David Reed is a financial advisor with Wells Fargo Clearing, holding a Series 66 designation and 19 years of industry experience. He has been with Wells Fargo Clearing since 2016 and previously worked at Wells Fargo Advisors LLC and Wells Fargo Bank, N.A. outside of his advisory role, no additional activities are noted. Wells Fargo Clearing provides retirement plan consulting to qualified ERISA and non-qualified deferred compensation plans, offering both discretionary and non-discretionary services. The firm’s advisory process is IPS-driven and incorporates modern portfolio theory, with a notable inclusion of insurance-related vehicles and bank deposit sweep options among its investment offerings.

Trenton Breithaupt is a financial advisor with Charles Schwab in Las Vegas, NV, holding a Series 66 license and 13 years of industry experience. He worked at Schwab Private Client Investment Advisory, Inc. from 2014 to 2017 and has been with Charles Schwab since 2013. Outside of his advisory role, he is involved in managing lodging rental properties. Charles Schwab serves a large client base, primarily high- and ultra-high-net-worth individuals, offering comprehensive wealth advisory services through its Schwab Wealth Advisory wrap fee program and affiliated managed accounts. The firm combines non-discretionary advisory relationships with access to discretionary separate managed accounts, using multi-asset model portfolios and centralized operational structures.

Alexa Serratos is a CFP®-certified financial advisor with eight years of industry experience. She is currently with Charles Schwab, where she has worked since 2021, and has prior experience at Bank of America Corporation/Merrill Lynch and Equitable Advisors LLC. Charles Schwab & Co., Inc. serves primarily high- and ultra-high-net-worth individuals through its Schwab Wealth Advisory wrap fee program and affiliated managed-account and financial planning services. The firm combines non-discretionary advisory relationships with access to discretionary separately managed accounts and offers multi-asset model portfolios supported by centralized custody and operational infrastructure.

James Small Jr. is a financial advisor with UBS Financial Services in Las Vegas, NV, holding the Series 63 and Series 65 designations and bringing 33 years of industry experience. He has been with UBS Financial Services since 2009. Outside of his advisory role, he is involved in forestry and wood products through his work with PALM KINGS INC. and serves as president of HEAVENLY WINES INC. UBS Financial Services serves individual, corporate, and institutional clients by offering brokerage and investment advisory services, including financial planning, portfolio management, and distribution of mutual funds and alternative products. The firm combines institutional trading capabilities with wealth management, providing a broad range of capital markets and research-based services.

Thomas Shimkus is a Senior Financial Advisor at Merrill Lynch Wealth Management. He holds the professional designation of Personal Investment Advisor (PIA). Thomas earned a Bachelor's Degree from Northern Illinois University. His role at Merrill Lynch involves providing financial advice and managing investment portfolios to help clients achieve their financial goals.

Joseph Neary is a financial advisor at Cetera with 25 years of industry experience. He holds the Series 66 designation and has worked at multiple Cetera entities since 2014, as well as at Summit Brokerage Services and Avantax Investment Services. Cetera Investment Advisers LLC serves a broad client base, including individuals, employer-sponsored retirement plans, corporate and charitable clients, and institutional accounts. The firm offers a multi-manager platform with various portfolio management options, financial planning services, and access to third-party money managers.

Jamie Lane is a financial advisor with Raymond James & Associates holding a Series 66 credential and nine years of industry experience. Prior to joining Raymond James, he worked for ten years at Morgan Stanley. Jamie is also involved with Quik Check Records, an outside business activity. Raymond James & Associates is a large, dually registered broker-dealer and SEC-registered investment adviser overseeing approximately $501 billion in assets. The firm serves a diverse client base including individuals, institutional and pension plans, and municipal entities, offering financial planning and non-discretionary investment consulting supported by a broad range of portfolio management styles and affiliated research.

Lynne Okazaki is a financial advisor at Morgan Stanley with 26 years of industry experience. She holds Series 63 and Series 65 designations and has been with Morgan Stanley since 2015. Morgan Stanley Wealth Management is an SEC-registered investment adviser and broker-dealer that provides a variety of advisory programs to both individual and institutional clients, emphasizing tailored financial planning supported by firm-approved tools and modeling techniques.

George On is a financial advisor at Wells Fargo Clearing with 10 years of industry experience. He has worked at Wells Fargo Clearing since 2016 and previously held roles at WELLS FARGO Advisors, LLC and Wells Fargo Bank, N.A. since 2013. Wells Fargo Clearing provides retirement plan consulting to qualified ERISA and non-qualified deferred compensation plans, offering services such as investment policy statement preparation, investment recommendations, performance reporting, and participant education. The firm’s advisory process is IPS-driven and grounded in modern portfolio theory, serving as an ERISA fiduciary and offering discretionary investment options tailored to plan objectives and risk tolerances.

Lydia Salo is a CFP®-certified financial advisor with 24 years of industry experience, currently affiliated with Cetera. She has spent the majority of her career at Avantax Advisory Services and Avantax Investment Services, and also serves as president of L.A. Salo, CPA, Ltd, a public accounting and tax preparation firm. Cetera Investment Advisers LLC is an SEC-registered firm that supports a nationwide network of independent advisors serving individual, retirement plan, corporate, charitable, and institutional clients. The firm offers a range of portfolio management, financial planning, and consulting services through a multi-manager platform with both discretionary and non-discretionary options.

Miyuki Oh is a Series 66-licensed financial advisor with LPL Financial in Las Vegas, NV, with one year of industry experience. Prior to joining LPL Financial, Miyuki worked at Frank Rimerman Co LLP, BDO USA LLP, and Ernst & Young LLP. Outside of advising, Miyuki is involved in property management through ADG Realty and operates a non-variable insurance business. LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individuals, retirement plan participants, banks, trust companies, and institutions. The firm offers a broad range of advisory and brokerage services, including financial planning and access to model portfolios and third-party asset managers.

Justin Johnson is a CFA® charterholder and holds a Series 66 license with 14 years of industry experience. He has worked at LPL Financial since 2021 and previously held roles at Atlas Team LLC and Waddell & Reed, Inc. Outside of his advisory work, he is involved with a business entity used for tax and investment purposes. LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individuals, retirement plan participants, banks, trust companies, and institutions. The firm offers a range of financial planning and asset management services, including access to third-party managers and institutional platforms, supported by advanced operational tools.

Johnny Patel is a financial advisor at Wells Fargo Clearing with 11 years of industry experience. He holds a Series 66 designation and has worked with Wells Fargo Clearing and Wells Fargo Bank since 2018, following earlier roles at US Bank and U.S. Bancorp Investments. Outside of his advisory work, his spouse owns a convenience store business in Las Vegas. Wells Fargo Clearing provides retirement plan consulting services to qualified ERISA plans and non-qualified deferred compensation plans, offering both discretionary and non-discretionary investment advisory services. The firm’s process is IPS-driven and incorporates modern portfolio theory, with a broader investment menu that includes insurance-related products and bank deposit sweep options.

Jonathan Hammond is a financial advisor at Wells Fargo Clearing with seven years of industry experience. He holds Series 63 and Series 65 designations and has been with Wells Fargo Clearing Services, LLC since 2018, following his tenure at Wells Fargo Bank NA beginning in 2015. He is based in Las Vegas, NV. Wells Fargo Clearing provides retirement plan consulting services to qualified ERISA plans and non-qualified deferred compensation plans, offering both discretionary and non-discretionary advisory options. The firm’s investment approach is IPS-driven and grounded in modern portfolio theory, with a notable inclusion of insurance-related products and bank deposit sweep options among its investment offerings.

Ileana Dominguez is a financial advisor at UBS Financial Services with 28 years of industry experience. She holds Series 63 and Series 65 credentials and has been with UBS since 2008. UBS Financial Services Inc. serves individual, corporate, and institutional clients through brokerage and investment advisory offerings, including financial planning, portfolio management, and distribution of mutual funds and alternative products. The firm integrates institutional trading capabilities with wealth management services and leverages proprietary research and model-based asset allocations to tailor client strategies.

Elaina Carlson is a financial advisor with Ameriprise in Alexandria, MN, holding a Series 63 designation and 32 years of industry experience. She has been with Ameriprise and its related entities since 2005. Outside of her advisory work, she is a co-owner of Lake Time Brewing and Spirits LLC, a brewery and spirits business in Bridgman, MI. Ameriprise offers retirement-income planning services primarily for individuals with significant investable assets, combining research, modeling, and tax-efficiency strategies to provide tailored recommendations through a centralized consulting team.

Joyce Lee is a financial advisor at Cetera in Las Vegas, NV, holding a Series 66 designation with one year of industry experience. She is also the managing member of Lee Accounting Services, LLC, a business she has operated since 2007, providing tax preparation, accounting, payroll, and registered agent services. Cetera Investment Advisers LLC is an SEC-registered firm that supports a national network of independent advisors serving individuals, retirement plans, corporate, charitable, and institutional clients with a range of portfolio management and financial planning services. The firm offers multiple investment program options, including model portfolios and bespoke strategies, and manages over $256 billion in assets.

Jordan Mazuryk is a financial advisor with Edward Jones in Las Vegas, NV, holding a Series 66 designation and beginning his advisory career in 2025. Prior to joining Edward Jones, he worked in hospitality roles including positions at Ole Red and Golden Nugget Las Vegas. He also has experience with Kassi Beach House at Virgin Hotel & Resort. Edward Jones is a full-service wealth management firm serving over four million individual and institutional clients across a broad range of investment needs. The firm offers various advisory programs with discretionary and non-discretionary strategies, access to separately managed accounts, affiliated mutual funds, and operates under a fiduciary standard.

Jason Schuerman is a financial advisor with Wells Fargo Clearing in Las Vegas, NV, holding a Series 66 designation and 13 years of experience at the firm. He has been with Wells Fargo Clearing since 2013. Wells Fargo Advisors is a national securities firm serving individual, corporate, and institutional clients with investment advisory services, financial planning, and retirement plan consulting. The firm manages approximately $671 billion in assets and offers both brokerage and advisory solutions, utilizing research from Wells Fargo Investment Institute and third-party sources.

Jeremy Grazzini is a financial advisor at Wells Fargo Advisors with 19 years of industry experience. He holds Series 63 and Series 66 credentials and has worked with Wells Fargo Advisors Financial Network since 2026, following a decade with Wells Fargo Clearing. Outside of his advisory role, he serves on the board of directors and acts as director of finance for the Speakeasy Spiritual Community in La Grange, Illinois. Wells Fargo Advisors Financial Network is a large broker-dealer and registered investment adviser affiliated with Wells Fargo, offering investment and fee-based financial planning services to individuals, trusts, and institutional clients. The firm provides a broad range of planning services, including retirement, education, risk, and wealth-transfer planning, and integrates advisory services with product sales and referral channels.