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Shelby S

Series 63, Series 66

Henderson, NV

Hightower Advisors

Shelby Sutter is a financial advisor with Hightower Advisors and holds Series 63 and Series 66 designations. She has 10 years of industry experience, including roles at Wells Fargo Advisors and Wells Fargo Clearing. Outside of her advisory work, she serves as Chair of the Executive Leadership Committee for the Leukemia and Lymphoma Society, where she assists in connecting student visionaries with the community. Hightower Advisors provides investment advisory and planning services to a diverse range of individual and institutional clients. The firm emphasizes manager selection and multi-manager solutions, offering access to affiliated and third-party managers through discretionary and non-discretionary portfolio management, financial planning, and retirement consulting.

Wealth management Retirement plans for business owners (SEP, solo 401k) Tax-loss harvesting Founder/Business Owner Executive
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Conner R

Series 66

Henderson, NV

&PARTNERS

Conner Rood is a financial advisor at &PARTNERS with three years of industry experience. He holds a Series 66 designation and previously worked at JPMorgan Chase Bank and J.P. Morgan Securities. He attended Hamilton College prior to entering the financial industry. &PARTNERS serves a diverse client base including high-net-worth individuals, retirement plans, and charitable organizations. The firm offers investment management and financial planning services, utilizing a combination of proprietary and third-party strategies with discretionary and non-discretionary account management.

Wealth management Equity compensation tax strategy Retirement income strategy Business exit / sale strategy Founder/Business Owner Executive Retired
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Augustine E

Series 66

Henderson, NV

Empower Advisory Group

Augustine Elwell is a financial advisor with Empower Advisory Group holding a Series 66 designation and beginning his advisory career in 2026. Prior to joining Empower, he held positions at Bank of America and Raymond James, among others. Empower Advisory Group provides financial planning and investment management primarily to employer-sponsored retirement plan sponsors and their participants, as well as select IRA and retail brokerage clients. The firm’s approach integrates proprietary and third-party methodologies focused on long-term portfolio returns and annual rebalancing within plan lineups chosen by sponsors.

General retirement planning Retirement income strategy Social Security optimization Debt management College savings (529s, UTMA, etc.)
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Erick B

Series 63, Series 66

Henderson, NV

Eagle Strategies (NY Life)

Erick Buckley is a financial advisor with Eagle Strategies (NY Life) based in Henderson, NV, holding Series 63 and Series 66 licenses and possessing 22 years of industry experience. He has been affiliated with Eagle Strategies since 2014 and operates Professional Wealth Strategies for selling New York Life products and brokering non-registered insurance products, including disability coverage. Eagle Strategies serves a broad mix of individual and institutional clients, providing financial planning, investment management, and retirement-plan advisory services through a large network of affiliated advisors, with an emphasis on tailored solutions and predominantly non-discretionary asset management.

Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy General retirement planning Retirement income strategy Founder/Business Owner Executive
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Joel C

Series 65, Series 63

Henderson, NV

GWN Securities Inc.

Joel Campanella is a financial advisor with GWN Securities Inc. in Henderson, NV, holding Series 65 and Series 63 licenses and 14 years of industry experience. His prior firms include Ameritas Investment Corp., CCF Investments, Inc., and Capital Choice Financial Services. Outside of advising, he is involved in coaching youth hockey and sells sports cards on eBay. GWN Securities provides investment advisory and related services to individuals and corporate clients through a variety of managed account programs and financial planning services. The firm employs a combination of discretionary portfolio management, model portfolios, and tactical strategies including market-timing and momentum-based approaches.

Wealth management Passive / index investing Active portfolio management Tax-loss harvesting Retirement withdrawal strategies Founder/Business Owner
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Matthew I

Series 66

Henderson, NV

&PARTNERS

Matthew Imhof is a financial advisor at &Partners with eight years of industry experience. He holds a Series 66 designation and has worked at Wiley Bros.-Aintree Capital, Wells Fargo Advisors, and Argent Management. &Partners serves a diverse client base that includes high-net-worth individuals, institutions, retirement plans, and charitable organizations, offering investment management, financial and tax planning, and municipal advisory services. The firm combines fundamental, technical, and quantitative analysis with proprietary and third-party strategies to manage accounts on both discretionary and non-discretionary bases.

Wealth management Equity compensation tax strategy Retirement income strategy Business exit / sale strategy Founder/Business Owner Executive Retired
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Jeremy L

Series 66

Henderson, NV

Independent Financial Group, LLC

Jeremy Lyons is a financial advisor with Independent Financial Group, LLC, holding a Series 66 designation and five years of industry experience. He previously worked at Cornerstone Wealth Management and Main Street Appraisals. Lyons also engages in life insurance client consultations and application processing outside of his advisory role. Independent Financial Group, LLC provides investment advisory and brokerage services to individuals, high-net-worth clients, trusts, corporate and pension plans, and charitable organizations. The firm offers financial planning and portfolio management through multiple platforms, utilizing a mix of active and passive strategies tailored to client risk profiles.

Wealth management Active portfolio management Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner Executive Retired
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Mark L

Series 63, Series 65

Las Vegas, NV

Transamerica Financial Advisors

Mark Leichty is a financial advisor with Transamerica Financial Advisors in Las Vegas, NV, holding Series 63 and Series 65 licenses and bringing 19 years of industry experience. He has worked with several firms, including Kemper Health and WealthWave, and currently serves as a Certified Financial Educator at the Heartland Institute of Financial Education. Leichty also refers clients to Netlaw for estate planning services. Transamerica Financial Advisors provides investment advisory, brokerage, and retirement-plan services to a diverse client base, including individuals, employer-sponsored plans, trusts, and charitable organizations. The firm’s advisory model primarily utilizes model portfolios and third-party managers, supported by multiple program platforms such as Transamerica ONE and the TFA365 Advisory Program.

ESG / Sustainable investing Concentrated stock management Wealth management Founder/Business Owner
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Aaron A

Series 65, Series 63

Las Vegas, NV

Transamerica Financial Advisors

Aaron Amador is a financial advisor with Transamerica Financial Advisors in Las Vegas, NV. He holds Series 63 and Series 65 licenses and has been with Transamerica Financial Advisors since 2026. His prior work experience includes positions at World Financial Group Insurance Agency and several business ventures, including Sector 21 Holdings, LLC, and Wilson Mikami Corporation. Transamerica Financial Advisors serves individual investors, pension and profit-sharing plans, trusts, estates, charitable organizations, and corporations. The firm offers a combination of advisory and broker-dealer services through proprietary model portfolios, third-party money managers, and commission-based insurance and brokerage products.

ESG / Sustainable investing Concentrated stock management Wealth management Founder/Business Owner
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Ryan S

Series 66

Henderson, NV

Wealth Enhancement Advisory Services, LLC

Ryan Skogstad is a financial advisor at Wealth Enhancement Advisory Services, LLC with 25 years of industry experience. He holds the Series 66 designation and has previously worked at Capstone Wealth Advisors, LLC and Wells Fargo Advisors. Wealth Enhancement Advisory Services provides financial planning, asset management, retirement-plan consulting, and managed account referrals for individuals, high-net-worth clients, corporations, and retirement plans. The firm manages over $122 billion in assets and employs a diversified investment approach overseen by an internal Investment Committee.

Active portfolio management Factor investing / smart beta Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy Executive Founder/Business Owner Retired HENRY (High Earners, Not Rich Yet) Mid-Career Professionals Approaching retirement Baby Boomers (Born 1946-1964)
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John B

Series 63, Series 65

Henderson, NV

Planmember Securities Corporation

John Berkhoff is a financial advisor with Planmember Securities Corporation in Henderson, NV, holding Series 63 and Series 65 credentials and 19 years of industry experience. He has been involved with Planmember Securities Corporation, Business Management Solutions, and Vegas Valley Insurance & Financial Services LLC since 2015. Outside of advising, Berkhoff owns and operates businesses in insurance, tax preparation, and marketing services. Planmember Securities Corporation provides retirement-plan advisory services to employers and participants, acting as an ERISA Section 3(38) fiduciary for many plans and offering participant-level investment options. The firm uses a top-down strategic asset allocation approach and manages unitized, risk-based mutual fund portfolios ranging from conservative to aggressive.

Retirement plans for business owners (SEP, solo 401k) General retirement planning Retirement income strategy Founder/Business Owner
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Jeffrey W

Series 63, Series 65

Las Vegas, NV

Transamerica Financial Advisors

Jeffrey Wolfrey is a financial advisor with Transamerica Financial Advisors, holding Series 63 and Series 65 credentials and bringing 24 years of industry experience. His work history includes roles at multiple firms and business ventures dating back over two decades. He is involved with the Jeffrey M Wolfrey and Mary G Wolfrey Trust and has experience in sales of insurance and non-insurance products affiliated with Transamerica Financial Advisors. Transamerica Financial Advisors serves a broad client base including individual investors, retirement plans, trusts, and businesses, delivering services through a large advisor network and multiple program platforms. The firm implements its advisory model primarily via model portfolios and third-party managers, offering both proprietary and externally managed investment options.

ESG / Sustainable investing Concentrated stock management Wealth management Founder/Business Owner
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Olivia A

Series 65

Las Vegas, NV

Transamerica Financial Advisors

Olivia Amador is a Series 65-credentialed advisor with Transamerica Financial Advisors, based in Las Vegas, NV. She has one year of experience in the financial services industry, having worked at Transamerica Financial Advisors since 2026. Prior to her current role, she has experience in real estate and insurance agencies. Transamerica Financial Advisors serves a broad client base including individual investors, pension plans, trusts, estates, charitable organizations, and corporations. The firm offers both advisory and broker-dealer services, with a range of proprietary and third-party investment models, and manages over $2 billion in assets under management.

ESG / Sustainable investing Concentrated stock management Wealth management Founder/Business Owner
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Andrew B

Series 65, Series 63

Henderson, NV

GWN Securities Inc.

Andrew Borgna is a financial advisor at GWN Securities Inc. with 13 years of industry experience. He holds the Series 65 and Series 63 designations and has previously worked at Ameritas Investment Corp., Capital Choice Financial Services, and Ccf Investments, Inc. Outside of his advisory role, he is appointed as a life insurance agent with Asset Wealth Management and has experience in life insurance and annuities sales. GWN Securities provides investment advisory services and financial planning to individual and corporate clients through managed account programs and introductions to third-party managers. The firm uses a mix of affiliated and unaffiliated sub-advisers and combines asset allocation and market-timing strategies across its branded platforms.

Wealth management Passive / index investing Active portfolio management Tax-loss harvesting Retirement withdrawal strategies Founder/Business Owner
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Eileen B

CFP®, Series 63, Series 65

Henderson, NV

Hightower Advisors

Eileen Bohn is a Certified Financial Planner (CFP®) with over 31 years of experience in the financial industry. She currently works at Hightower Advisors and has previously held positions at Bel Air Securities, Bel Air Investment Advisors, Wells Fargo Clearing, and First Republic Investment Management. Hightower Advisors provides investment advisory and planning services to a wide range of individual and institutional clients, utilizing a multi-manager approach that includes affiliated and third-party managers, proprietary research, and a diverse set of investment vehicles.

Wealth management Retirement plans for business owners (SEP, solo 401k) Tax-loss harvesting Founder/Business Owner Executive
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James P

ChFC®, Series 63, Series 65

Boulder City, NV

Independent Financial Group, LLC

James Petrizzo is a financial advisor with Independent Financial Group, LLC in Boulder City, NV, holding a ChFC® designation and Series 63 and 65 licenses. He has 35 years of industry experience, including prior roles at Boulder Dam Credit Union, CUSO Financial Services, CUNA Brokerage Services, Osaic FS, and VOYA Financial Advisors. He operates a marketing DBA under the name Petrizzo Financial Position. Independent Financial Group, LLC provides investment advisory and brokerage services to individuals, high-net-worth clients, trusts, corporate and pension plans, and charitable organizations. The firm offers financial planning and portfolio management through various platforms and employs a combination of strategic asset allocation, multi-manager portfolios, and both passive and active investment strategies.

Wealth management Active portfolio management Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner Executive Retired
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Christopher W

Series 65, Series 63

Henderson, NV

Planmember Securities Corporation

Christopher Winspear is a financial advisor with PlanMember Securities Corporation in Henderson, NV, holding Series 65 and Series 63 licenses and bringing 22 years of industry experience. His career includes roles at Horace Mann Insurance and Horace Mann Investors Inc, where he worked for 17 to 15 years respectively, as well as operating his own financial and insurance services businesses. Winspear is involved in insurance and tax services through his outside business activities. PlanMember Securities Corporation provides retirement-plan advisory services to employers and participants, acting as an ERISA Section 3(38) fiduciary for many plans. The firm employs a top-down strategic asset allocation process focused on risk-based mutual fund portfolios and offers education and support services to plan sponsors and participants.

Retirement plans for business owners (SEP, solo 401k) General retirement planning Retirement income strategy Founder/Business Owner
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Ekaterina C

Series 66

Las Vegas, NV

Valic Financial Advisors

Ekaterina Chompalova is a Series 66 licensed financial advisor with Valic Financial Advisors in Las Vegas, NV, bringing five years of industry experience. She previously worked at Bank of America and Merrill and is also appointed as an agent to sell non-securities insurance products for Agia. Valic Financial Advisors serves primarily U.S.-based individual investors, including high-net-worth and ultra-high-net-worth clients, as well as corporate and retirement-plan participants. The firm offers discretionary managed-account programs, financial planning, and brokerage services, utilizing Envestnet UMA models and operating with a large network of advisors and significant assets under management.

ESG / Sustainable investing Tax-loss harvesting Retirement income strategy
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Kyle M

Series 63, Series 66

Las Vegas, NV

Valic Financial Advisors

Kyle Mirich is a financial advisor with Valic Financial Advisors in Las Vegas, NV, holding Series 63 and Series 66 licenses and bringing 33 years of industry experience. He has worked with Valic Financial Advisors since 1999 and has been associated with Agia since 2022, where he is involved in non-securities insurance products. Valic Financial Advisors primarily serves U.S.-domiciled individual investors, including high-net-worth and ultra-high-net-worth clients, as well as corporate and retirement-plan participants. The firm offers discretionary managed-account programs, financial planning, consulting, and brokerage services, utilizing Envestnet-developed UMA models to construct client portfolios.

ESG / Sustainable investing Tax-loss harvesting Retirement income strategy
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Andrew B

Series 63, Series 66

Las Vegas, NV

Valic Financial Advisors

Andrew Bateman is a financial advisor at Valic Financial Advisors with eight years of industry experience. He holds Series 63 and Series 66 licenses and has previously worked at Wells Fargo Bank, Merrill, and Bank of America. He is also appointed as an agent to sell non-securities insurance products for AGIA. Valic Financial Advisors primarily serves U.S.-domiciled individual investors, including high-net-worth and ultra-high-net-worth clients, as well as corporate and retirement-plan participants. The firm offers discretionary managed-account programs, financial planning, and brokerage services, utilizing Envestnet UMA models for portfolio construction.

ESG / Sustainable investing Tax-loss harvesting Retirement income strategy
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