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Blaine V

Series 66, Series 65

Las Vegas, NV

Tactive Advisors, LLC

Blaine Vose is a financial advisor with Tactive Advisors, LLC in Las Vegas, NV, holding Series 65 and Series 66 designations and three years of industry experience. His prior roles include positions at Dynamic Wealth Advisors and Gifford Planning Strategies. Tactive Advisors provides portfolio management services to individuals, trusts, businesses, employee benefit plans, and institutional investors, utilizing a hybrid model that combines a robo-advisor platform and advisor-led investment strategies based on tactical asset allocation and the Black-Litterman framework.

Active portfolio management Factor investing / smart beta Options & derivatives strategies
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Kenneth H

Series 63, Series 65

Las Vegas, NV

One Wealth Map, LLC

Kenneth Himmler Sr. is a financial advisor with One Wealth Map, LLC in Las Vegas, NV, holding Series 63 and Series 65 credentials and 28 years of industry experience. He has worked at One Wealth Map (formerly H&H Retirement Design and Management) since 2014, and previously at Integrated Asset Management, LLC and American Financial Management, Ltd. Apart from advisory work, he is managing member of several non-investment businesses including a tax and business consulting firm and a commercial registered agent service, and owns an investment-related educational company. One Wealth Map provides investment advisory and financial planning services to individuals, businesses, family foundations, trusts, and charitable organizations. The firm employs a layered portfolio approach and offers a range of service levels from basic rebalancing to comprehensive wealth oversight, using fundamental and technical analysis, options strategies, and technology platforms such as eMoney and Orion.

Retirement income strategy Tax-loss harvesting Options & derivatives strategies General estate planning guidance General tax planning
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Philip T

Series 63, Series 65

Las Vegas, NV

Hohimer Wealth Management, LLC

Philip Tom is a financial advisor at Hohimer Wealth Management, LLC with 42 years of industry experience. He holds Series 63 and Series 65 licenses and previously worked for RBC Capital Markets, LLC for 10 years. Hohimer Wealth Management, LLC serves individuals, including high net worth clients, as well as various institutional and family entities. The firm employs a team-based approach to investment and wealth management, utilizing both active and passive strategies across a range of asset classes, and integrates alternative pooled investments while providing discretionary and limited non-discretionary portfolio management.

Options & derivatives strategies Private / alternative investments Tax-loss harvesting Wealth management Founder/Business Owner Retired
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Randy G

Series 63, Series 65

Las Vegas, NV

The Investment Counsel Company

Randy Garcia is a financial advisor at The Investment Counsel Company of Nevada with 32 years of industry experience. He has been with the firm since 1988 and holds Series 63 and Series 65 designations. The Investment Counsel Company of Nevada provides discretionary and non-discretionary portfolio management and consulting services to individual clients, pension plans, trusts, estates, and charitable organizations. The firm employs a fundamental analysis approach combined with diversified allocations across equities, fixed income, mutual funds, ETFs, and independent managers, managing approximately $1.84 billion in assets.

Private / alternative investments Options & derivatives strategies
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Kenneth C

Series 66

Las Vegas, NV

Investor Fan

Kenneth Clark is a financial advisor with Investor Fan in Las Vegas, NV, holding a Series 66 designation and 11 years of industry experience. He previously worked at American Independent Securities Group, LLC and Rockwood Stone Wealth Management. Clark also works as an independent insurance agent through RMM Planning, LLC. Investor FAN provides investment management, financial consulting, and retirement plan advisory services to individuals, high-net-worth clients, and various institutional entities. The firm employs a diversified investment approach based on Modern Portfolio Theory and coordinates client portfolios with other professional advisors.

Private / alternative investments Retirement plans for business owners (SEP, solo 401k) Retirement income strategy Wealth management
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Nicholas H

CFP®, Series 66

Las Vegas, NV

The Investment Counsel Company

Nicholas Hickly is a CFP® and holds a Series 66 license with 21 years of industry experience. He has been with The Investment Counsel Company in Las Vegas, NV, since 2015, where he works as part of a seven-advisor team. The Investment Counsel Company of Nevada serves individuals, pension and profit-sharing plans, business entities, trusts, estates, and charitable organizations by providing discretionary and non-discretionary portfolio management, financial planning, consulting, and specialized searches for qualified plan providers and independent managers. The firm employs fundamental analysis with long- and short-term strategies across multiple asset classes and offers services on a fee-only or hourly consulting basis.

Private / alternative investments Options & derivatives strategies
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Vincent D

ChFC®, Series 63, Series 65

Las Vegas, NV

Bull Harbor Capital LLC.

Vincent D Addona is a financial advisor at Bull Harbor Capital LLC with 44 years of industry experience. He holds the ChFC® designation along with Series 63 and Series 65 licenses. His prior experience includes long tenures at Guardian Life Insurance and Park Avenue Securities. Outside of his advisory role, he serves as a board member of Finseca and is involved as a partial owner in companies focused on behavioral finance and financial technology. Bull Harbor Capital LLC provides investment advisory and financial planning services to individuals, high-net-worth clients, trusts, estates, businesses, charitable organizations, and retirement plans. The firm emphasizes long-term strategic asset allocation with tactical adjustments and employs a diverse range of investment vehicles, including mutual funds, ETFs, individual equities, fixed income, and options.

Concentrated stock management Options & derivatives strategies Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner Executive
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Sean O

Series 66

Las Vegas, NV

Mission Financial Group, LLC

Sean Ohashi is a financial advisor at Mission Financial Group, LLC with 12 years of industry experience. He holds the Series 66 designation and previously worked at Edward Jones for 11 years. Outside of his advisory role, he serves as a volunteer board member for the Alzheimer's Association, assisting with event planning for the Walk to End Alzheimer's. Mission Financial Group provides investment advisory and planning services to individuals, high net worth clients, retirement plans, trusts, and business entities. The firm focuses on individualized portfolio construction and ongoing monitoring, utilizing a range of investment strategies and asset types, including ETFs, mutual funds, individual securities, alternative investments, and cryptocurrency products.

Retirement plans for business owners (SEP, solo 401k)
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William B

Series 65

Las Vegas, NV

The Investment Counsel Company

William Barton is a Series 65-licensed advisor at The Investment Counsel Company in Las Vegas, NV, with experience beginning in 2024. Prior to joining the firm, he worked for 26 years with the Clark County School District. The Investment Counsel Company of Nevada provides discretionary and non-discretionary portfolio management and consulting services to individuals, pension plans, business entities, trusts, estates, and charitable organizations. The firm employs a combination of fundamental analysis and diversified asset allocation across equities, fixed income, mutual funds, ETFs, and independent managers, managing approximately $1.84 billion in assets.

Private / alternative investments Options & derivatives strategies
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Damondrick J

Series 65

Las Vegas, NV

Abundo Wealth

Damondrick Jack is a Series 65-licensed financial advisor with Abundo Wealth in Las Vegas, NV, bringing two years of industry experience. His background includes roles at Bingham, Osborn, & Scarborough, LLC, Mercer Advisors, and work with nonprofit organizations such as The AFE Society and StreetCode Academy. Abundo Wealth offers comprehensive financial planning and non-discretionary investment advisory services primarily to individual clients, focusing on cash flow, retirement, estate, and tax planning without requiring an asset minimum. The firm employs a passive, low-cost index fund approach based on a Semi-Strong Form Efficient Market hypothesis and structures its advisory services on a subscription basis across a network of 11 offices.

Cash flow / budgeting College savings (529s, UTMA, etc.) General estate planning guidance Retirement withdrawal strategies
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Kenneth W

Series 63, Series 65

Las Vegas, NV

Winans Investments

Kenneth Winans is a financial advisor at Winans Investments with 32 years of industry experience. He holds Series 63 and Series 65 designations and has worked at Winans International since 1992. Outside of his advisory role, he serves as president of The W Foundation, a nonprofit organization dedicated to preserving and promoting space history through exhibits. Winans Investments provides discretionary and non-discretionary portfolio management, advisory consulting, and research services to individuals, trusts, investment companies, and pension plans. The firm serves a range of clients from non-high-net-worth to high-net-worth and employs a quantitative and technical analysis approach to construct growth and fixed-income portfolios, offering personalized strategies, model-based programs, and sub-adviser arrangements.

Passive / index investing Active portfolio management Real estate investing Options & derivatives strategies
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Todd B

Series 63, Series 65

Las Vegas, NV

Bauman Wealth Advisors

Todd Bauman is a financial advisor with Bauman Wealth Advisors in Las Vegas, NV, holding Series 63 and Series 65 credentials and over 25 years of industry experience. He is also involved in several related businesses, including managing member of Bauman Tax Solutions, LLC and loan originator at Anchor Mortgage. Bauman serves as manager of APA, LLC dba Asset Protection of America. Bauman Wealth Advisors provides personalized discretionary investment management to individuals, high-net-worth clients, pension and profit-sharing plans, trusts, estates, charitable organizations, and small businesses. The firm combines financial planning with portfolio management, using a range of strategies informed by fundamental, technical, and cyclical analysis, and maintains custody through institutional custodians.

Cash flow / budgeting
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Matthew R

Series 65

Las Vegas, NV

Adaptive Wealth Engineering

Matthew Ravenscroft is a Series 65-licensed advisor with Adaptive Wealth Engineering in Las Vegas, NV, and has seven years of industry experience. He has worked at Summit Portfolio Management since 2019 and also holds a full-time position as an electrical engineer at DMI Engineers. Adaptive Wealth Engineering is an SEC-registered advisory firm with five advisors managing approximately $213 million for individuals, pension and profit-sharing plans, and other business entities. The firm employs an evidence-based investing framework emphasizing global diversification, factor exposures in equities, and uses investment-grade bond funds to mitigate volatility.

Factor investing / smart beta Passive / index investing General estate planning guidance General retirement planning
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Aniruddha R

Series 63, Series 65

Las Vegas, NV

MDX Wealth Management

Aniruddha Ray is a financial advisor at MDX Wealth Management with 29 years of industry experience. He holds Series 63 and Series 65 credentials and has worked previously at LPL Financial and UBS Financial Services. Outside of advising, he owns a film production company involved in production and acting. MDX Wealth Management is an independent registered investment adviser serving individuals, trusts, pensions, foundations, and businesses. The firm employs a fundamentally driven, long-term investment approach supplemented by tactical tools and operates through multiple offices and advisory brands across several states.

Options & derivatives strategies Annuities Retirement plans for business owners (SEP, solo 401k)
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Sabrina H

Series 63, Series 66

Las Vegas, NV

Forthright Capital

Sabrina Hayes is a financial advisor at Forthright Capital with 18 years of industry experience. She holds the Series 63 and Series 66 designations and has worked previously at Lincoln Financial Securities, First Command Financial Planning, Ethne Solutions, and Allstate Insurance. Forthright Capital Advisory, LLC is an SEC-registered investment adviser managing approximately $107.7 million in discretionary assets. The firm serves individuals, retirement plans, corporations, and charitable organizations using primarily passive investment management, model portfolios, and outside managers when appropriate.

General retirement planning Cash flow / budgeting Debt management
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Justin A

Series 66

Las Vegas, NV

The Investment Counsel Company

Justin Ajimine is a financial advisor at The Investment Counsel Company with 19 years of industry experience. He holds the Series 66 designation and previously worked at Wells Fargo Bank for 16 years before joining his current firm in 2021. Outside of his advisory role, he is registered as an independent insurance agent. The Investment Counsel Company of Nevada serves individuals, pension and profit-sharing plans, business entities, trusts, estates, and charitable organizations with discretionary and non-discretionary portfolio management, financial planning, and consulting. The firm employs fundamental analysis and a range of investment strategies across various asset classes, managing over $2.18 billion with a seven-advisor team.

Private / alternative investments Options & derivatives strategies
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Edmund G

CFP®, Series 63, Series 65

Las Vegas, NV

Tactive Advisors, LLC

Edmund Gifford Jr. is a CFP® with 20 years of experience in the financial services industry, currently serving at Tactive Advisors, LLC in Las Vegas. He has held roles at several firms including Raymond James Financial Services Advisors, Inc. and USA Financial Securities Corp. since 2009. He is also the owner of The Gifford Group, LLC, where he markets and sells fixed and fixed index annuities, life insurance, and long-term care and disability insurance. Tactive Advisors serves a diverse client base including individuals, trusts, businesses, employee benefit plans, and institutional investors, offering portfolio management through a hybrid model combining robo-advisory services and advisor-led structured portfolios. The firm employs a tactical asset allocation approach grounded in the Black-Litterman framework, managing both discretionary and non-discretionary assets.

Active portfolio management Factor investing / smart beta Options & derivatives strategies
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John B

Series 65, Series 66

Las Vegas, NV

Buckley Wealth

John Buckley is a financial advisor at Buckley Wealth with Series 65 and Series 66 designations and six years of industry experience. His prior roles include positions at Splunk and KPMG, as well as a period at UCLA Anderson School of Management. Buckley Wealth Management serves individuals, trusts, pension and profit-sharing plans, and business entities with portfolio management, financial planning, and retirement plan consulting. The firm uses a multifaceted investment approach combining fundamental, technical, and cyclical analysis and offers a range of strategies including asset allocation, ETFs, fixed income, and alternative investments.

Private / alternative investments Real estate investing Retirement plans for business owners (SEP, solo 401k) Tax strategies for small businesses Retirement income strategy
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Peter V

Series 63, Series 65

Las Vegas, NV

Horter Investment Management, LLC

Peter Vlahakis Jr. is a financial advisor at Horter Investment Management, LLC with nine years of industry experience. He holds Series 63 and Series 65 licenses and has been with Horter since 2016. In addition to his advisory role, he owns and operates an independent insurance agency focused on the sales and marketing of insurance products. Horter Investment Management provides discretionary and non-discretionary portfolio management, financial planning, and retirement-plan advisory services to individuals, trusts, pension plans, corporations, and insurance-company clients. The firm employs a multi-manager approach supported by an Investment Committee and offers access to proprietary mutual funds and alternative investments as part of its ongoing portfolio supervision.

Wealth management Active portfolio management Founder/Business Owner Retired Approaching retirement
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Michaelyn A

Series 65

Las Vegas, NV

The Investment Counsel Company

Michaelyn Andress is a financial advisor at The Investment Counsel Company with a Series 65 designation and two years of industry experience. She has previously worked at West Monroe Partners and Southern Methodist University. The Investment Counsel Company of Nevada provides portfolio management, financial planning, and consulting services to individuals, pension and profit-sharing plans, business entities, trusts, estates, and charitable organizations. The firm employs fundamental analysis and both long- and short-term strategies across various asset classes, with client objectives ranging from Conservative to Aggressive Growth.

Private / alternative investments Options & derivatives strategies
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