Stephanie Keeton Honan is a financial advisor with UBS Financial Services in Seattle, WA, holding Series 63 and Series 65 licenses. She has 30 years of industry experience, including 20 years with UBS. Outside of her advisory role, she is involved with Honan Properties & Investments LLC, where she serves as secretary and assists with administrative and tax-related duties. UBS Financial Services serves individual, corporate, and institutional clients through brokerage and investment advisory services, offering fee-based financial planning, portfolio management, and access to mutual funds and alternative products. The firm combines institutional trading capabilities with wealth management services and utilizes proprietary research and model-based asset allocations to tailor investment strategies.

Edwin Erickson is a financial advisor at Mass Mutual Investors Services with 15 years of industry experience. He holds the Series 63 and Series 65 designations and has been with MML Investors Services Inc and MassMutual Life Insurance Company since 2010. Outside of his advisory role, he is involved in individual and group life and health insurance sales. Mass Mutual Investors Services operates as a subsidiary of MassMutual, providing financial planning and asset management services to individuals, business owners, trusts, estates, charitable organizations, and employers. The firm emphasizes collaborative, goal-based planning using advanced analytical tools and offers specialized programs including divorce planning and estate settlement.

Kalu Aja is a financial advisor with Wells Fargo Clearing based in Seattle, WA, holding Series 63 and Series 65 licenses and four years of industry experience. Prior to joining Wells Fargo, Aja worked at Becu and Afriswiss Nigeria Ltd and served with the Community Foundation of Snohomish County. Outside of advisory services, Aja is the owner and author of an educational book published through KALUAJA, LLC. Wells Fargo Advisors is a national securities firm serving individual, corporate, and institutional clients with investment advisory services, financial planning, and retirement plan consulting. The firm manages approximately $671 billion in assets and combines research from internal and external sources to offer diversified investment solutions.

Tye Rickert is a financial advisor with UBS Financial Services in Seattle, WA, holding Series 63 and Series 65 licenses and bringing 19 years of industry experience. He has been with UBS since 2012. Outside of his advisory role, he serves as a resource for the staff at Seattle Children's Foundation. UBS Financial Services Inc. provides brokerage and investment advisory services to individual, corporate, and institutional clients. The firm combines institutional trading capabilities with wealth management services, offering a range of products and leveraging proprietary research and models to tailor investment plans to clients’ goals and risk tolerances.

Stephen Gunn is a financial advisor with Wells Fargo Clearing, holding a Series 66 designation and 14 years of industry experience. He has worked at Wells Fargo Clearing since 2016 and previously at Wells Fargo Advisors LLC from 2011 to 2016. Outside of his advisory role, he serves as a council member for the Town of Woodway, WA. Wells Fargo Clearing provides retirement plan consulting to qualified ERISA and non-qualified deferred compensation plans, offering both discretionary and non-discretionary services. The firm’s IPS-driven approach incorporates a broad range of investment options, including insurance-related vehicles and bank deposit sweep programs.

Elaine Robison is a financial advisor with J.P. Morgan Securities in Seattle, WA, holding Series 63 and Series 66 licenses and 18 years of industry experience. She has been with J.P. Morgan Securities since 2003. In addition to her role at the firm, she is also an employee of JPMorgan Bank, enabling her to offer certain bank products and services. J.P. Morgan Securities LLC provides institutional consulting services to clients such as corporations, foundations, and defined contribution plan sponsors, delivering asset allocation advice, investment manager searches, and customized performance reporting through a select group of Wealth Advisors. As part of J.P. Morgan, the firm combines large institutional advisory operations with brokerage and investment management capabilities.

Matthew Mc Millan is a financial advisor with Mass Mutual Investors Services in Seattle, WA. He holds the Series 63 and Series 65 designations and has two years of industry experience. His prior work includes roles at Young Financial Group, MassMutual Life Insurance Co, and Mobilize Physical Therapy. Mass Mutual Investors Services, LLC is a broker-dealer and SEC-registered investment adviser serving individuals, business owners, trusts, estates, charitable organizations, and employers. The firm offers financial planning, asset management, and educational seminars, structuring financial planning as annual, collaborative engagements using firm-approved analytical tools.

Daniel Lee is a financial advisor at Merrill with 10 years of industry experience and holds a Series 66 designation. His prior work includes positions at Morgan Stanley and Morgan Stanley Private Bank. Outside of his advisory role, he serves as a part-time tennis instructor at the Tacoma Lawn Tennis Club and is the managing member of a startup selling hats and clothing online. Merrill, along with its affiliate Managed Account Advisors LLC, provides managed account services through the Select Portfolio Solutions Program, offering model-based and discretionary investment strategies to individuals, high-net-worth clients, corporations, and charitable organizations.

Lu Li is a financial advisor with Merrill based in Seattle, WA, holding a Series 66 designation. Li has held positions at Merrill since 2024 and at Bank of America, N.A. since 2025. Prior experience includes roles at the University of Washington and Rockwell Institute. Merrill, together with its affiliate Managed Account Advisors LLC, provides managed account services to Bank of America fiduciary clients through the Select Portfolio Solutions Program, offering model-based and discretionary investment strategies for individuals, high-net-worth clients, pension plans, corporations, and charitable organizations.

Mark Richter is a financial advisor with LPL Financial in Tacoma, WA, holding Series 63 and Series 65 licenses and bringing 40 years of industry experience. He has worked at LPL Financial since 2009. LPL Financial is an SEC-registered investment adviser and broker-dealer serving individuals, retirement plans, banks, credit unions, corporations, and charitable organizations through a national network of investment adviser representatives. The firm offers a range of advisory programs, financial planning, and retirement plan consulting, providing both discretionary and non-discretionary management supported by proprietary and third-party research.

Jeremy Davis is a financial advisor with Wells Fargo Clearing in Seattle, WA, holding Series 65 and Series 66 licenses and 18 years of industry experience. He previously worked at U.S. Bancorp Investments, Inc. and J.P. Morgan Securities. Wells Fargo Clearing provides retirement plan consulting services to qualified ERISA and non-qualified deferred compensation plans, offering both discretionary and non-discretionary investment advisory support grounded in modern portfolio theory. The firm’s services include investment policy statement preparation, investment recommendations, performance reporting, and participant education, with a broader range of financial product offerings that include insurance-related vehicles and bank deposit sweep options.

Gail Covington is a financial advisor at Morgan Stanley with 33 years of industry experience. She holds Series 63 and Series 65 licenses and has worked at Morgan Stanley and its affiliated private bank since 2009. Outside of her advisory role, she serves on the advisory board of a retail and online store business based in California. Morgan Stanley Wealth Management provides a range of advisory programs and financial planning services to individuals and institutional clients, managing approximately $2.74 trillion in client assets. The firm’s financial planning process involves structured discovery and proprietary tools, serving clients through both direct and corporate financial planning agreements.

Margaret Dolan is a Series 66 licensed financial advisor with LPL Financial in Seattle, WA, where she has worked since 2017. She has eight years of industry experience and has also been associated with Boeing Employee Credit Union since 2016. LPL Financial is an SEC-registered investment adviser and broker-dealer serving a wide range of clients—including individuals, retirement plans, banks, credit unions, corporations, and charitable organizations—through a large national network of investment adviser representatives. The firm offers various advisory programs, retirement plan consulting, and brokerage services, providing both discretionary and non-discretionary management supported by research and model portfolios.

Grant Nishio is a financial advisor with UBS Financial Services in Seattle, WA, holding the CFA® designation and Series 66 license with 19 years of industry experience. He has been with UBS Financial Services since 2008. Nishio serves on the board of directors and several committees at EarthGen, a nonprofit focused on youth leadership in climate solutions and environmental justice. UBS Financial Services serves individual, corporate, and institutional clients through brokerage and investment advisory services, combining institutional trading capabilities with wealth management. The firm uses proprietary research and model-based asset allocations to tailor financial plans to clients’ goals and risk tolerances.

Simon Han is a financial advisor with LPL Financial in Seattle, WA, holding a Series 66 designation and 13 years of industry experience. His prior experience includes six years at Waddell & Reed Inc and related insurance agencies. LPL Financial is a national SEC-registered investment adviser and broker-dealer serving individuals, retirement plans, banks, credit unions, corporations, and charitable organizations. The firm offers a range of advisory programs, financial planning, and retirement consulting, utilizing both discretionary and non-discretionary management supported by research, model portfolios, and advanced technologies.

Cynthia Cannon is a CFP® professional with 17 years of experience at LPL Financial in Federal Way, WA. She has been affiliated with LPL since 2009 and also engages in legal services related to estate planning, contracts, and business law, as well as fine art photography. LPL Financial is a national SEC-registered investment adviser and broker-dealer serving individuals, retirement plans, institutions, and charitable organizations. The firm offers a range of advisory programs, financial planning, and retirement consulting, supported by various model portfolios, research, and technology-driven investment strategies.

Robert Kunde is a financial advisor with LPL Financial based in Seattle, WA, holding Series 63 and Series 65 licenses and possessing 31 years of industry experience. His prior work includes roles at Grove Point Advisors LLC, Woodbury Financial Services Inc., and Centaurs Financial Inc., alongside self-employed consulting through Sage Financial Strategies, LLC. Outside of his advisory work, he maintains bookkeeping responsibilities at Sanctuary CRC. LPL Financial is an SEC-registered investment adviser and broker-dealer serving a broad client base including individuals, retirement plans, banks, and charitable organizations. The firm offers various advisory programs and financial planning services, utilizing model portfolios, third-party subadvisors, and technology-driven tools across discretionary and non-discretionary management.

Jeffrey Vert is a financial advisor at Cetera with 26 years of industry experience. He holds Series 63 and Series 66 credentials and has worked at firms including Avantax Advisory Services and Avantax Investment Services. In addition to his advisory role, he manages tax preparation and accounting services through Vert & Associates LLC and Arch CPA Accounting & Tax Services. Cetera Investment Advisers LLC serves a broad client base including individuals, retirement plans, corporations, and institutions. The firm offers a multi-manager platform with discretionary and non-discretionary portfolio management, financial planning, and access to third-party money managers.

Sara Ortega is a financial advisor at Wells Fargo Clearing with Series 63 and Series 65 designations. She has been with Wells Fargo Bank, N.A. since 2013 and has experience at Wells Fargo Clearing spanning multiple periods, including her current role since 2025. Wells Fargo Clearing provides retirement plan consulting services for qualified ERISA plans and non-qualified deferred compensation plans. The firm’s advisory process is IPS-driven and grounded in modern portfolio theory, offering both discretionary and non-discretionary services tailored to plan objectives and risk tolerances.

Barney Cohen is a financial advisor at J.P. Morgan Securities with 31 years of industry experience. He holds Series 63 and Series 65 licenses and has been with J.P. Morgan Securities since 2008. Outside of his advisory role, he serves as an advisory board member for a condominium association and is an owner of an ocean vessel through a private LLC. J.P. Morgan Securities LLC provides institutional consulting services to corporations, foundations, and defined contribution plan sponsors, offering asset allocation advice, investment manager searches, and customized performance reporting. The firm combines large institutional advisory operations with broker-dealer and investment adviser registrations, delivering non-discretionary wealth management supported by a centralized due diligence and ESG eligibility process.