Omor Elahi is a financial advisor at TD Private Client Wealth LLC with six years at the firm and a total of five years in the industry. He holds Series 63 and Series 65 licenses and is based in Ozone Park, NY. Prior to his current role, he worked at TD Bank N.A. for 15 years. TD Private Client Wealth LLC provides discretionary wrap-fee managed account programs and brokerage services to institutional and high-net-worth private clients. The firm utilizes a combination of strategic and tactical asset allocation with investments from affiliated and third-party sub-managers through platforms supported by Envestnet and Pershing.

Anthony Louca is a financial advisor with HSBC Securities (USA) Inc. He holds Series 63 and Series 65 designations and has 25 years of industry experience. Since 2013, he has been with HSBC Bank USA N.A. in New Hyde Park, NY. HSBC Securities (USA) Inc. offers managed account programs to individuals, retirement accounts, charitable organizations, and corporations through various client-directed and discretionary program types. The firm employs a multi-tiered investment process combining strategic and tactical asset allocation with ongoing fund due diligence, serving a broad client base with both non-discretionary and discretionary portfolios.

Matthew Sawicki is a financial advisor with Primerica Advisors, holding the ChFC® designation and Series 66 license, with four years of industry experience. He has worked at Park Avenue Securities and Guardian Life Insurance Company since 2020 and previously worked in the Floral Park-Bellerose School District for ten years. Park Avenue Securities LLC serves a broad retail client base, including individual and high-net-worth investors, charitable organizations, and corporate clients, offering both transaction-based brokerage and fee-based advisory services. The firm employs a range of investment strategies through proprietary and third-party model portfolios and provides various account-level services such as lending solutions and donor-advised fund options.

Karandeep Kainth is a financial advisor at Citigroup Global Markets with three years of industry experience. He holds the Series 63 and Series 66 designations and has worked at Citibank and Robert Half prior to joining Citigroup. Kainth is also involved as an assistant in his family’s rental property business in New York. Citigroup Global Markets serves individual and institutional clients across multiple wealth segments, offering a broad range of investment advisory programs and custody services. The firm employs multi-asset, multi-manager strategies with internal oversight and manages complex arrangements including derivatives and futures services.

William Venezia is a financial advisor with Citigroup Global Markets in Garden City, NY, holding Series 63 and Series 66 licenses and bringing 18 years of industry experience. He has been with Citigroup since 2016. Citigroup Global Markets Inc. serves individual and institutional clients across various wealth segments, offering a broad range of investment advisory programs and broker-dealer execution and custody services. The firm employs multi-asset, multi-manager strategies through discretionary and non-discretionary programs and maintains significant institutional capabilities, including in-house research, derivatives services, and bespoke solutions for large client relationships.

Gavin Kim is a financial advisor at Citigroup Global Markets with 15 years of industry experience. He holds Series 65, Series 66, and Series 63 designations. Prior to joining Citigroup in 2026, he worked at Deutsche Bank Securities Inc and Deutsche Bank Trust Company Americas for 11 years. Citigroup Global Markets serves individual and institutional clients across various wealth segments, offering a range of investment advisory programs and execution services. The firm employs multi-asset, multi-manager strategies using internal oversight and offers bespoke discretionary solutions for very large relationships.

Jeremy Siegel is a financial advisor at Oppenheimer with 33 years of industry experience. He holds Series 63 and Series 65 licenses and has been with Fahnestock & Co. Inc. since 2003. Outside of finance, he is an executive producer and 4% equity owner of a private TV/web show called "Next Generations," based in New York City. Oppenheimer serves a diverse client base including individuals, corporations, pension plans, and charitable organizations, offering advisory and brokerage services such as investment management, consulting, and retirement planning. The firm employs strategic and tactical asset allocation along with manager selection and a range of investment strategies, and acts as a qualified custodian for client assets.

Patrick Oconnell is a financial advisor with Principal Financial Services, holding 36 years of industry experience. He has worked at Princor Financial Services Corporation since 2010 and at Advanced Marketing Corp since 1999. His other business activities include work in insurance products such as fixed life, fixed annuities, long-term care, disability insurance, and property and casualty insurance. Principal Securities provides brokerage and registered investment advisory services to a diverse client base, including individual investors, retirement plans, trusts, and charitable organizations. The firm offers direct advisory programs, financial planning, retirement plan consulting, and access to third-party money manager asset allocation and separately managed account solutions.

Marc Horowitz is a financial advisor with Equity Services, Inc. He holds a Series 63 designation and has 10 years of industry experience. His prior work includes roles at National Life Group, Prudential Insurance Company of America, Pruco Securities, LLC, and Allstate Insurance Co. Outside of his advisory role, he is licensed to sell life, health, annuity, long-term care, and disability insurance through his business, Evolution Financial Group. Equity Services, Inc., doing business as ESI Financial Advisors, provides financial planning, consulting, and asset management services to individuals, corporations, trusts, estates, charitable organizations, and employer retirement plans. The firm offers multiple advisory platforms, utilizing third-party asset managers and model portfolios that primarily focus on long-term strategies alongside options for shorter-term trading.

Valerie Iacovelli is a financial advisor at RBC Rochdale, LLC with 14 years of industry experience. She holds the Series 66 designation and has worked with Rim Securities LLC and Rochdale Investment Management since 2010. RBC Rochdale serves a diverse client base including high net worth individuals, corporations, and charitable organizations. The firm employs an active, multi-strategy investment process that integrates quantitative and fundamental analysis, offering tailored portfolio management across a broad range of asset classes.

Andrew Golden is a financial advisor with RBC Rochdale, LLC, holding a Series 66 designation and two years of industry experience. He previously worked at PGIM Private Capital and Prudential. RBC Rochdale serves a diverse client base including high net worth individuals, investment companies, corporations, and nonprofit organizations. The firm employs an active, multi-strategy investment approach that integrates quantitative screening, fundamental analysis, and proprietary tools to tailor portfolios across multiple asset classes.

Amanda Tappen is a CFP® with four years of industry experience, currently serving as a financial advisor at First Manhattan Co. LLC. She previously worked for Douglas C. Lane & Associates from 2008 to 2024. First Manhattan Co. LLC provides discretionary and non-discretionary investment management and financial planning primarily for high-net-worth individuals, trusts, pension and profit-sharing plans, charitable organizations, private investment vehicles, and institutional clients. The firm follows a long-term, research-driven, value-oriented approach with tailored advice delivered through individually managed portfolios that may include both actively managed holdings and third-party passive funds.

Nehal Suren is a CFP® professional with seven years of industry experience, currently with First Manhattan Co. LLC. Prior to joining First Manhattan Co., Nehal worked at Fiduciary Trust, Wilmington Trust, People's United Advisors, People's Securities, and Gerstein Fisher and Associates. First Manhattan Co. LLC provides discretionary and non-discretionary investment management and financial planning primarily for high-net-worth individuals, along with trusts, pension and profit-sharing plans, charitable organizations, private investment vehicles, and institutional clients. The firm emphasizes long-term, research-driven, value-oriented management of equity and fixed-income portfolios tailored to client objectives.

Regis Dillon is a financial advisor at Corient with 15 years of industry experience. He holds the CFP® and CFA® designations, as well as Series 63 and Series 66 licenses. His prior experience includes roles at La Ferla Group LLC and Purshe Kaplan Sterling Investments. Corient provides investment advisory and financial planning services to individual and high-net-worth clients, trusts, pension and profit-sharing plans, charitable organizations, and corporate entities. The firm uses a goals-based, team investment approach that combines in-house strategies with third-party managers and employs risk management tools and stress testing to align portfolios with client objectives.

Joseph Bove is a financial advisor with RBC Rochdale, LLC in New York, NY, holding a Series 66 designation and 13 years of industry experience. He has worked at CNR Securities, LLC since 2012. Outside of his advisory role, he is a partner in an LLC with his brother that holds a property in Bradley Beach, New Jersey. RBC Rochdale serves a diverse client base, including high net worth individuals, institutions, and charitable organizations, offering discretionary and non-discretionary portfolio management along with sub-advisory and model delivery services. The firm employs a multi-strategy investment process combining quantitative and fundamental analysis, utilizing proprietary tools to tailor portfolios across various asset classes.

Zhiyong Yang is a financial advisor at HSBC Securities (USA) Inc. with eight years of industry experience. He holds Series 66 and Series 63 credentials and has worked at HSBC Bank USA, N.A., Industrial and Commercial Bank of China Financial Services, LLC, and ICBC Standard Securities Inc. prior to his current role. HSBC Securities (USA) Inc. offers managed account programs to individuals, retirement accounts, charitable organizations, and corporations, featuring both client-directed and discretionary options. The firm combines strategic and tactical asset-allocation advice with ongoing fund due diligence and operates multiple program types, including offerings for private bank clients and non-resident aliens.

Anthony Giannopapas is a financial advisor at Citigroup Global Markets with 29 years of industry experience. He holds Series 63 and Series 65 licenses and has been with Citigroup since 2009. Citigroup Global Markets serves individual and institutional clients across various wealth segments, offering a broad range of investment advisory programs alongside broker-dealer execution and custody services. The firm employs multi-asset, multi-manager strategies through both discretionary and non-discretionary programs and operates with a combination of large institutional scale and specialized market roles.

Roger Goren is a financial advisor with Principal Financial Services and holds 42 years of industry experience. He has been the sole owner of Goren & Goren, Ltd. since 2014, which focuses on life, health, and accident insurance. His background also includes affiliations with Princor Financial Services Corporation and Principal Life Insurance Company. Principal Securities provides brokerage and registered investment advisory services to a diverse client base, including individual investors, retirement plans, trusts, estates, and charitable organizations. The firm offers direct advisory programs, financial planning, and access to third-party money manager solutions under various advisory and promoter arrangements.

Philip Scott is a financial advisor with Primerica Advisors and Park Avenue Securities, holding a Series 63 designation and 12 years of industry experience. His prior work includes roles at Guardian Life Insurance Company. He is also involved in soliciting the sale of insurance products outside of Guardian’s offerings. Park Avenue Securities serves a diverse retail client base with brokerage and advisory services, including financial planning and retirement consulting. The firm offers multiple proprietary and third-party investment programs and supports a range of account-level services such as lending solutions and donor-advised funds.

Pasquale Capone is a financial advisor with \u0026Partners, holding Series 65, 63, and 66 designations and bringing 32 years of industry experience. He previously worked at Wells Fargo Clearing and Wells Fargo Advisors LLC, totaling 16 years before joining \u0026Partners. Outside of his advisory role, he serves as a trustee for a family trust. \u0026Partners serves a diverse client base, including high-net-worth individuals, retirement plans, charitable organizations, and corporations. The firm offers a range of investment management and financial planning services using both proprietary and third-party strategies, supported by a combination of fundamental, technical, and quantitative analysis.