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Richard K

Series 63, Series 65

Brielle, NJ

Shore Point Advisors, LLC

Richard Krug is a financial advisor at Shore Point Advisors, LLC with seven years of industry experience. He holds Series 63 and Series 65 licenses and has worked at Shore Point Advisors since 2019. In addition to his advisory role, Krug is an independent insurance agent and a real estate agent with Keller Williams West Monmouth. Shore Point Advisors provides discretionary portfolio management, financial planning, and advisory services to individuals, retirement plans, charities, and business entities. The firm combines modern portfolio theory and a five-factor model to guide asset allocation, employing derivative and overlay strategies, with financial planning included at no extra cost for clients managing $500,000 or more.

Social Security optimization Tax-loss harvesting Options & derivatives strategies Wealth management Founder/Business Owner Executive
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Paul M

CFP®, CFA®, Series 63

Toms River, NJ

Wealth Quarterback LLC

Paul Murphy is a CFP® and CFA® with 13 years of experience in financial advising. He is currently with Wealth Quarterback LLC and has previous experience at American Portfolios Financial Services, Inc. He is also an insurance agent specializing in life, long-term care, and disability insurance through Jalinski Advisory Group. Wealth Quarterback provides discretionary investment management and financial planning services to individuals, charitable organizations, and pension plans. The firm employs a mix of fundamental, technical, and quantitative analysis and offers both conservative and aggressive strategies, including a Tactical Managed Strategy that uses market-timing and leveraged ETFs.

Active portfolio management Options & derivatives strategies Retirement income strategy
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John S

Series 66

Brielle, NJ

Shore Point Advisors, LLC

John Scalabrini is a financial advisor at Shore Point Advisors, LLC with 14 years of industry experience. He holds a Series 66 designation and has worked previously at Park Avenue Securities and Guardian Life Insurance. Scalabrini also served 20 years with the New Jersey State Police. Shore Point Advisors manages discretionary portfolios and provides financial planning services to individuals, retirement plans, charities, and businesses. The firm employs a model portfolio approach informed by modern portfolio theory and a five-factor model, incorporating option strategies and multi-asset overlays in client accounts.

Social Security optimization Tax-loss harvesting Options & derivatives strategies Wealth management Founder/Business Owner Executive
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Matthew S

Series 65

Red Bank, NJ

WBI Investments, LLC

Matthew Schreiber is a financial advisor with Hartshorne Group, LLC, holding a Series 65 designation and 17 years of industry experience. He has worked at Millington Securities, Inc., The Hartshorne Group, and Foreside Fund Services, LLC. Schreiber also serves as president and chief investment strategist of WBI Investments, an affiliated registered investment adviser. Hartshorne Group (now CyborgWealth) provides financial planning, wealth management, tax-related services, and investment management supervision primarily for individual, high-net-worth, institutional, and intermediary clients. The firm operates on a non-discretionary, manager-referral model, coordinating client reporting and ongoing portfolio reviews while referring implementation to affiliated or third-party managers.

Factor investing / smart beta Active portfolio management Tax-loss harvesting
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Jacob R

Series 63, Series 65

Brielle, NJ

Shore Point Advisors, LLC

Jacob Rue V is a financial advisor at Shore Point Advisors, LLC with 20 years of industry experience. He holds Series 63 and Series 65 licenses and previously worked at Guardian Life Insurance and Park Avenue Securities. He is also an agent for life, disability, and long-term care insurance through JCL Financial LLC. Shore Point Advisors provides discretionary portfolio management, financial planning, and advisory services to individuals, retirement plans, charities, and business entities. The firm utilizes model portfolios informed by modern portfolio theory and a five-factor model, along with option strategies and multi-asset overlays, serving clients through a ten-advisor team with over $327 million in discretionary assets under management.

Social Security optimization Tax-loss harvesting Options & derivatives strategies Wealth management Founder/Business Owner Executive
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Christopher M

Series 66

Toms River, NJ

Wealth Quarterback LLC

Christopher Meyer is a financial advisor at Wealth Quarterback LLC with 14 years of industry experience. He holds a Series 66 designation and has worked at firms including Purshe Kaplan Sterling and American Portfolios Financial Services, Inc. Meyer is also involved with the Jalinski Advisory Group and Meyer Capital Management LLC. Wealth Quarterback LLC provides discretionary investment management and financial planning to individuals, charitable organizations, and pension and profit-sharing plans. The firm employs a combination of fundamental, technical, and quantitative analysis, and offers strategies including an aggressive Tactical Managed Strategy using market-timing and leveraged ETFs.

Active portfolio management Options & derivatives strategies Retirement income strategy
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James M

Series 63, Series 65

Brick, NJ

Regal Advisory Services, Inc.

James Madigan Jr. is a financial advisor with Regal Advisory Services, Inc. He holds Series 63 and Series 65 licenses and has 31 years of industry experience. Since 2009, he has worked at Wells Fargo Advisors LLC. Regal Advisory Services, Inc. serves individuals, corporations, retirement plans, trusts, foundations, and other institutional clients through a team of 15 advisors managing approximately $113.5 million in assets. The firm provides discretionary and non-discretionary portfolio management, financial planning, and retirement plan advisory, utilizing a blend of fundamental and quantitative research tailored to client goals and risk tolerance.

Private / alternative investments Options & derivatives strategies Tax-loss harvesting Active portfolio management Concentrated stock management
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Elias B

Series 66

Red Bank, NJ

Atlas Private Wealth Advisors

Elias Burgos is a financial advisor at Atlas Private Wealth Advisors with a Series 66 credential and two years of industry experience. His prior roles include positions at Equitable Advisors, LLC and LPL Financial, as well as entrepreneurial experience with Burgos Enterprises Junk Removal. Atlas Private Wealth Advisors serves individual and high-net-worth clients, charities, and small businesses by providing discretionary and non-discretionary portfolio management and financial planning. The firm manages approximately $860 million in assets across more than 1,200 client relationships, utilizing tailored strategies and a combination of fundamental, technical, and cyclical analysis.

Retirement income strategy College savings (529s, UTMA, etc.) Founder/Business Owner
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Peter F

Series 63, Series 65

Sea Girt, NJ

WORLD EQUITY GROUP, Inc.

Peter Forbes is a financial advisor with World Equity Group, Inc., holding Series 63 and Series 65 licenses and bringing 30 years of industry experience. He has been with World Equity Group since 2010. Forbes is also licensed to sell fixed insurance products. World Equity Group provides investment advisory and brokerage services to individuals, high-net-worth clients, business entities, non-profit organizations, and financial institutions. The firm employs both model-based and customized investment approaches, offering portfolio management, financial planning, and access to third-party managers.

Active portfolio management
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Paul K

Series 66

Freehold, NJ

Santander Securities LLC

Paul Kuleska is a financial advisor with Santander Securities LLC, holding a Series 66 credential and eight years of industry experience. His prior roles include positions at Santander Bank, Kearny Bank, Cetera Investment Advisers, Citizens Securities, and PNC Investments. Outside of his advisory work, he performs maintenance for a rental property owned by his spouse. Santander Securities LLC provides investment advisory and related services to a broad range of clients, including individual investors, corporations, charitable organizations, retirement plans, and institutional clients. The firm offers wrap-fee advisory programs and financial planning services, delivering investment advice through a managed-account platform with third-party managers and centralized implementation and compliance.

ESG / Sustainable investing Tax-loss harvesting General retirement planning Income planning Founder/Business Owner
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Ashwini A

CFP®, Series 63, Series 65

Red Bank, NJ

Prosperity Capital Advisors

Ashwini Ahluwalia is a CFP® professional with 35 years of industry experience, currently serving at Prosperity Capital Advisors. Prior to joining Prosperity Capital Advisors, Ashwini was affiliated with ONETEAM FINANCIAL LLC, M HOLDINGS SECURITIES, Inc., and Atlas Advisory Group. Ashwini is involved in social security planning and financial professional training programs. Prosperity Capital Advisors provides financial planning, consulting, and discretionary investment management to a diverse client base, including individual investors, corporate clients, charitable organizations, and retirement plan sponsors. The firm employs a model-driven, multi-sleeved investment approach utilizing core risk-based portfolios and specialized strategies across mutual funds, ETFs, and alternative solutions.

Active portfolio management Options & derivatives strategies Private / alternative investments Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner Executive HENRY (High Earners, Not Rich Yet)
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Christopher M

Series 63, Series 65

Brick, NJ

StoneX Advisors Inc.

Christopher Matseur is a financial advisor with StoneX Advisors Inc. in Brick, NJ, holding Series 63 and Series 65 licenses and bringing 23 years of industry experience. He has been with StoneX Advisors since 2015 and StoneX Securities since 2014. Outside of his advisory role, Matseur serves as Treasurer for both the Brick Township District Fire Commissioner and Herbertsville Fire Company, and he is also a wedding officiant. StoneX Advisors Inc. serves individuals, corporations, retirement plans, and charitable organizations by providing portfolio management, financial planning, ERISA plan consulting, and related services through independent advisors and an in-house Private Client Group. The firm utilizes multiple account structures and model-based solutions, implementing strategies via proprietary models and third-party money managers, supported by platforms like Envestnet and Advyzon.

ESG / Sustainable investing
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Megan R

Series 66

Long Branch, NJ

Fortis Capital Advisors, LLC

Megan Rehill is a financial advisor at Fortis Capital Advisors, LLC with 12 years of industry experience. She holds a Series 66 designation and has previously worked at Bank of America, Merrill, and Morgan Stanley in various roles. In addition to her advisory work, she is involved in the sales of fixed insurance products through multiple carriers. Fortis Capital Advisors provides investment advisory and financial planning services to a diverse client base including individuals, trusts, businesses, retirement plans, and institutional clients. The firm offers discretionary portfolio management with customized strategies across passive, active, tactical, blended, and ESG-integrated approaches.

ESG / Sustainable investing Options & derivatives strategies Active portfolio management Tax strategies for small businesses Business exit / sale strategy Founder/Business Owner Executive
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Misty M

Series 65

Neptune, NJ

Maridea Wealth Management

Misty Marlowe is a financial advisor at Maridea Wealth Management with nine years of industry experience. She holds a Series 65 credential and previously worked at Hartshorne Group, LLC for eight years before joining Maridea Wealth Management. Maridea Wealth Management serves individuals, high-net-worth clients, trusts, estates, businesses, and retirement plans by providing discretionary investment management, financial planning, retirement plan advisory, and business-oriented services including outsourced CFO support. The firm operates as a fiduciary and emphasizes personalized, long-term portfolio construction using fundamental analysis and modern portfolio theory.

Wealth management Private / alternative investments Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy General retirement planning Founder/Business Owner Executive
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Robert D

Series 63, Series 66

Spring Lake, NJ

International Assets Investment Management, LLC

Robert D'andria is a financial advisor with International Assets Investment Management, LLC, holding Series 63 and Series 66 licenses and bringing 32 years of industry experience. He has been with International Assets Investment Management and its affiliate International Assets Advisory LLC since 2010. In addition to his advisory role, he is president and sole owner of SterlingNoble Wealth Management, a business he operates actively. International Assets Investment Management provides investment advisory services to individuals, high-net-worth clients, retirement plans, corporations, and other entities through a national network of independent representatives. The firm emphasizes customized, long-term portfolio construction using mutual funds, ETFs, equities, and fixed income, and incorporates third-party managers and wrap programs as appropriate.

Wealth management Active portfolio management Options & derivatives strategies Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner
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Durbin M

Series 63, Series 66

Mantoloking, NJ

StoneX Advisors Inc.

Durbin Mcdermott is a financial advisor at StoneX Advisors Inc. with 50 years of industry experience. He holds Series 63 and Series 66 licenses and has been with StoneX Advisors since 2015. Outside of his advisory role, he is president and one-third member of Partners Financial Group, LLC, where he is involved in co-development, training, recruiting, and business processing. StoneX Advisors Inc. serves individuals, corporations, retirement plans, and charitable organizations with portfolio management, financial planning, and related consulting services. The firm uses a combination of independent advisors, proprietary models, and third-party money managers to implement client strategies.

ESG / Sustainable investing
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Matthew F

Series 63, Series 66

Sea Girt, NJ

Advisory Solutions Group

Matthew Fevola is a financial advisor at Advisory Solutions Group with 27 years of industry experience. He holds Series 63 and Series 66 licenses and has worked at firms including CS Planning Corp and Stark Financial Advisers, Inc. In addition to his advisory roles, Fevola operates as an independent insurance agent recommending fixed and life insurance products. Advisory Solutions Group serves retail clients through a network of Investment Advisor Representatives and provides turnkey business and back-office services to other registered investment advisory firms. The firm employs a diversified investment approach that incorporates quantitative, momentum, and fundamental analysis, offering both discretionary and non-discretionary strategies with periodic rebalancing and at least annual client reviews.

Options & derivatives strategies Passive / index investing Active portfolio management
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Shannon P

Series 65

Sea Girt, NJ

WORLD EQUITY GROUP, Inc.

Shannon Powell is a Series 65-licensed financial advisor with eight years of industry experience, currently serving at WORLD EQUITY GROUP, Inc. since 2017. Prior to this, Powell worked at Vitale, Smyth & Associates LLC from 2014 to 2016. In addition to advisory work, Powell manages an accounting and tax firm, Sherman CPA PC, as a tax manager. WORLD EQUITY GROUP provides investment advisory and brokerage services to individuals, high-net-worth clients, business entities, non-profit organizations, and financial institutions. The firm employs a combination of model-based and customized investment approaches, offering portfolio management, financial planning, and access to third-party managers.

Active portfolio management
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Janet S

CFP®, Series 63

Wall, NJ

Arkadios Wealth Advisors

Janet Sherry is a CFP® with 27 years of industry experience, currently serving at Arkadios Wealth Advisors since 2019. Prior to that, she worked at Triad Advisors, Inc. for five years. In addition to her advisory role, she is a co-owner of Foresight Financial Partners, a financial planning and investment firm. Arkadios Wealth Advisors provides investment and wealth management services to individuals, trusts, businesses, and retirement plans through a combination of advisor-managed accounts, wrap programs, third-party money manager access, and financial planning. The firm supports customized, discretionary investment strategies with an internal portfolio team and offers integrated advisory and brokerage services under a unified operating model.

Private / alternative investments Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner Retired
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Peter C

Series 65

Freehold, NJ

Brookwood Investment Group

Peter Colicchia is a financial advisor at Brookwood Investment Group with 10 years of industry experience. He holds a Series 65 credential and has previously worked at Redwood Private Wealth LLC and New Century Capital Management, LLC. Colicchia is also a licensed insurance producer involved in the sales of life and fixed annuity products through his separate business, Protected Goals, LLC. Brookwood Investment Group is a multi-advisor registered investment adviser managing approximately $1.06 billion for over 3,100 clients. The firm offers discretionary and non-discretionary portfolio management, financial planning, and retirement-plan advisory services, utilizing a range of investment strategies and supporting negotiable advisor-level fee arrangements.

General retirement planning Active portfolio management Passive / index investing Founder/Business Owner Retired
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