Vince Vu is a financial advisor with RBC Rochdale, LLC, holding a Series 66 designation and nine years of industry experience. He has been with City National Rochdale since 2015. RBC Rochdale serves a diverse client base including high net worth individuals, corporations, and charitable organizations, offering discretionary and non-discretionary portfolio management along with sub-advisory and model delivery services. The firm employs a multi-strategy investment approach that integrates quantitative screening, fundamental analysis, and proprietary tools to tailor portfolios across various asset classes.

Andrew Shestek is a financial advisor at Cerity Partners LLC with a Series 65 designation and three years of industry experience. He previously worked at Greater Nevada Credit Union and spent several years in education before beginning his advisory career. Based in Los Angeles, CA, Shestek has been with Cerity Partners since 2022. Cerity Partners advises a diverse client base including high-net-worth individuals, families, institutions, and business entities, managing approximately $166.2 billion in client assets. The firm offers customized wealth management services with an investment approach centered on client-specific profiles, combining quantitative screening, manager selection, and direct security selection, along with access to alternative and private market solutions for qualified clients.

Andrew Ielmini is a financial advisor at Lido with seven years of industry experience. He holds a Series 66 designation and has held prior roles at Neuberger Berman, City National Bank, and RBC Capital Markets. Lido serves a diverse client base including high-net-worth individuals, family offices, trusts, corporations, and pension plans, providing investment management, financial planning, and family office services. The firm employs an integrated wealth-management approach with a range of asset classes and strategies, including tactical option strategies, and is notable for its active sub-advisory roles and affiliated capabilities.

Andrew Perceleanu is a financial advisor at Citigroup Global Markets with 24 years of industry experience. He holds the Series 63 and Series 66 designations and has worked at Citigroup since 2017, following a one-year tenure at Xceed Federal Credit Union. Citigroup Global Markets serves individual and institutional clients across various wealth segments, offering a range of investment advisory programs, broker-dealer execution, and custody services. The firm employs multi-asset, multi-manager strategies and combines large institutional scale with unique market roles, including in-house research and regulatory merchant functions.

Peter Mueller is a CFP® professional with 10 years of industry experience. He is currently with Focus Partners Wealth, LLC and has previously worked at The Colony Group, LLC, HoyleCohen, LLC, and Libbie Agran Financial Services & Seminars. Focus Partners Wealth, LLC serves individuals, high-net-worth families, family offices, and institutional clients with a broad range of wealth management and advisory services. The firm employs a long-term, tax- and fee-sensitive investment approach that combines active and passive strategies within an enhanced open architecture framework.

Michael Lampert is a financial advisor with Ameritas Advisory Services, LLC, holding Series 63 and Series 65 licenses and bringing 32 years of industry experience. He has worked at Ameritas and affiliated entities since 2006 and is also a registered representative at Capstone Financial. Outside of finance, Lampert is a semi-professional musician and a visual artist, occasionally performing and exhibiting his artwork. Ameritas Advisory Services, LLC provides investment advisory and planning services to a diverse client base, including individuals, high-net-worth investors, retirement plans, charitable organizations, and businesses. The firm offers asset management and financial planning through a range of programs, incorporating model portfolios, mutual funds, ETFs, and individual securities, supported by multiple platform options and affiliated entities with varied capabilities.

Robert Nieto Jr. is a financial advisor with OSAIC Institutions, Inc. holding Series 63 and Series 65 credentials and has 29 years of industry experience. His career includes roles at Infinex Investments, Financial Partners Credit Union, LPL Financial, SagePoint Financial, and other firms. Outside of advising, he is involved with AmeriEstate Legal Plan, a prepaid legal service. OSAIC Institutions, Inc. is an SEC-registered investment adviser serving individuals, ERISA plans, trusts, estates, and corporate clients through a network of representatives. The firm offers customized advisory services, financial planning, and access to alternative investments while operating a hybrid adviser and broker-dealer structure.

Shelby Seivert is a financial advisor at Lido with a Series 65 designation and two years of industry experience. Prior to joining Lido, Shelby held roles at firms including Echelon Partners LLC and Owen James. Lido serves a diverse client base including high-net-worth individuals, family offices, trusts, charitable organizations, corporations, and pension plans. The firm offers investment management, financial planning, and family office services with an integrated wealth-management approach that includes tactical and defined-risk option strategies and a range of affiliated capabilities such as in-house trust and tax services.

Jay Brewer is a financial advisor with Stratos Wealth Partners, Ltd., holding over four years of industry experience. He has worked with Shuster Advisory Group, LLC, Eq Financial Consultants, Inc., The Equitable Life Assurance Society of the United States, and Brewer & Tominaga CPAS LLP, with career history spanning back to 1986. Stratos Wealth Partners, Ltd. is an SEC-registered enterprise adviser with approximately 379 advisors and $18.6 billion in assets under management, serving a diverse client base that includes individuals, retirement plans, corporations, nonprofits, and institutional clients. The firm employs an IAR-driven model offering both discretionary and non-discretionary portfolio management through customized portfolios and model allocations, utilizing an open-architecture approach with multiple third-party platforms and managers.

Ryan White is a financial advisor at Rockefeller Financial LLC with a Series 66 designation and three years of industry experience. He previously worked at New York University and spent time unemployed before joining Rockefeller Financial in 2022. Rockefeller Financial LLC serves high-net-worth and ultra-high-net-worth individuals, families, family offices, institutional clients, retirement plans, foundations, and corporations. The firm provides discretionary and non-discretionary portfolio management, financial planning, and consulting, and operates as a registered broker-dealer offering securities transactions, variable insurance products, and investment banking services.

Bansi Patel is a financial advisor at Schwab Wealth Advisory with Series 63 and Series 66 licenses and three years of industry experience. Prior to joining Schwab, Patel held roles at Charles Schwab & Co. and has a background that includes significant time in education and community involvement through the Boys and Girls Club. Schwab Wealth Advisory, Inc. provides non-discretionary fiduciary investment advice and financial planning services to clients enrolled in the Schwab Wealth Advisory program and certain Charles Schwab & Co.-referred clients. The firm offers guidance on asset allocation and investment selection using proprietary models and research tools, with a structure that compensates advisors through Charles Schwab & Co. rather than direct client billing.

Judith Gordon is a financial advisor with Oppenheimer in Los Angeles, CA, holding Series 63 and Series 65 designations and bringing 34 years of industry experience. She has been with Oppenheimer since 2003. Oppenheimer is a registered investment adviser and broker-dealer serving individuals, corporations, pension plans, charitable organizations, and IRAs. The firm offers a wide range of investment programs and advisory services across various asset classes, with both discretionary and non-discretionary account management.

Yajaira Serrano is a financial advisor at Rockefeller Financial LLC with eight years of industry experience. She holds Series 63 and Series 66 licenses and has previously worked at Wells Fargo Clearing and Wells Fargo Bank, nA. Serrano is based in Los Angeles, CA. Rockefeller Financial LLC serves high-net-worth and ultra-high-net-worth individuals, families, family offices, and institutional clients, offering portfolio management, financial planning, consulting, and brokerage services. The firm utilizes a Private Advisor model and a consolidated investment platform to deliver a range of discretionary and non-discretionary investment solutions.

James Duncanson is a financial advisor at Lido with 21 years of industry experience. He holds a Series 66 designation and has worked previously at Merrill, UBS Financial Services, PKS Advisory Services, and Avitas Wealth Management. Based in Los Angeles, CA, Duncanson has been with Lido Advisors since 2025. Lido serves a diverse client base including high-net-worth individuals, family offices, trusts, and institutional entities, providing investment management, financial planning, and a range of affiliated trust, tax, insurance, and brokerage services. The firm employs an integrated wealth-management approach with a focus on tactical and defined-risk option strategies, and it acts as sub-adviser to the VanEck U.S. Equity Buffer ETF, among other investment roles.

Tamara Stein is a financial advisor with Hightower Advisors in Encino, CA, holding a Series 66 designation and 23 years of industry experience. She has been with Hightower Advisors and its affiliated broker-dealer, HighTower Securities, LLC, since 2015. Stein also has an administrative services role with Feinberg Stein Financial Services, LLC, which supports her registered investment advisory practice. Hightower Advisors provides investment advisory and planning services to a diverse client base, including individual and institutional investors. The firm’s approach features manager selection and multi-manager solutions using both affiliated and third-party managers, offering a range of portfolio management and financial planning services supported by proprietary research and operational tools.

Gaetano Sacco is a financial advisor at Lido with 16 years of industry experience. He holds Series 63 and Series 65 licenses and has worked at Lido Advisors, Fountainhead Capital Management, Mass Mutual Investors Services, and METLIFE SECURITIES. He serves as president of Cornerstone Study Group, a nonprofit focused on investment learning and development, and is a sole proprietor of insurance services in New Jersey. Lido advises a broad mix of clients, including high-net-worth individuals, family offices, trusts, and institutional investors, providing investment management, financial planning, and family office services. The firm employs an integrated wealth-management approach combining traditional assets with tactical and defined-risk option strategies, and is notable for its active sub-advisory role and affiliated capabilities across trust, tax, insurance, and brokerage services.

Gabriella Ressler is a financial advisor with Sanctuary Advisors, LLC in Westlake Village, CA, holding Series 63 and Series 66 licenses and possessing 10 years of industry experience. She previously worked at Merrill, Bank of America, N.A., Unionbanc Investment Services, and MUFG Union Bank. Sanctuary Advisors, LLC provides investment advisory and financial planning services to individuals, corporations, pension and profit-sharing plans, trusts, estates, and charitable organizations through a network of over 400 independent investment adviser representatives. The firm offers a range of portfolio management solutions, financial planning, and retirement plan consulting, utilizing various analytical approaches and acting as a fiduciary under written advisory agreements.

Jonathan Ellinger is a financial advisor at IEQ Capital, LLC in Los Angeles, CA. He holds a Series 65 designation and has been in the financial industry since 2025, with previous experience at Standish Management and roles outside finance including at Fremont Brewing and North Face. He worked for six years at Glendale Country Club prior to his entry into financial advisory. IEQ Capital provides portfolio management and investment advisory services primarily to high-net-worth individuals, families, and various institutional clients. The firm employs a macroeconomic research-driven process with customized investment policy statements and offers access to a range of liquid, third-party, and private investment strategies.

Jonathan Teran is a CFP® with 24 years of industry experience, currently advising clients at Lido since 2018. He previously worked at Capstone Pacific Investment Strategies, American Portfolios Advisors, Inc., and Centaurus Financial, Inc. Lido serves a diverse client base including high-net-worth individuals, family offices, trusts, and institutional investors, offering investment management, financial planning, and family office services. The firm employs an integrated wealth-management approach incorporating equities, fixed income, alternatives, and tactical option strategies, and is notable for its active sub-advisory roles and affiliated in-house capabilities across trust, tax, insurance, and brokerage services.

Miguel Jacobo is a financial advisor at D.A. Davidson & Co. with six years of industry experience. He holds the Series 66 designation and has previously worked at LPL Financial, Partners Federal Credit Union, JPMorgan Chase Bank, Ameriprise Financial Services, Kinecta Federal Credit Union, Wells Fargo Bank, and Learn4Life. D.A. Davidson & Co. provides investment advisory and brokerage services to a diverse client base, including employer-sponsored retirement plans, individual investors, charitable organizations, and corporate clients. The firm offers a range of services such as ERISA retirement plan advisory, wrap fee programs, equity research, and comprehensive financial planning, and operates under fiduciary standards defined by the Advisers Act and ERISA.