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Scott R

Series 66

Atlanta, GA

Register Financial Advisors, LLC

Scott Register is a financial advisor with Register Financial Advisors, LLC in Atlanta, GA, holding a Series 66 designation and 19 years of industry experience. He has been with Register Financial Advisors, LLC since 2007 and also serves as principal and chief compliance officer for Register Financial Associates, Inc. In addition to his advisory roles, Register is a principal and CFO at Register Capital Investments LLC, where he oversees a small-cap stock portfolio. Register Financial Advisors, LLC provides investment advisory and financial planning services to individuals, corporations, retirement plans, and charitable institutions. The firm employs a broad range of investment strategies, including equities, fixed income, derivatives, and third-party managed solutions, and is known for its use of model allocations and active account management through both in-house and external strategists.

Options & derivatives strategies Retirement withdrawal strategies Charitable giving & philanthropy Cash flow / budgeting Executive Founder/Business Owner
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Lauren W

CFP®, Series 66

Atlanta, GA

Elwood & Goetz

Lauren Way is a CFP® with seven years of industry experience, currently serving as a financial advisor at Elwood & Goetz Wealth Advisory. Her prior experience includes roles at Fidelity Investment and Vision Financial Group. Elwood & Goetz Wealth Advisory Group is a fee-only investment management and financial planning firm that serves affluent and emerging-affluent clients, including individuals, families, and institutions. The firm uses a broadly diversified, tax-efficient investment approach grounded in Modern Portfolio Theory and manages approximately $1.07 billion in discretionary assets with a team of 21 advisors.

General retirement planning Retirement income strategy Tax-loss harvesting Wealth management Charitable giving & philanthropy Founder/Business Owner Executive Mid-Career Professionals Established Professionals Dual Income Family
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Hafeez F

Series 63, Series 66

Atlanta, GA

Register Financial Advisors, LLC

Hafeez Fazal is a financial advisor at Register Financial Advisors, LLC in Atlanta, GA, holding Series 63 and Series 66 licenses with 18 years of industry experience. He has worked at Register Financial Advisors, LLC and Register Financial Associates, Inc since 2018 and previously at Raymond James & Associates from 2013 to 2018. Register Financial Advisors, LLC provides investment advisory and financial planning services to individuals, corporations, retirement plans, charitable institutions, foundations, and trusts. The firm uses a broad range of investment instruments and strategies, integrating both in-house and third-party managers, and offers discretionary and non-discretionary portfolio management along with access to multiple wrap fee programs.

Options & derivatives strategies Retirement withdrawal strategies Charitable giving & philanthropy Cash flow / budgeting Executive Founder/Business Owner
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Edward W

CFP®, CFA®, Series 65

Atanta, GA

Rollins Financial Advisors, LLC

Edward Wilcox is a CFP®, CFA®, and Series 65 licensed financial advisor with 18 years of industry experience. He has been with Rollins Financial Advisors, LLC since 2021 and was previously with Rollins Financial Nc. from 2004 to 2021. Rollins Financial Advisors serves individual and high-net-worth clients as well as corporate pension and profit-sharing plans, providing investment counseling, portfolio management, and related accounting and tax services. The firm manages approximately $1.38 billion in discretionary assets and follows a fiduciary, goal-oriented investment process focused on asset allocation and ongoing portfolio monitoring.

Wealth management Retirement income strategy College savings (529s, UTMA, etc.)
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Adam W

Series 66

Atlanta, GA

Register Financial Advisors, LLC

Adam Waller is a financial advisor at Register Financial Advisors, LLC with six years of industry experience. He holds the Series 66 designation and previously worked at Edward Jones for seven years. His background also includes roles at Wells Fargo and various other organizations. Register Financial Advisors, LLC provides investment advisory and financial planning services to individuals, corporations, retirement plans, and charitable institutions. The firm employs a broad range of investment strategies and tools, including discretionary and non-discretionary portfolio management, and sponsors multiple wrap fee programs with a service model that incorporates derivatives and borrowing within managed accounts.

Retirement plans for business owners (SEP, solo 401k) Divorce financial planning Stock option exercise strategy Business ownership considerations General estate planning guidance Founder/Business Owner Divorced Widow/Widower
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Matthew C

Series 63, Series 66

Atlanta, GA

EPG Wealth Management LLC

Matthew Canine is a financial advisor with EPG Wealth Management LLC in Atlanta, GA, holding Series 63 and Series 66 licenses and bringing 21 years of industry experience. His career includes roles at Fidelity Personal and Workplace Advisors and FIDELITY Brokerage Services LLC before joining EPG Wealth Management in 2019. EPG Wealth Management serves individuals, trusts, businesses, and retirement plans with advisory services that include advisor-managed portfolios, third-party money manager access, financial planning, and fiduciary consulting. The firm manages accounts using fundamental, technical, and cyclical analysis and operates a ten-advisor team with approximately $579 million in regulatory assets under management.

Private / alternative investments Retirement plans for business owners (SEP, solo 401k) Liquidity event planning Founder/Business Owner
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Dale H

Series 63, Series 65

Atlanta, GA

Builder Investment Group

Dale Hajost is a financial advisor at Builder Investment Group in Atlanta, GA, holding Series 63 and Series 65 credentials with 21 years of industry experience. He has been with Builder Investment Group since 1992. Hajost serves as co-general partner in a passive private equity partnership, contributing several hours monthly to this investment-related activity. Builder Investment Group provides discretionary portfolio management to individuals, pension plans, foundations, trusts, estates, and corporate entities. The firm offers customized asset management using both fundamental and technical analysis, and it sponsors pooled investment vehicles and private syndications, a distinctive role for a firm of its size.

Private / alternative investments
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John A

CFA®

Atlanta, GA

Patton Albertson Miller Group, LLC

John Adair is a CFA® charterholder with seven years of experience in the financial industry. He has been employed at SunTrust Bank since 1988. Adair is based in Atlanta, GA, and is part of the Patton Albertson Miller Group, LLC. Patton Albertson Miller Group is a fee-only wealth management and financial planning firm serving affluent individuals, families, pension and profit-sharing plans, and charitable organizations. The firm provides comprehensive services including investment management, financial planning, trust and fiduciary services, and access to alternative investments for qualified clients.

Wealth management Business succession planning Cash flow / budgeting Founder/Business Owner Executive
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Rodolfo R

Series 63, Series 65

Atlanta, GA

EPG Wealth Management LLC

Rodolfo Rodriguez is a financial advisor with EPG Wealth Management LLC, holding Series 63 and Series 65 licenses and bringing 25 years of industry experience. He has previously worked at Equity Services Inc. and National Life Group. Outside of his advisory role, he serves as CEO of Kinship Wealth Partners LLC, a financial services practice. EPG Wealth Management serves individuals, trusts, businesses, and retirement plans by providing portfolio management, financial planning, and access to third-party money managers. The firm develops customized investment plans and typically manages accounts on a discretionary basis using a combination of fundamental, technical, and cyclical analysis.

Private / alternative investments Retirement plans for business owners (SEP, solo 401k) Liquidity event planning Founder/Business Owner
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Robin L

Series 63

Atlanta, GA

Register Financial Advisors, LLC

Robin Leahy is a financial advisor with Register Financial Advisors, LLC, based in Atlanta, GA. He holds a Series 63 designation and has 23 years of industry experience, including 11 years at Morgan Stanley Smith Barney LLC prior to joining Register Financial in 2020. Register Financial Advisors, LLC provides investment advisory and financial planning services to individuals, corporations, retirement plans, charitable institutions, foundations, and trusts. The firm uses a wide range of investment instruments and strategies, including equities, mutual funds, ETFs, fixed income, and derivatives, and employs model allocations with ongoing monitoring and reporting to manage client portfolios.

Options & derivatives strategies Retirement withdrawal strategies Charitable giving & philanthropy Cash flow / budgeting Executive Founder/Business Owner
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Lydia G

Series 63, Series 65

Atlanta, GA

Register Financial Advisors, LLC

Lydia Gumina is a financial advisor with Register Financial Advisors, LLC in Atlanta, GA, holding Series 63 and Series 65 licenses. She has been with Register Financial Advisors and its affiliated Register Financial Associates, Inc. since 2026. Prior to her advisory roles, she held various positions including work in education at West Forsyth High School and Liberty Middle School, as well as service industry roles. Register Financial Advisors, LLC provides investment advisory and financial planning services to individuals, corporations, retirement plans, and charitable institutions. The firm employs a broad range of investment strategies and manages portfolios using both in-house and third-party resources, including discretionary and non-discretionary management, with access to multiple wrap fee programs and managed solution platforms.

Options & derivatives strategies Retirement withdrawal strategies Charitable giving & philanthropy Cash flow / budgeting Executive Founder/Business Owner
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Amanda I

Series 66

Atlanta, GA

DAI Wealth, LLC

Amanda Ingwersen is a financial advisor with DAI Wealth, LLC in Atlanta, GA, holding a Series 66 designation and five years of industry experience. She has worked at DAI Wealth, LLC and its affiliated firm, DAI Securities, LLC, since 2021, and previously was employed at Guardian Pharmacy from 2016 to 2020. DAI Wealth, LLC manages approximately $330 million in assets through a multi-advisor team serving individual and institutional clients, including high-net-worth individuals and various types of retirement plans and organizations. The firm combines advisor-led customization with third-party model solutions and serves several uncommon institutional client types, offering a range of investment management and advisory services.

Wealth management Active portfolio management Private / alternative investments Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner Executive
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Candace B

Series 66

Atlanta, GA

DAI Wealth, LLC

Candace Brown is a financial advisor at DAI Wealth, LLC with 14 years of industry experience and holds a Series 66 designation. She has worked at Discipline Advisors, Inc. and Dai Securities LLC since 2019, and previously was with Investacorp Inc. from 2011 to 2019. Outside of her advisory role, she provides consulting services as a manager for Firas Capital Group, offering advice to independent broker-dealers. DAI Wealth, LLC manages approximately $330 million in assets through a multi-advisor team serving individual and institutional clients, including high-net-worth individuals, pension plans, charitable organizations, and government entities. The firm utilizes customized portfolios and third-party model platforms, providing investment management, financial planning, and retirement plan advisory services.

Wealth management Active portfolio management Private / alternative investments Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner Executive
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John H

Series 63, Series 65

Atlanta, GA

Marco Investment Management LLC

John Hussa is a financial advisor with Marco Investment Management LLC in Atlanta, GA, holding Series 63 and Series 65 licenses and having 16 years of industry experience. He has been with Marco Investment Management since 2004. Marco Investment Management serves a diverse client base including high-net-worth individuals, institutional clients, and government entities. The firm employs a team-based, top-down investment approach focused on high-quality equities, mid-cap opportunities, and valuation-aware value processes, supplemented by active fixed-income management and selective use of options, derivatives, and margin strategies.

Options & derivatives strategies Active portfolio management Income planning Executive
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Daniel M

CFP®, Series 66

Decatur, GA

Chicory Wealth

Daniel Mcnabb is a CFP® professional with 11 years of experience in the financial services industry. He currently works at Chicory Wealth and previously worked at Ameriprise Financial Services, Inc. from 2014 to 2017. Chicory Wealth provides financial life planning and discretionary portfolio management to individuals, high-net-worth clients, trusts, estates, and charitable organizations. The firm utilizes a combination of fundamental analysis, modern portfolio theory, quantitative methods, and ESG metrics to build diversified, long-term portfolios and offers additional services including tax preparation, estate planning assistance, and business consulting.

ESG / Sustainable investing
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Clayborn P

Series 65

Atlanta, GA

Conscious Wealth Investments, LLC

Clayborn Pender is a Series 65-licensed advisor with Conscious Wealth Investments, LLC, based in Atlanta, GA. He has been with the firm since 2023 and has prior experience with RC Whatley & Co and the University of Georgia. Outside of his advisory role, he has been involved with the Atlanta Track Club. Conscious Wealth Investments provides discretionary and non-discretionary wealth management and financial planning services to individuals, high-net-worth clients, families, trusts, estates, and small businesses. The firm employs a primarily long-term investment approach using fundamental and technical analysis to build customized portfolios that may include equities, ETFs, bonds, alternatives, and options strategies.

Wealth management Active portfolio management
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Christopher H

CFA®, Series 63, Series 65

Atlanta, GA

Seabridge Investment Advisors LLC

Christopher Hohlstein is a CFA® charterholder and holds Series 63 and 65 licenses. He has five years of industry experience, currently serving at SeaBridge Investment Advisors LLC since 2021. Prior to this, he worked at BNY Mellon from 2012 to 2020 and took a one-year sabbatical in 2020. SeaBridge Investment Advisors LLC provides discretionary portfolio management, consultative investment advice, and standalone financial planning to individuals, including high-net-worth clients, as well as institutional clients such as profit-sharing plans, foundations, endowments, private investment funds, and foreign investment vehicles. The firm constructs global, equity-focused portfolios and also serves other advisers as a sub-adviser, supporting a mix of retail, institutional, and adviser-client relationships.

Private / alternative investments
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Rachel W

CFP®, Series 66

Atlanta, GA

Conscious Wealth Investments, LLC

Rachel Webster is a CFP® and holds a Series 66 license, with 14 years of industry experience. She has worked at Conscious Wealth Investments, LLC since 2026, following five years at Raymond James and Associates and multiple years at Morgan Stanley. In addition to her advisory role, she is a licensed insurance agent involved in insurance sales and implementation in Atlanta. Conscious Wealth Investments, LLC provides discretionary and non-discretionary wealth management and financial planning primarily to individuals, high-net-worth clients, families, trusts, estates, and small businesses. The firm employs a long-term investment approach that incorporates fundamental and technical analysis to build customized portfolios including equities, ETFs, bonds, and alternative investments, with an emphasis on cost and tax management and the use of derivative strategies.

Wealth management Active portfolio management
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Russell H

Series 65

Atlanta, GA

George M. Hiller Companies, LLC

Russell Hiller is a Series 65-licensed financial advisor with 20 years of industry experience. He has been with George M. Hiller Companies, LLC since 1999. George M. Hiller Companies, LLC is an SEC-registered advisory firm with a five-advisor team managing approximately $170 million for about 426 clients. The firm provides discretionary and non-discretionary portfolio management, 401(k) services, and financial planning, emphasizing asset allocation and diversification with a preference for long-term equity exposure using a variety of investment strategies.

Options & derivatives strategies Retirement plans for business owners (SEP, solo 401k) General estate planning guidance College savings (529s, UTMA, etc.)
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Mark R

Series 63, Series 66

Atlanta, GA

EPG Wealth Management LLC

Mark Reffett is a financial advisor with EPG Wealth Management LLC in Atlanta, GA, holding Series 63 and Series 66 licenses and 14 years of industry experience. He has worked at EPG Wealth Management since 2019 and has prior experience with Arkadios Capital, ACG Wealth, and Triad Advisors. Outside of his advisory role, he owns Stratford Capital LLC and RCM Capital LLC, both non-investment related entities. EPG Wealth Management serves individuals, trusts, businesses, and retirement plans with advisory services including advisor-managed portfolios, third-party money managers, and financial planning. The firm uses a discretionary management approach offering customized investment plans based on client goals and risk profiles, integrating fundamental, technical, and cyclical analysis across various asset types.

Private / alternative investments Retirement plans for business owners (SEP, solo 401k) Liquidity event planning Founder/Business Owner
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