Monica Schmitt is a financial advisor at LPL Financial with 18 years of industry experience. She holds a Series 66 designation and has been with LPL Financial since 2012. LPL Financial is an SEC-registered investment adviser and broker-dealer serving individuals, retirement plans, banks, corporations, and charitable organizations through a national network of investment adviser representatives. The firm offers a range of financial planning and advisory programs, including discretionary and non-discretionary management, model portfolios, and retirement plan consulting.

Daniel Ethington is a financial advisor with RBC Capital Markets in Denver, CO, holding a Series 66 designation and five years of industry experience. His prior work includes roles at Wells Fargo, Camp Bow Wow Boulder, Academy Bank, Temple Grandin School, and Papa John's. RBC Wealth Management, a division of RBC Capital Markets, serves a diverse clientele including individual investors, institutions, and charitable organizations. The firm offers a range of advisory programs tailored to client risk profiles, utilizing in-house and third-party investment managers and providing both discretionary and non-discretionary portfolio management services.

Marcus Kaufman is a financial advisor at J.P. Morgan Securities with a Series 66 designation and one year of industry experience. Prior to joining J.P. Morgan Securities and JPMorgan Chase Bank, N.A. in 2026, he held positions at D.A. Davidson and MVB Bank. Outside of finance, he worked in the sports retail and recreation sectors, including roles at Play it Again Sports and Lumberyard Hockey & Sports Center. J.P. Morgan Securities LLC provides investment consulting and advisory services primarily to institutional clients and retirement plan sponsors. Their approach combines quantitative asset-allocation modeling with centralized due diligence and incorporates an ESG eligibility framework when recommending investment strategies.

David Shams is a Senior Financial Advisor at Merrill Lynch Wealth Management, based in the Downtown Denver office where he also serves as Resident Director. He specializes in holistic life wealth management planning, particularly focusing on family wealth management strategies, services for endowments, foundations, non-profits, charitable planning, legacy planning, liquidity management, managing new wealth, personal retirement planning, philanthropic planning, and portfolio management services. Lending services are provided through Bank of America, N.A. David holds the professional designations of CERTIFIED PLAN FIDUCIARY ADVISOR (CPFA) and Personal Investment Advisor (PIA). David is a U.S. Army combat veteran and the oldest of five children. He earned a Bachelor of Science degree in Political Science from the United States Military Academy at West Point, a Master of Science in Geological Engineering from the Missouri University of Science and Technology, and an MBA from the Kenan-Flagler Business School at the University of North Carolina at Chapel Hill. In addition to his professional responsibilities, David is involved with military and veterans organizations and causes. His personal interests include camping, cooking, fishing, golfing, hiking, reading, and spending time with his family.

Lauren Maggio is a financial advisor at J.P. Morgan Securities with three years of industry experience. She holds a Series 66 designation and has worked at J.P. Morgan Securities and JPMorgan Chase Bank since 2023. Outside of finance, she is the owner of Lauren Maggio Design LLC, an interior design business based in Boulder, Colorado. J.P. Morgan Securities LLC provides investment consulting and advisory services primarily to institutional clients and retirement plan sponsors, combining quantitative asset-allocation modeling with centralized due diligence and applying an ESG eligibility framework in its investment recommendations.

Matthew Monks is a financial advisor with Ameriprise in Denver, CO, holding a Series 66 designation and 24 years of industry experience. He has been with Ameriprise and its affiliate Ameriprise Financial Services, Inc. since 2005. Outside of his advisory role, he manages his practice through an LLC. Ameriprise offers retirement-income planning services for individuals with significant investable assets, combining research and modeling to deliver tailored, tax-efficient recommendations. The firm provides a broad range of advisory, brokerage, and insurance solutions through its large institutional platform.

Alex Long is a financial advisor at Wells Fargo Advisors with three years of industry experience. He holds the Series 66 designation and has prior work history that includes roles at Wells Fargo Clearing and Dynamic Group Circuit Design. Wells Fargo Advisors Financial Network serves individuals, trusts, and institutional clients by providing a broad range of investment and financial planning services. The firm offers tailored recommendations using proprietary research and planning tools, with services that include cash-flow, retirement, and specialized planning such as business-owner transition and special-needs analysis.

Anastasia Ondek is a financial advisor at Morgan Stanley in Denver, CO, with 20 years of industry experience. She holds Series 63 and Series 65 licenses and has been with Morgan Stanley since 2014. Morgan Stanley Wealth Management is an SEC-registered investment adviser and broker-dealer serving individuals and institutional clients with a range of advisory programs, including tailored financial planning and estate planning strategies. The firm manages approximately $2.74 trillion in client assets and employs a structured financial planning process using firm-approved tools and models.

Chase Rodawig is a financial advisor at UBS Financial Services with 12 years of industry experience. He previously worked at Cresset Asset Management, Custos Family Office, and JPMorgan Chase & Co. Outside of his advisory role, he is co-owner of Mow Time Partners, LLC, a residential lawn mowing company. UBS Financial Services serves individual, corporate, and institutional clients through brokerage and investment advisory offerings, utilizing proprietary research and model-based asset allocations to tailor financial plans and portfolio management. The firm combines institutional trading capabilities with wealth management services and provides a broad range of capital markets and fiduciary services.

Chance Dahle is a financial advisor at Ameriprise with six years of industry experience. He has worked previously at The Central Trust Bank, LPL Financial, and Northwestern Mutual, and was involved with University of Missouri Athletics prior to his advisory career. Dahle holds Series 63 and Series 66 licenses. Ameriprise offers a retirement-income planning service primarily for individuals with at least $1 million in investable assets, providing written Recommendation Reports that cover income sources, Social Security options, and tax-smart withdrawal strategies. The firm combines research, modeling, and tax-efficiency analysis in its approach and delivers recommendations through a centralized retirement-income consulting team.

Trinity Clancy is a financial advisor at LPL Financial with nine years of industry experience. She holds a Series 65 designation and has worked at firms including Transamerica Financial Advisors and World Financial Group. Outside of her advisory role, she is involved with Infinity Insurance Strategies, Inc., an insurance agency. LPL Financial is an SEC-registered investment adviser and broker-dealer serving individuals, retirement plans, banks, corporations, and charitable organizations through a national network of investment adviser representatives. The firm offers a variety of advisory programs, retirement plan consulting, and brokerage services, utilizing both discretionary and non-discretionary management with access to research from LPL and third-party sources.

Remington Rabins is a financial advisor with J.P. Morgan Securities in Denver, CO, holding Series 63 and Series 65 licenses and eight years of industry experience. He has worked at JPMorgan Chase Bank, N.A. and JPMorgan Securities LLC since 2018. Rabins serves as a board member for Ronald McDonald House Charities Denver, which provides free housing to families with seriously ill children receiving care in the area. J.P. Morgan Securities LLC offers investment consulting and advisory services primarily to institutional clients and retirement plan sponsors, using quantitative asset-allocation modeling and centralized due diligence. The firm combines these with an ESG eligibility framework and provides non-discretionary advice through a select group of Wealth Advisors.

Andrew Mouw is a financial advisor at J.P. Morgan Securities with three years of industry experience. He holds Series 63 and Series 65 designations. His prior experience includes roles at Baker Tilly and involvement with various organizations such as Momentum Volleyball Club and Grand Canyon University Beach Volleyball. J.P. Morgan Securities provides institutional consulting services to corporations, foundations, and defined contribution plan sponsors, offering asset allocation advice, investment manager searches, and customized performance reporting through a team of Wealth Advisors. The firm combines large institutional advisory operations with broker-dealer and investment adviser registrations, delivering advisory services alongside affiliated brokerage and investment management capabilities.

Christine Plentyhoops is a financial advisor with Primerica Advisors in Parker, Colorado, holding Series 63 and Series 65 licenses and 23 years of industry experience. She has been with Primerica Advisors and Primerica Financial Services since 2002. Her other business activities include sales of loan products and home-related services through affiliated companies. Primerica Advisors provides discretionary asset management through its Lifetime Investment Program, offering model-delivery strategies and discretionary separately managed account options to individual and high-net-worth clients. The firm curates third-party asset managers and employs a tiered wrap-fee structure for its services.

Westley Wilson is a financial advisor at J.P. Morgan Securities with four years of industry experience. He holds the Series 66 designation and has worked at J.P. Morgan Securities LLC and J.P. Morgan Chase Bank NA since 2021. Prior to that, he was employed at BNY Mellon from 2017 to 2021. J.P. Morgan Securities LLC provides investment consulting and advisory services primarily to institutional clients and retirement plan sponsors, combining quantitative asset-allocation modeling with centralized due diligence and an ESG eligibility framework to guide its recommendations.

Rita Cooper is a CFP®-certified financial advisor with 22 years of industry experience. She is currently with Wells Fargo Clearing in Denver, CO, and has held prior roles at firms including Global Wealth Strategies & Associates, TIAA-CREF, and Charles Schwab. Wells Fargo Advisors is a national securities firm serving individual, corporate, and institutional clients with investment advisory services, financial planning, and retirement plan consulting. The firm manages approximately $671 billion in assets and offers both brokerage and advisory solutions.

Elba Diaz is a financial advisor with Wells Fargo Clearing in Denver, CO, holding Series 63 and Series 66 licenses and having 14 years of industry experience. She has worked with Wells Fargo Clearing and Wells Fargo Advisors since 2016, with a brief period of unemployment in 2017-2018. Wells Fargo Advisors is a national securities firm serving individual, corporate, and institutional clients, including pension and charitable organizations. The firm provides investment advisory services, financial planning, and retirement plan consulting, utilizing research and analytics to evaluate investment options based on diversification and modern portfolio theory.

Hector Santamaria II is a financial advisor at Morgan Stanley with a Series 66 designation and two years of industry experience. His prior work includes roles at Morgan Stanley Private Bank, Excellos, and Fate Therapeutics, among others. Morgan Stanley Wealth Management provides a range of advisory programs and financial planning services to both individual and institutional clients, managing approximately $2.74 trillion in client assets. Their planning process involves structured discovery and firm-approved tools, with investment strategies supported by the firm’s Global Investment Committee.

Rick Berry is a financial advisor with Morgan Stanley in Denver, CO, holding Series 65 and Series 63 credentials and 14 years of industry experience. He has worked at Morgan Stanley and Morgan Stanley Private Bank, National Association since 2014 and 2015, respectively. Outside of his advisory role, Berry is involved with Kroenke Sports and Entertainment, endorsing the Game of Hockey. Morgan Stanley Wealth Management is an SEC-registered investment adviser and broker-dealer offering a wide range of advisory services to individuals and institutions, including tailored financial planning supported by structured discovery and firm-approved tools. The firm manages approximately $2.74 trillion in client assets and provides various investment programs alongside brokerage and principal trading activities.

Andrea Ervin is a financial advisor with RBC Capital Markets, holding Series 63 and Series 66 designations and bringing 27 years of industry experience. She has been with RBC Capital Markets and its affiliates since 2008, with a brief period of unemployment in 2022. RBC Wealth Management, a division of RBC Capital Markets, serves a wide range of clients including individual investors, institutions, corporations, and charitable organizations. The firm offers multiple advisory programs that provide portfolio management, financial planning, and brokerage services, tailored to clients’ Advisory Risk Profiles and implemented through various investment managers and strategies.