John Cogswell is a financial advisor at Silver Oak Securities, Inc. with 24 years of industry experience. He holds the Series 66 designation and has worked at Silver Oak Securities since 2021, following 13 years at Portfolio Resources Group, Inc. and five years at Financial West Group. Outside of his advisory role, he is involved in small business consulting through Chancery Financial Advisors and holds a minority ownership in Gaudium LLC, a company that sells hats and shirts. Silver Oak Securities, Inc. serves a broad client base including individuals, pension plans, corporations, and trusts through a network of over 100 financial professionals, managing approximately $2.4 billion in discretionary assets. The firm offers various advisory programs with a primarily discretionary, customized investment approach aligned with client objectives and risk tolerances.

Dominic Portaro is a financial advisor with Strategic Wealth Investment Group, LLC in Louisville, KY. He holds a Series 65 designation and has one year of industry experience. Prior to joining Strategic Wealth Investment Group, he worked at Strategic Wealth Designers for two years and was a student for ten years. Strategic Wealth Investment Group provides discretionary portfolio management and financial planning primarily to individual and high-net-worth clients, as well as corporations and business entities. The firm uses a combination of internally developed and third‑party model portfolios, employing fundamental, technical, cyclical, and charting methods, and may delegate trading to third-party managers while retaining responsibility for client suitability.

Kristin Dunlevy is a financial advisor at Savvy with 13 years of industry experience. She holds Series 65 and Series 63 licenses and previously worked at PNC Bank and ProCourse Fiduciary Advisors LLC. Outside of her advisory work, she is the managing partner of Verbeck Beverages, a craft non-alcoholic beverage startup. Savvy provides investment and financial planning services to individuals, trusts, businesses, ERISA plan sponsors, and charitable organizations. The firm offers customized, primarily index-based investment plans alongside active equity portfolios and tax-aware strategies, using a combination of technology platforms and specialized sub-advisers.

Adam McGrath is a financial advisor with Sound Income Strategies, LLC, holding Series 63 and Series 65 credentials and eight years of industry experience. He previously worked at Fifth Third Securities and J.P. Morgan-related entities. Outside of his advisory role, he is involved with Sparks Financial Group, LLC, focusing on fixed insurance sales and client services. Sound Income Strategies is a fee-based investment adviser serving individuals, corporations, pension clients, and other registered advisors. The firm emphasizes fixed-income and income-oriented strategies, actively managing portfolios and offering services that include financial planning, ERISA plan consulting, and co-advisory arrangements.

John Mcglynn is a financial advisor with Lanark Financial, Inc. in Louisville, KY, holding Series 63 and Series 66 licenses and bringing 27 years of industry experience. He previously worked at L.M. Kohn & Company for 14 years and joined NBC Securities, Inc. in 2025. Lanark Financial provides investment management, financial planning, and advisory services to individuals, retirement plans, trusts, foundations, municipalities, and other institutional clients. The firm manages approximately $1.78 billion in client assets across multiple advisor teams and offers program-based accounts through various platforms, utilizing both discretionary and non-discretionary arrangements.

Blanton Creque is a financial advisor with Lanark Financial, Inc. in Louisville, KY, holding a Series 65 designation and five years of industry experience. His prior work includes roles at Aldyn Capital, University of Louisville, Yum! Brands, Golf Headquarters, and Shelbyville Country Club. He is also the owner and operator of BC Financial, LLC, a single-member LLC established to receive commissions and advisory fees. Lanark Financial provides investment management and financial planning services to individuals, retirement plans, trusts, foundations, municipalities, and other institutional clients. The firm manages approximately $1.78 billion in assets across multiple advisor teams and offers program-based accounts through various platforms.

Lance Williamson is a financial advisor at International Assets Investment Management, LLC with eight years of industry experience. He holds the Series 66 designation and previously worked at Bankers Life Securities Inc and Bankers Life & Casualty. Outside of his advisory role, he is involved as an insurance agent with American Senior Benefits and serves as an advisor at Mountain Peak Financial Solutions. International Assets Investment Management provides investment advisory services to individuals, high-net-worth clients, retirement plans, corporations, and other business entities through a national network of independent advisers. The firm offers customized, long-term portfolio management using mutual funds, ETFs, individual equities, and fixed income, and may implement strategies via third-party money managers and wrap programs.

Dwight Rich is a CFP® with 30 years of industry experience currently serving at Sound Income Strategies, LLC. He has held roles at Rich Wealth Management, LLC, which he owns and operates, as well as International Assets Advisory, LLC and Ameriprise Financial Services, Inc. Outside of financial advising, he works as a freelance video editor on a project basis. Sound Income Strategies, LLC is an enterprise investment adviser managing approximately $4.0 billion in assets for a range of clients including individuals, pension plans, trusts, estates, corporations, and other advisers. The firm emphasizes fixed-income analysis combined with equity reviews, offering customized managed portfolios and a scalable advisor network supported by affiliated business lines and specialized services.

Nathan Robinson is a financial advisor at Calton & Associates, Inc. in Louisville, KY, holding Series 63 and Series 65 licenses with two years of industry experience. His prior roles include positions at Morgan Stanley and Lamkin Wealth Management. Calton & Associates serves individual investors, retirement plans, trusts, estates, and other retail clients with portfolio management, fee-based financial planning, retirement plan consulting, and access to third-party money managers. The firm offers multiple program structures and investment approaches tailored to client goals, risk tolerance, and time horizon.

Aaron Kinsey is a financial advisor at Strategic Wealth Investment Group, LLC with three years of industry experience. He holds a Series 66 designation and previously worked at Edward Jones and Strategic Wealth Designers. Outside of his advisory role, Kinsey teaches a retirement-focused class at DeSales High School. Strategic Wealth Investment Group provides discretionary portfolio management and financial planning primarily to individual and high-net-worth clients, as well as corporations and business entities. The firm employs a combination of internally developed and third-party model portfolios, using diverse investment analysis methods and may delegate trading to sub-advisers while maintaining overall client suitability.

Jeanine Morris is a financial advisor with Strategic Wealth Investment Group, LLC in Louisville, KY, holding a Series 66 credential and two years of industry experience. Her prior work includes roles at Edward Jones, American Fidelity, and Strategic Wealth Designers. Strategic Wealth Investment Group provides discretionary portfolio management and financial planning primarily to individual and high-net-worth clients, as well as corporations and business entities. The firm uses internally developed and third-party model portfolios and employs a variety of investment analysis methods while maintaining overall responsibility for client suitability.

Peter Laventis is a financial advisor with Stonex Advisors Inc. based in Louisville, KY, holding Series 63 and Series 65 licenses and bringing 32 years of industry experience. He has worked with StoneX Securities Inc. since 2003 and previously spent five years at UBS Financial Services. Outside of his advisory role, he serves as managing partner of Wainwright Laventis, an investment advisory business. Stonex Advisors Inc. serves individuals, corporations, retirement plans, and charitable organizations by offering portfolio management, financial planning, and ERISA consulting services through a combination of independent advisors and an in-house Private Client Group. The firm employs various account structures and model-based strategies, utilizing multiple platforms and third-party managers to implement investment solutions.

Stephen Baldwin is a financial advisor at Gibbs Wealth Management, LLC with six years of industry experience. He holds a Series 65 designation and has worked at firms including Kinetic Investment Management and Visionary Wealth Management. Outside of advisory roles, Baldwin owns and operates Capital Insurance Group, Inc., an insurance sales and services business. Gibbs Wealth Management provides discretionary investment advisory services to individual and high-net-worth clients through a model management program that uses third-party platforms and strategists. The firm focuses on selecting and monitoring model portfolios based on clients’ financial situations, goals, and risk tolerance rather than constructing proprietary portfolios.

Mark Lamkin is a financial advisor with Calton & Associates, Inc. in Louisville, KY, holding Series 63 and Series 65 licenses and bringing 34 years of industry experience. He has been with Calton since 2018 and previously worked at AE Wealth Management, Lamkin Wealth Management, and LPL Financial. Lamkin is the author and owner of the book *Millionaires Roadmap*. Calton & Associates serves individual investors, retirement plans, trusts, estates, and other retail clients by providing portfolio management, financial planning, retirement plan consulting, and access to third-party money managers. The firm offers a variety of program structures and combines advisory services with commissionable brokerage and insurance products.

Harold Wainwright Jr. is a financial advisor with StoneX Advisors Inc. in Louisville, KY, holding Series 63 and Series 65 credentials and bringing 42 years of industry experience. His career includes roles at StoneX Securities Inc. from 2003 and UBS Financial Services from 1998 to 2003. Outside of his advisory work, he serves on the advisory board of Vaccinogen, providing guidance on cancer research directions. StoneX Advisors Inc. serves individuals, corporations, retirement plans, and charitable organizations with portfolio management, financial planning, and consulting services. The firm offers a range of investment solutions through independent advisors and an in-house Private Client Group, utilizing various platforms and third-party managers to implement tailored strategies.

Christopher Risher is a financial advisor at AlphaStar Capital Management with 22 years of industry experience. He holds Series 63 and Series 65 licenses and has previously worked at AE Wealth Management, Revolutionary Wealth Management, and FIRST Allied Securities, among others. In addition to advisory roles, he teaches adult education classes on retirement planning. AlphaStar Capital Management manages approximately $1.84 billion for individuals, trusts, small businesses, and other clients, offering discretionary and non-discretionary portfolio management, financial planning, and retirement plan consulting. The firm employs a strategic asset-allocation approach combined with quantitative analysis and tactical adjustments, utilizing both model portfolios and customized strategies.

Bryce Lanham is a financial advisor with Apollon Wealth Management, LLC, holding a Series 66 credential and bringing 20 years of industry experience. His prior roles include positions at Purshe Kaplan Sterling Investments, Retirement Planning Solutions, and Legacy Advisory Services. Outside of advisory work, he owns an event planning business and serves as a board member for a nonprofit electrical contracting organization. Apollon Wealth Management is an SEC-registered multi-team firm serving individuals, families, trusts, businesses, and institutional clients. The firm combines centrally managed investment models with locally managed portfolios and offers a range of services including financial planning, portfolio management, and sub-advisory roles, utilizing diverse asset classes and specialized strategies.

Timothy Sparks is a Series 65 licensed financial advisor with 15 years of industry experience. He has been with Sound Income Strategies, LLC since 2019, and previously worked at Specialized Advisors, J.D. Mellberg Financial, and Secure Investment Management. Sparks is also the author of a published book. Sound Income Strategies, LLC is an enterprise investment adviser managing approximately $4.0 billion in client assets. The firm serves individuals, pension plans, trusts, corporations, and other advisers, offering customized portfolio management with a focus on fixed-income analysis and equity review.

Bradley Gaines is a financial advisor with Strategic Wealth Investment Group, LLC in Louisville, KY. He holds a Series 65 designation and has four years of industry experience. Prior to joining Strategic Wealth Investment Group in 2021, he was the managing partner at Reset Strategies from 2011 to 2019. Strategic Wealth Investment Group serves individual clients, including high-net-worth households, and select business entities with discretionary portfolio management and financial planning services. The firm employs a combination of fundamental, technical, charting, and cyclical analysis to create client-specific investment plans, typically implemented on a discretionary basis.

Dean Weerstra is a financial advisor with Vanderbilt Advisory Services, holding Series 63 and Series 65 licenses and bringing 28 years of industry experience. His prior roles include positions at LPL Financial and Ameriprise Financial Services. He has business interests related to tax and investment services through Weerstra and Associates LLC. Vanderbilt Advisory Services serves a diverse client base, including individuals, charitable organizations, trusts, estates, businesses, and retirement plans. The firm utilizes a strategic asset allocation approach combined with fundamental, technical, and charting analysis, offering discretionary and non-discretionary portfolio management alongside financial planning and consulting services.