Sergio Guzman is a financial advisor at Charles Schwab with seven years of industry experience. He holds Series 63 and Series 65 designations and has worked at Charles Schwab and affiliated entities since 2022, as well as TD Ameritrade and Wells Fargo in prior roles. Charles Schwab & Co., Inc. serves primarily high- and ultra-high-net-worth individuals through its Schwab Wealth Advisory wrap fee program and affiliated managed-account and financial planning services. The firm combines non-discretionary advisory relationships with access to affiliated discretionary separately managed accounts and offers multi-asset model portfolios along with due diligence on alternative investments through its integrated operational structure.

Ethan Plaisance is a financial advisor at Fidelity with a Series 66 designation and four years of industry experience. His career includes roles at Fidelity Investments and prior experience at Asset Campus Housing, Blinn College, and The Scion Group. He has also been involved with Texas A&M University since 2019. Fidelity’s Strategic Advisers LLC provides investment management and advisory services to retail and institutional clients, including advisory work and fund management. The firm uses a combination of fundamental research, quantitative analysis, and algorithmic portfolio construction to manage model portfolios across mutual funds, ETFs, and ETPs.

Alyssa Meissner is a financial advisor at Fisher Investments based in Plano, TX, holding a Series 65 credential with two years of industry experience. Prior to joining Fisher Investments, she worked in the skincare industry at Riman Korean Skincare and has experience in education and hospitality. Fisher Investments serves a global client base including institutional and high-net-worth individuals, providing discretionary portfolio management with a focus on globally diversified portfolios, tax-aware strategies, and risk management techniques.

Cameron Martin is a financial advisor at Fisher Investments with a Series 65 designation and one year of industry experience. Prior to joining Fisher, he held roles in various businesses including Elemental Fundraising, Bartaco, and Florida Financial Advisors. Fisher Investments serves a global client base of institutional and private investors, offering discretionary portfolio management across multiple asset classes. The firm employs a centralized investment process that integrates quantitative and qualitative research and utilizes tax-aware strategies and defensive tactics to manage risk and portfolio positioning.

Garrett Evans is a financial advisor at Charles Schwab with 10 years of industry experience. He holds the Series 63 and Series 66 designations. Evans has worked at both Charles Schwab and TD Ameritrade, including multiple tenures at each firm. Outside of advisory work, he is the owner and CEO of Signate Elevators, LLC, a residential and commercial construction business. Charles Schwab serves a large client base primarily composed of high- and ultra-high-net-worth individuals, offering comprehensive wealth advisory and managed-account services. The firm combines non-discretionary advisory guidance with access to affiliated discretionary separately managed accounts and uses a multi-asset model portfolio approach supported by proprietary research.

Jaclyn Thorp is a financial advisor at Fisher Investments with seven years of industry experience. She holds Series 65 and Series 63 licenses and previously worked at J.P. Morgan Securities LLC. Fisher Investments provides discretionary portfolio management to a global client base including institutional investors and high-net-worth individuals. The firm employs a centralized investment approach combining quantitative and qualitative research to manage diversified portfolios across equity, fixed-income, and blended mandates.

Thomas Omori is a financial advisor at Fisher Investments with seven years of industry experience. He holds a Series 65 designation and has been with Fisher Investments since 2018. Prior to this, he had brief employment at Diamond Resorts and periods of unemployment. Fisher Investments serves institutional and private clients worldwide, including pension plans, foundations, investment companies, and high-net-worth individuals. The firm provides discretionary portfolio management utilizing centralized investment decisions, tax-aware strategies, and a combination of quantitative and qualitative research to manage diversified portfolios across equity, fixed income, and blended mandates.

Travis Butler is a Series 65-licensed financial advisor at Fisher Investments in Plano, TX, with 20 years of industry experience. He has been with Fisher Investments since 2001. Fisher Investments serves a global client base including institutional and high-net-worth individuals, providing discretionary portfolio management across equity, fixed-income, and blended mandates. The firm employs a centralized investment approach combining quantitative and qualitative research and implements tax-aware and risk management strategies.

Richard Maddock is a financial advisor at Fisher Investments with a Series 65 designation and three years of industry experience. Prior to joining Fisher Investments, he worked at Union Bank, First Tech Federal Credit Union, and Wells Fargo. Fisher Investments serves a global range of institutional and private clients, providing discretionary portfolio management through a centralized Investment Policy Committee that employs quantitative and qualitative methods to construct diversified portfolios. The firm also offers sub-advisory and retirement plan services, managing separate accounts and pooled investment vehicles with a focus on tax-aware strategies and risk management.

Anthony Vasquez is a Series 66 licensed financial advisor at Fidelity with one year of industry experience. Before joining Fidelity, he worked at Nebraska Furniture Mart and Marco’s Pizza. Fidelity’s Strategic Advisers LLC provides investment management and advisory services to a diverse client base, including retail and institutional investors. The firm integrates proprietary fundamental research with quantitative analysis and algorithmic portfolio construction to create model portfolios from mutual funds, ETFs, and ETPs.

Keenan Wolf is a financial advisor at Fisher Investments based in Plano, TX, holding a Series 65 designation. He joined Fisher Investments in 2026 and has prior experience in various roles at companies including Juristat, Smartsheet, and Zoominfo. Fisher Investments serves a global client base of institutional and private clients, offering discretionary portfolio management across equity, fixed-income, and blended mandates. The firm combines quantitative and qualitative research to construct globally diversified portfolios and employs tax-aware and risk management strategies.

James Bailey is an Investment Solutions Representative III at Fidelity Investments, a position he has held since 2025. He has progressed through multiple roles within Fidelity, starting as an Investment Solutions Representative I in 2021, advancing to level II in 2022, and then to his current role in 2025. Prior to his tenure at Fidelity, James worked as a Financial Representative at North Florida Financial from 2020 to 2021, and as an Advisor Services Representative at Waddell & Reed, Inc. from 2018 to 2020. In his current role, James collaborates with clients to develop personalized financial strategies that cater to investing for the future, retirement planning, and wealth management. He aims to simplify the financial process, provide clear guidance, and serve as a trusted partner throughout his clients' financial journeys. James holds insurance licenses in Arkansas and California. Outside of his professional career, James has interests that include camping, golf, hiking, military service, music, and traveling.

Moniqua Pruitt is a financial advisor at Fidelity with a Series 66 credential and experience in the financial services industry beginning in 2020. Her prior roles include positions at Guardian Life, AIL, Goosehead Insurance, Nordstrom.com, and Flaire Extra. Fidelity’s Strategic Advisers LLC provides investment management and advisory services to a diverse client base, including retail and institutional investors, utilizing a combination of proprietary fundamental research, quantitative analysis, and algorithmic portfolio construction. The firm is noted for its management of registered investment companies and use of systematic methodologies and AI tools in its investment process.

Kyoungmin Lee is a financial advisor with Fidelity, holding a Series 66 credential and four years of industry experience. Prior to joining Fidelity, Lee worked at American National Insurance and has experience in music instruction through independent contracting and as a sole proprietor managing a music studio. He is also associated with a family business producing handmade products. Fidelity’s Strategic Advisers LLC, where Lee is based, offers investment management and advisory services to retail and institutional clients, employing a blend of fundamental research and quantitative analysis to construct model portfolios using a broad investable universe.

Brooke Whigham is a financial advisor at Fidelity with a Series 66 designation and five years of industry experience. Her work history includes roles at Fidelity Investments, Equitable Advisors, Advalorem Tax, Metabologix, and Kemah Escape. She is affiliated with Strategic Advisers LLC, a Fidelity Investments company that provides investment management and advisory services to retail and institutional clients, including fund advisory and model portfolio delivery. The firm uses a blend of fundamental research, quantitative analysis, and algorithmic portfolio construction in its investment process.

Andrew Yang is a financial advisor with Charles Schwab in Westlake, TX, holding Series 63 and Series 66 credentials and nine years of industry experience. He previously worked at TD Ameritrade for six years before joining Charles Schwab, where he has been employed for four years. Charles Schwab & Co., Inc. serves primarily high- and ultra-high-net-worth individuals through its Schwab Wealth Advisory wrap fee program and affiliated managed-account and financial planning services, offering a mix of non-discretionary advice and access to discretionary separately managed accounts within an integrated operational structure.

David Lucas is a financial advisor at Charles Schwab with 22 years of industry experience. He holds Series 63 and Series 66 designations. Prior to joining Charles Schwab in 2022, he worked at TD Ameritrade from 2010 to 2022. Charles Schwab & Co., Inc. serves primarily high- and ultra-high-net-worth individuals through its Schwab Wealth Advisory wrap fee program and related managed-account and financial planning services. The firm combines non-discretionary advisory relationships with access to affiliated discretionary separately managed accounts and offers a multi-asset investment approach supported by centralized custody and order-routing services.

Kevin Braun is a financial advisor at Fisher Investments in Plano, TX, holding Series 63 and Series 65 licenses with four years of industry experience. His prior roles include positions at Fidelity Investments, Northwestern Mutual Investment Services LLC, and Ryan Edlefsen. Fisher Investments serves institutional and private clients worldwide, managing discretionary portfolios across equities, fixed income, and blended mandates. The firm uses a centralized investment process combining quantitative and qualitative research to construct diversified portfolios and offers a range of advisory and sub-advisory services.

Tara Rog is a Series 65 licensed financial advisor at Fisher Investments with 14 years of industry experience. She has been with Fisher Investments since 2010. Fisher Investments serves a global range of institutional and private clients, providing discretionary portfolio management across equity, fixed-income, and blended mandates. The firm utilizes a centralized investment process combining quantitative and qualitative research, and offers sub-advisory and retirement plan services to its diverse client base.

John Hayes is a Financial Consultant at Fidelity Investments, a role he has held since 2023. He is also a CERTIFIED FINANCIAL PLANNER™ and collaborates with his wealth management team to create customized financial plans aimed at helping clients progress toward their retirement goals. His professional experience includes several roles at Fidelity Investments from 2020 to 2023 as a Workplace Planning Consultant I, II, and III. Prior to that, he held various positions at TD Ameritrade between 2015 and 2020, including Client Service Specialist and roles in Investment Management Services and Investor Services. Earlier in his career, he was a District Leader at PFS Investments from 2011 to 2013. John holds insurance licenses in Arkansas and California. Outside of his professional work, his personal interests include cars, movies, music, soccer, tennis, and traveling.