Erik Littlejohn is a financial advisor at Wells Fargo Clearing with 37 years of industry experience. He holds a Series 63 designation and has previously worked at Merrill and Bank of America. He is based in Houston, TX. Wells Fargo Clearing provides retirement plan consulting for qualified ERISA and non-qualified deferred compensation plans, offering both discretionary and non-discretionary services. The firm’s advisory process is IPS-driven and grounded in modern portfolio theory, with investment options that include insurance-related vehicles and bank deposit sweep programs.

Catherine Rocque Butler is a financial advisor with Morgan Stanley in Houston, TX, holding Series 63 and Series 66 designations and bringing 26 years of industry experience. She has worked at Morgan Stanley Smith Barney since 2009 and previously spent 23 years at Citigroup Global Markets. Morgan Stanley Wealth Management serves both individual and institutional clients, offering a range of advisory programs including tailored financial planning through its Financial Advisors and Estate Planning Strategies Group. The firm manages approximately $2.74 trillion in client assets and employs a structured planning process supported by firm-approved tools and market outlook models.

Martha Oneill is a financial advisor with LPL Financial in Houston, TX, holding Series 63 and Series 65 credentials and having 43 years of industry experience. She worked for Allen Associates / The Guardian Life for 37 years before joining LPL Financial in 2021. LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individuals, retirement plan participants, banks, trust companies, and institutions. The firm offers financial planning, model portfolio programs, third-party asset management, and institutional platforms, with a focus on a range of strategic and tactical investment options supported by advisor-facing research tools.

Kenneth Webb is a financial advisor with Wells Fargo Clearing, holding Series 63 and Series 66 licenses and 22 years of industry experience. He has been with Wells Fargo Clearing since 2016. Webb serves as power of attorney for his parents in investment-related matters. Wells Fargo Advisors is a national securities firm providing investment advisory services, financial planning, and retirement plan consulting to individual, corporate, and institutional clients. The firm manages approximately $671 billion in assets and offers a range of brokerage and advisory solutions supported by research from Wells Fargo Investment Institute.

Janey Rizvi is a Certified Financial Planner (CFP®) with 20 years of industry experience, currently serving as a Private Client Advisor at J.P. Morgan Securities. She has held roles at JPMorgan Chase Bank, N.A. since 2008 and worked previously at Ameriprise. Outside of her advisory work, she is an owner and partner of Minilith LLC, a company focused on designing and selling computer equipment. J.P. Morgan Securities provides institutional consulting services to plan sponsors, corporations, endowments, and other institutional clients, delivering non-discretionary asset allocation advice and customized performance reporting. Their advisory process integrates quantitative and qualitative research and includes capabilities in derivatives and commodities through affiliated entities.

Alyson Guest is a financial advisor with Mass Mutual Investors Services in Houston, TX, holding Series 63 and Series 65 licenses and bringing 29 years of industry experience. She has worked at Mass Mutual Investors Services since 2017 and has been affiliated with Metlife Securities since 2008. Mass Mutual Investors Services, LLC is a broker-dealer and SEC-registered investment adviser serving individuals, business owners, trusts, estates, charitable organizations, and employers. The firm provides ongoing financial planning, asset management, and educational seminars, utilizing firm-approved software to develop written recommendations tailored to clients' goals.

Erik Feldhaus is a financial advisor at Merrill with 18 years of industry experience. He holds a Series 66 designation and has previously worked at Citi Private Bank for 16 years. He serves as a general partner to a personal investment company owned by his parents. Merrill serves a broad range of clients, including individuals, retirement plans, corporations, and institutional clients, offering managed account programs, third-party manager selection, discretionary portfolio management, and custody services. The firm emphasizes manager selection and monitoring, tax-efficient strategies, and integration with Bank of America affiliates to support its investment approach.

Michael Groves is a financial advisor at Morgan Stanley with seven years of industry experience. He holds Series 63 and Series 66 credentials. Prior to his current role, he worked within Morgan Stanley Services Group and earlier spent six years at Noodles & Company. Morgan Stanley Wealth Management is an SEC-registered investment adviser and broker-dealer serving individuals and institutional clients with a variety of advisory programs, including tailored financial planning. The firm manages approximately $2.74 trillion in client assets and utilizes structured planning tools and firm-approved processes to assist clients.

Kathryn Ward is a financial advisor with Merrill in Houston, TX, holding Series 63 and Series 66 designations and bringing 39 years of industry experience. She has been with Merrill Lynch since 2009. Merrill, together with its affiliate Managed Account Advisors LLC, provides managed account services to Bank of America fiduciary clients through the Select Portfolio Solutions Program. The firm offers model-based and discretionary investment strategies for individuals, high-net-worth clients, pension and profit-sharing plans, corporations, and charitable organizations.

Aldo Ochoa is a financial advisor with Equitable Advisors in Houston, TX, holding a Series 66 designation and over 20 years of industry experience. He has been with Equitable Advisors since 2006, including a prior affiliation with Axa Advisors, LLC. Outside of his advisory role, he is a managing partner of a private wealth group and serves as a board member for the PWG Partners Foundation. Equitable Advisors serves individual and institutional clients, providing financial planning, retirement plan consulting, and asset management programs. The firm employs a range of investment models and fiduciary services, utilizing third-party managers and offering both proprietary and third-party solutions.

Robert Bozka is a financial advisor with Edward Jones in Friendswood, TX, holding Series 63 and Series 66 credentials and bringing 35 years of industry experience. He has been with Edward D. Jones & Co., L.P. since 1990. Outside of advising, he serves on the Investment Committee for the City of Friendswood, Texas and has involvement in family partnerships and oil and gas royalty interests. Edward Jones is a full-service wealth management firm serving individual and institutional clients, including non-high-net-worth and high-net-worth households, pension plans, corporate clients, and charitable organizations. The firm provides a range of advisory programs and investment options supported by a large network of advisors and branch offices nationwide.

Eric Poli is a financial advisor with J.P. Morgan Securities in Houston, TX, holding Series 63 and Series 66 designations and nine years of industry experience. He has worked with JPMorgan Chase Bank and J.P. Morgan Securities since 2017 and has also been affiliated with Houston Community College since 2016. J.P. Morgan Securities provides institutional consulting services to plan sponsors, corporations, endowments, and other institutional clients, focusing on written asset allocation advice, investment manager searches, and customized performance reporting through a non-discretionary advisory program.

Richard Ethun is a financial advisor with OSAIC who holds Series 63 and Series 66 licenses and has 30 years of industry experience. His career includes 14 years at FSC Securities Corporation and 13 years at Advantage Capital Corporation prior to joining OSAIC in 2023. He is a partner at The Legacy One Group, where he is involved in offering insurance products and asset monitoring services. OSAIC Wealth serves a diverse client base including retail and institutional investors, retirement plan sponsors, charities, and corporate clients through a multi-advisor platform. The firm emphasizes model-based asset allocation and portfolio optimization, offering a range of brokerage and advisory services supported by a complex affiliate network and proprietary investment models.

Scott Zindler is a CFP®-certified financial advisor with 30 years of industry experience, currently affiliated with Morgan Stanley in Houston, TX. His prior experience includes roles at BBVA Securities Inc., Compass Bank, LPL Financial, UBS Financial Services, and A.G. Edwards & Sons. Zindler serves on the advisory board for the Stratford High School chapter of the Academy of Finance and is a board member of the Spring Branch Education Foundation, where he contributes to finance and development committees. Morgan Stanley Wealth Management is an SEC-registered investment adviser and broker-dealer that offers a broad range of advisory programs to individuals and institutional clients. The firm provides tailored financial planning supported by structured processes and various proprietary tools, managing approximately $2.74 trillion in client assets.

Carson Traylor is a Financial Advisor with Merrill Lynch Wealth Management. He works with career professionals and business owners to optimize their cash management strategies, financial plans, and investment strategies. His approach involves providing a customized, comprehensive experience that assists clients not only in wealth accumulation and preservation but also in areas beyond investments. Carson offers access to Merrill's investment insights, trust and fiduciary services from Bank of America Private Bank, and banking and lending solutions from Bank of America, helping clients manage various aspects of their financial lives. Carson's expertise includes college education planning, personal retirement planning, small business strategies, tax minimization, and retirement income. He emphasizes uncovering what matters to clients and their families to create strategies that pursue their financial goals. He holds a Personal Investment Advisor (PIA) designation and earned a Bachelor's Degree from the University of Houston System. Carson is also affiliated with the Pi Kappa Phi Alumni. Outside of his professional work, Carson's interests include basketball, football, golfing, hunting, and watching movies.

Kim Ngan Anaya is a financial advisor with J.P. Morgan Securities in Houston, TX, holding Series 63 and Series 66 licenses and bringing 12 years of industry experience. She has been with J.P. Morgan since 2014 and is also co-owner of Ervey Properties, LLC. J.P. Morgan Securities provides institutional consulting services primarily to plan sponsors, corporations, and endowments through a non-discretionary program focused on asset allocation advice, investment manager searches, and customized performance reporting. Their advisory process incorporates both quantitative and qualitative research and includes broader derivatives and commodities capabilities.

Ingo Berndt is a financial advisor with Merrill in Houston, TX, holding a Series 66 designation and eight years of industry experience. He has been with Bank of America, N.A. and Merrill since 2016. Merrill, along with its affiliate Managed Account Advisors LLC, provides managed account services to Bank of America fiduciary clients through the Select Portfolio Solutions Program, offering model-based and discretionary investment strategies for individuals, high-net-worth clients, and institutions.

Travis Magliolo is a financial advisor at Edward Jones with eight years of industry experience. Prior to joining Edward Jones in 2018, he served eight years in the United States Marine Corps. He holds a Series 66 designation and currently serves as the elected mayor of Dickinson, Texas. Edward Jones is a full-service wealth management firm serving individual and institutional clients, including high-net-worth households, pension plans, corporate clients, and charitable organizations. The firm offers a range of advisory programs and investment solutions and operates under a fiduciary standard.

Omar Daoud is a financial advisor with Charles Schwab and holds a Series 66 designation. He has four years of industry experience and has worked at Charles Schwab and Charles Schwab Bank since 2020, with prior experience at TD Ameritrade. His work history also includes roles outside financial services, such as at Waterway Carwash and Saint Louis Community College at Forest Park. Charles Schwab & Co., Inc. serves primarily high- and ultra-high-net-worth individuals through its Schwab Wealth Advisory wrap fee program and affiliated managed-account and financial planning services. The firm combines non-discretionary advisory relationships with access to affiliated discretionary separately managed accounts, offering multi-asset model portfolios supported by proprietary research and a centralized operational structure.

Keaton Shaw is a financial advisor with Equitable Advisors, holding a Series 66 designation and six years of industry experience. His work history includes roles at AXA Advisors, Hawkins Laakso Wealth Management, and the University of St Thomas. Outside of finance, he has experience working with Bollo Woodfired Pizza. Equitable Advisors serves a broad client base including individuals, pension and profit-sharing plans, corporations, and charitable organizations. The firm provides financial planning, retirement plan consulting, and asset-management programs through a network of Investment Adviser Representatives, utilizing a mix of proprietary and third-party advisory solutions.