Angele Watson is a financial advisor with Principal Financial Services in Houston, TX, holding a Series 66 license and three years of industry experience. She has worked at Principal Financial and related entities since 2020 and previously at Waste Connections and EY. Outside of her advisory role, she serves as a board member for the Houston East End Chamber Foundation and is involved in her local homeowners association as a member at large. Principal Securities provides brokerage and registered investment advisory services to a diverse client base, including individuals, retirement plans, trusts, and business entities. The firm offers financial planning, retirement consulting, and access to third-party money manager programs through various advisory and promoter arrangements.

David Burke is a financial advisor at Oppenheimer with 50 years of industry experience. He holds Series 63 and Series 65 credentials and has been with Oppenheimer since 2003, following a four-year tenure at CIBC World Markets Corp. Outside of his advisory role, he has involvement in oil and gas exploration through Harris Interest LLC. Oppenheimer serves a diverse client base including individuals, corporations, pension and profit-sharing plans, and charitable organizations. The firm offers a wide range of investment programs and advisory services, utilizing both discretionary and non-discretionary management approaches tailored to client objectives.

Gustavo Rueda is a financial advisor at Citigroup Global Markets with seven years of industry experience. He holds a Series 66 credential and has worked at Citibank NA since 2018, following earlier roles at Axelon Corporation and Automatic Data Processing. Based in Houston, TX, he serves clients through Citigroup's broad range of wealth management services. Citigroup Global Markets serves individual and institutional clients across various wealth segments, offering multi-asset, multi-manager investment strategies through discretionary and non-discretionary programs. The firm integrates in-house research and operates significant market functions, including swap dealing and futures commission services, supporting tailored solutions for large relationships.

Daniel Deloney is a financial advisor with Valic Financial Advisors and holds a Series 66 designation. He has two years of industry experience, including roles at AGIA and Valic Financial Advisors, and prior positions in education and healthcare. Deloney is also appointed as an agent to sell non-securities insurance products for AGIA. Valic Financial Advisors serves primarily U.S. individuals, including high net worth clients and employer-sponsored retirement participants. The firm offers portfolio management, financial planning, and discretionary unified managed accounts through a large network of advisors and emphasizes use of technology and model solutions.

Paul Wicks is a financial advisor with Valic Financial Advisors in Houston, TX, holding Series 63 and Series 65 credentials and 23 years of industry experience. His prior roles include positions at Fidelity Investments and Valic, where he worked for over a decade. Valic Financial Advisors, Inc. serves primarily U.S. individuals, including high net worth clients and employer-sponsored retirement participants, offering portfolio management, financial planning, and consulting services through a network of over 1,200 advisors. The firm uses discretionary unified managed accounts with technology and model solutions to support a high client-to-advisor ratio.

Myles Scott is a financial advisor with Kestra Advisory Services LLC, holding a Series 66 credential and 20 years of industry experience. His prior experience includes roles at B. Riley Wealth Advisors, Inc., B. Riley Wealth Management, Inc., and U.S. Capital Advisors LLC. He is also the managing partner of Wealth Empowerment Financial Strategies, an independent financial consulting and advisory firm. Kestra Advisory Services provides investment advisory and retirement-plan consulting to institutional and individual clients, offering services such as plan design, fiduciary consulting, and employee education. The firm serves large institutional investors, including sovereign wealth funds, and utilizes multiple management platforms and third-party solutions.

Reynaldo Martinez Jr. is a financial advisor with First Command Advisory Services, holding Series 63 and Series 65 credentials. He has military experience from a 23-year career with the US Army and has been with First Command since 2025. Martinez is also a partner in a vending machine business, managing inventory and servicing on weekends. First Command Advisory Services is an SEC-registered investment adviser that serves individuals, corporate, and charitable clients, with a focus on active-duty service members and their families. The firm offers financial planning and multiple wrap-fee asset management programs, using a centralized Investment Management Team to select and monitor portfolios and third-party managers.

Daren Antley is a financial advisor with Oppenheimer based in Houston, TX, holding Series 63 and Series 65 credentials and offering 33 years of industry experience. He has worked at Fahnestock & Co. Inc. for 23 years, which operates under the Oppenheimer umbrella. Oppenheimer serves a wide range of clients including individuals, corporations, and charitable organizations, providing investment management, consulting, and retirement services through both discretionary and non-discretionary programs. The firm combines custody of client assets with broker-dealer and advisory operations and manages a substantial portion of assets on a non-discretionary basis.

Aujulon Mackey is a financial advisor at Valic Financial Advisors with Series 65, Series 63, and Series 66 licenses. He has one year of industry experience and previously worked in education and the food service sector. Valic Financial Advisors primarily serves U.S. individuals, including high net worth clients and employer-sponsored retirement participants, offering portfolio management and financial planning services through a large network of advisors. The firm uses discretionary unified managed accounts and integrates technology and model solutions to manage client investments.

Karen Jochimsen is a financial advisor with Oppenheimer in Houston, TX, holding a Series 63 designation and 42 years of industry experience. She worked at Merrill from 1984 to 2008 before joining Oppenheimer in 2009. Jochimsen serves as a trustee for the Jack & Karen Jochimsen Living Trust. Oppenheimer is a registered investment adviser and broker-dealer serving individuals, corporations, pension and profit-sharing plans, charitable organizations, and IRAs. The firm offers a range of programs and services—including asset management, consulting, and retirement planning—delivered through both discretionary and non-discretionary arrangements.

Race Haas is a financial advisor with Valic Financial Advisors in Houston, TX. He holds a Series 66 designation and has been with Valic Financial Advisors since 2025. Prior to his advisory role, he served in the Army from 2023 to 2025 and has a background in full-time education from 2015 to 2025. Outside of his advisory work, he teaches tennis at the Houston Jewish Community Center. Valic Financial Advisors primarily serves U.S.-domiciled individual investors, including high-net-worth and ultra-high-net-worth clients, as well as corporate and retirement-plan participants. The firm offers discretionary managed-account programs, financial planning, and brokerage services, employing Envestnet-developed UMA models to construct client portfolios.

Muhammad Ali is a financial advisor at VALIC Financial Advisors with Series 63 and Series 65 designations and seven years of industry experience. He has worked at VALIC Financial Advisors since 2018 and is currently also an agent at Agia. Outside of advising, he is a partner at ALI-FERRINGTON LLC, involved in developing residential properties. VALIC Financial Advisors serves primarily U.S. individuals, including high net worth clients and employer-sponsored retirement participants. The firm uses discretionary unified managed accounts and a range of portfolio management and financial planning services delivered through a large network of advisors.

Teel Munson is a financial advisor at Valic Financial Advisors with one year of industry experience and holds a Series 66 designation. Prior to joining the firm, Munson held various roles across hospitality and service industries, including positions at Masfajitas Restaurant, Saltgrass Steakhouse, Hilton, and ABC Home and Commercial Services. Munson is also an appointed agent authorized to sell non-securities insurance products for Agia. Valic Financial Advisors serves primarily U.S. individuals, including high net worth and ultra-high net worth clients, as well as employer-sponsored retirement participants. The firm offers portfolio management, financial planning, and discretionary unified managed accounts through a large network of advisors and utilizes centralized technology and model solutions to manage approximately $29.2 billion for nearly 300,000 clients.

Jose Jimenez Murat is a financial advisor with Voya Financial Advisors, Inc. in Houston, TX, holding Series 63 and Series 66 credentials and 13 years of industry experience. His prior roles include positions at Edward Jones, Merrill, Regions Bank, Cetera Investment Services, Wells Fargo Advisor, Prudential Securities, Morgan Stanley, and UBS Financial Services. Voya Financial Advisors, Inc. is an enterprise-scale advisory and broker-dealer affiliate of Voya Financial that provides financial planning, portfolio management, retirement-plan advisory, and related services to individuals, pension plans, charitable organizations, and corporate clients. The firm structures client relationships around investment policy statements and model allocations, combining in-house and outside strategists with technology-enabled tools to implement recommendations.

Suzanne Rismiller is a CFP®-credentialed financial advisor with eight years of industry experience. She has worked at Oppenheimer & Co. Inc since 2017 and has prior experience at Grenoble Ecole de Management. Oppenheimer is a registered investment adviser and broker-dealer serving individuals, including high net worth clients, as well as corporations, pension and profit-sharing plans, charitable organizations, pooled investment vehicles, and IRAs. The firm offers a broad range of investment and consulting services across equity, balanced, and fixed-income portfolios, employing both discretionary and non-discretionary management approaches.

Dale Pieper is a financial advisor with Guardian Life and Park Avenue Securities in Houston, TX, holding Series 63 and Series 66 credentials and having 20 years of industry experience. He has been associated with Guardian since 2007 and Park Avenue Securities since 2007, currently serving clients through both firms. Park Avenue Securities LLC, a subsidiary of The Guardian Life Insurance Company, provides brokerage and investment advisory services to individuals, corporations, retirement plan sponsors, and charitable organizations. The firm offers a range of financial planning and consulting services, combining advisor-led discretionary management with model-based strategies across proprietary and third-party platforms.

Genevieve Zeletz is a financial advisor at Kestra Advisory in Houston, TX, holding a Series 66 designation with 18 years of industry experience. Her prior experience includes roles at Mosaic Advisors and Ameriprise Financial Services, Inc. Kestra Advisory Services provides investment advisory and retirement-plan consulting to plan sponsors and a broad mix of institutional and individual clients, offering services such as fiduciary consulting, plan design, and employee education. The firm manages approximately $79.8 billion in assets and serves large institutional investors, including sovereign wealth funds.

Ronald Graham is a financial advisor with Valic Financial Advisors in Houston, TX, holding Series 63 and Series 65 licenses and 13 years of industry experience. He has worked at Valic Financial Advisors since 2013 and also serves as an insurance agent with Agia. Valic Financial Advisors primarily serves U.S.-domiciled individual investors, including high-net-worth and ultra-high-net-worth clients, as well as corporate and retirement-plan participants. The firm offers discretionary managed-account programs, financial planning, and brokerage services, utilizing Envestnet UMA models to construct client portfolios.

Raffaele Cardone is a financial advisor at Citigroup Global Markets with four years of industry experience and holds a Series 66 designation. His prior experience includes roles at Bank of America, Merrill, Alamo Angels, and Garcia Hamilton & Associates, along with a background involving Trinity University and ventures outside finance such as Candelaris Pizzeria V Ltd and The Briar Club. Citigroup Global Markets serves individual and institutional clients across various wealth segments, offering multi-asset, multi-manager investment strategies through discretionary and non-discretionary programs. The firm combines large institutional scale with unique market roles, including in-house research and derivatives services.

Brandon Glasscock is a financial advisor with Concurrent Investment Advisors, LLC based in Houston, TX, holding Series 63 and Series 66 designations, and has 25 years of industry experience. He has worked at firms including Purshe Kaplan Sterling Investments, Raymond James Financial Services, and Wells Fargo Clearing Services. Glasscock is also the owner of BEC Financial, a personal business entity used for tax purposes. Concurrent Investment Advisors is a multi-team SEC-registered advisory firm serving individuals, high-net-worth clients, families, trusts, estates, businesses, and retirement plans. The firm emphasizes customized, primarily long-term portfolios incorporating ETFs, mutual funds, and alternative investments, supported by integrated operational tools and affiliated sub-advisory arrangements.