-management fee structures. It offers investment advisory and related financial services through non-AUM fee arrangements, with an uncommon combination of insurance brokerage and advisory services.

Dorothy Beck is a financial advisor with Chaos Solved, Inc. She holds a Series 65 credential and has 16 years of industry experience. She has been involved with Chaos Solved, Inc. since 1993 and with Chaos Solutions Corp. since 1998, where she serves as vice president. Chaos Solved, Inc. is an investment manager focusing on managing pooled vehicles and institutional assets rather than individual retail accounts. The firm offers discretionary portfolio management and account review services and operates with a capacity for performance-based fees and pooled-vehicle strategies.

Janet Robinson is a financial advisor at Oak Asset Management, LLC with 41 years of industry experience. She holds Series 63 and Series 65 licenses and has worked at Oak Asset Management since 2017, following eight years at Wells Fargo Advisors Financial Network LLC. In addition to her advisory role, she has been an insurance agent since 1984. Oak Asset Management serves individual and high-net-worth clients, as well as trusts, pension and profit-sharing plans and other business entities, providing discretionary asset management and investment consulting. The firm emphasizes fundamental stock selection and strategic asset allocation and operates exclusively as a wrap-fee program sponsor, including retirement plan consulting within its advisory services.

Thomas Robertson is a financial advisor at Oak Asset Management, LLC with 29 years of industry experience. He holds Series 63 and Series 65 licenses and previously worked at Wells Fargo Advisors Financial Network LLC. Robertson has been an insurance agent since 1997 in Westlake Village, CA. Oak Asset Management serves individual and high-net-worth clients, as well as trusts, pension and profit-sharing plans, delivering discretionary asset management and investment consulting. The firm emphasizes fundamental stock selection combined with strategic asset allocation and operates exclusively as a wrap-fee program sponsor, including retirement plan consulting within its wrap advisory services.

Donald Beck Jr. is a Series 65-licensed financial advisor with 16 years of industry experience. He is affiliated with Chaos Solved, Inc. and has also served as president of Chaos Solutions Corp., a real estate management and investment firm, since 1998. Chaos Solved, Inc. specializes in managing pooled investment vehicles and institutional assets with discretionary portfolio management and performance-based fee structures. The firm operates with a small advisory team across multiple offices and appears focused on future institutional mandates rather than current retail client assets.

Jack Noe is a financial advisor with Oak Asset Management, LLC in Westlake Village, CA, holding Series 63 and Series 65 licenses and bringing 42 years of industry experience. He has worked at Oak Asset Management since 2017 and previously spent eight years with Wells Fargo Advisors Financial Network LLC. Oak Asset Management serves individual and high-net-worth clients, as well as trusts, pension and profit-sharing plans, and other business entities, providing discretionary asset management and investment consulting. The firm’s investment approach focuses on fundamental stock selection and strategic asset allocation, operating exclusively as a wrap-fee program sponsor and including retirement plan consulting within its wrap advisory services.

Kiel Holmes is a financial advisor at Kelsey Financial, LLC with 12 years of industry experience. He holds a Series 66 designation and has worked at several firms, including Financial West Group and Western International Securities, Inc. Outside of finance, Holmes is a self-employed voice actor specializing in commercial and animation work. Kelsey Financial serves private and institutional clients, offering discretionary portfolio management, financial planning, and pension consulting. The firm employs a combination of model portfolios and bespoke supervisory accounts, utilizing tactical asset allocation, quantitative and fundamental analysis, and various trading strategies.

Steven Hoppel is a financial advisor with Kelsey Financial, LLC in Moorpark, CA, holding a Series 66 designation and 19 years of industry experience. His prior roles include positions at Western International Securities, Uber, and Financial West Group. Outside of advising, he is involved with Ghost Town Spirits, LLC, a business he has been part of since 2021. Kelsey Financial serves a diverse client base including individuals, pension plans, charitable organizations, and corporations. The firm employs a discretionary investment approach combining model-based and tactical asset allocation with economic, quantitative, and fundamental analysis.

Jonathan Fersht is a financial advisor with Kelsey Financial, LLC, holding Series 63 and Series 65 designations and bringing 16 years of industry experience. His prior roles include positions at Westlake Sentinel Management, Western International Securities, and Isaak Bond Investments. He is involved in the exploratory process of a private hedge fund, Westlake Sentinel Fund, which is not currently soliciting clients. Kelsey Financial serves private and institutional clients, offering discretionary portfolio management, financial planning, pension consulting, and access to third-party money managers. The firm employs tactical asset allocation combined with quantitative and fundamental analysis across a range of trading strategies and incorporates educational programs and AI governance in its practices.

Stephen Egnatchik is a financial advisor at Kelsey Financial, LLC with two years of industry experience. He holds a Series 65 designation and previously worked at Westlake Sentinel Fund and the Ventura County Sheriff's Department. Egnatchik also holds a California Real Estate Agent license, though he does not actively pursue real estate business. Kelsey Financial serves private and institutional clients, including high-net-worth individuals, pension plans, and charitable organizations, offering discretionary portfolio management, financial planning, and consulting. The firm employs model portfolios and bespoke supervisory accounts using tactical asset allocation, quantitative and fundamental analysis, and a variety of trading strategies.

Ilan Fersht is a financial advisor at Kelsey Financial, LLC with 43 years of industry experience. He holds a Series 63 designation and has worked at Kelsey Financial since 2023, following six years at Western International Securities, Inc. and 26 years at Financial West Group. Outside of his advisory role, Fersht is involved in several real estate-related business activities as a passive investor and manager. Kelsey Financial serves private and institutional clients with discretionary portfolio management, financial planning, pension consulting, and referrals to third-party money managers. The firm employs model portfolios and bespoke supervisory accounts, blending tactical asset allocation with quantitative and fundamental analysis and various trading strategies.

Annette Gallo is a financial advisor at Kelsey Financial, LLC with 10 years of industry experience. She has worked at Western International Securities and Financial West Group, and has been self-employed since 2003 as a hair stylist, dedicating a significant portion of her time to that non-investment activity. Kelsey Financial serves individual clients, pension and profit-sharing plans, charitable organizations, corporations, and registered investment advisers. The firm employs a discretionary investment approach combining model-based and tactical asset allocation with economic, quantitative, and fundamental analysis, and offers a variety of services including portfolio management, financial planning, and pension consulting.