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Ryan K

Series 65

Hickory Hills, IL

Foundations Investment Advisors LLC

Ryan Kelly is a financial advisor with Foundations Investment Advisors LLC, holding a Series 65 credential and three years of industry experience. His background includes roles with the Cicero and Chicago Fire Departments, where he has served since 2020. Foundations Investment Advisors is a multi-advisor registered investment adviser managing approximately $10.1 billion for around 29,615 clients through nearly 300 investment adviser representatives. The firm offers portfolio management, financial planning, retirement-plan support, and sub-advisory services to individuals, trusts, estates, and registered investment companies, employing tailored asset allocations and a broad set of investment products.

Private / alternative investments ESG / Sustainable investing Concentrated stock management Founder/Business Owner Executive
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Ramsen O

Series 63, Series 66

Chicago, IL

Northern Trust Securities, Inc.

Ramsen Odicho is a financial advisor with Northern Trust Securities, Inc. He holds Series 63 and Series 66 credentials and has three years of industry experience. His prior work includes roles at Edward Jones and J. P. Morgan Securities LLC. Northern Trust Securities, Inc. is an SEC-registered investment adviser and FINRA-registered broker-dealer serving high-net-worth individuals, retail investors, and institutional clients. The firm offers model-driven, discretionary portfolio management through a wrap fee program that combines proprietary and third-party investment products.

Passive / index investing Active portfolio management ESG / Sustainable investing Tax-loss harvesting Founder/Business Owner Executive
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Christopher B

Series 66

Downers Grove, IL

HighPoint Planning Partners

Christopher Breitenbach is a financial advisor with HighPoint Planning Partners and holds a Series 66 designation. He has 18 years of industry experience and has been with HighPoint Planning Partners and LPL Financial since 2014. Outside of his advisory role, he serves as an assistant coach with the Wheaton United Soccer Club. HighPoint Advisor Group provides discretionary asset management, financial planning, and consulting services to individuals, pension plans, trusts, estates, charitable organizations, and corporations. The firm manages approximately $4.0 billion in client assets and employs a fundamental analysis approach to construct individualized investment policies across a variety of securities and custodial platforms.

Options & derivatives strategies Retirement plans for business owners (SEP, solo 401k) Wealth management Founder/Business Owner Executive
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Matthew H

Series 63

Chicago, IL

Curi Capital, LLC

Matthew Halkyard is a Series 63 licensed financial advisor with 12 years of industry experience. He has worked at Curi Capital, LLC since 2020 and has held prior roles at Foreside Fund Services, LLC, RMB Capital Management LLC, Quasar Distributor, LLC, and Ironbridge Capital. Halkyard serves as a portfolio manager and product specialist at Curi Capital. Curi Capital serves individuals, families, institutional and corporate clients, retirement plan sponsors, charitable organizations, and pooled investment vehicles. The firm employs a long-term, fundamental investment approach combining in-house strategies with external managers and offers a range of services including wealth management, asset management, retirement plan solutions, and family office services.

ESG / Sustainable investing Private / alternative investments Doctor or Medical Professional Founder/Business Owner Young Professionals
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Bradley D

Series 63, Series 66

Downers Grove, IL

VestGen Advisors, LLC

Bradley Doy is a financial advisor at VestGen Advisors, LLC with 30 years of industry experience. He holds Series 63 and Series 66 licenses and has previously worked at LPL Financial and ValMark Advisers, Inc. Outside of his advisory role, he is involved in property management for an office building in Downers Grove, Illinois. VestGen Advisors, LLC is a multi-team registered investment adviser managing approximately $3.47 billion for about 9,453 clients. The firm serves individual and high-net-worth clients, offering discretionary and non-discretionary investment management, financial planning, wrap-fee programs, and retirement plan services. Their process integrates client-specific goal setting with various analytical methods and may utilize third-party managers and affiliate strategies to implement portfolios.

Wealth management Retirement plans for business owners (SEP, solo 401k) Tax-loss harvesting Equity compensation tax strategy Founder/Business Owner Executive
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Logan A

CFP®

Downers Grove, IL

JMG Financial Group LTD

Logan Andersen is a CFP® professional with experience at JMG Financial Group LTD since 2022. Prior to joining JMG, he worked at Marquette Companies and has experience in educational roles, including at the University of Illinois and Burlington Central High School. JMG Financial Group provides comprehensive wealth management services to individuals, trusts, retirement plans, business entities, and charitable organizations. The firm follows a planning-based investment approach with an emphasis on strategic asset allocation and offers a range of investment options alongside tax consulting and private investment advising.

Tax-loss harvesting Private / alternative investments Options & derivatives strategies Retirement plans for business owners (SEP, solo 401k) Wealth management
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Sean F

CFP®, CFA®, Series 66

Elmhurst, IL

LaSalle St. Investment Advisors, L.L.C.

Sean Ford is a CFP® and CFA® with nine years of industry experience. He is currently with LaSalle St. Investment Advisors, L.L.C., where he has worked since 2020, and also works with Streamline Financial Services. His prior experience includes roles at Benjamin F Edwards & Co and First Trust Portfolios. Outside of his advisory role, he is involved with Acre Trader 160, LLC / Ashton Farm Investor. LaSalle St. Investment Advisors serves individuals, trusts, estates, pension and profit-sharing plans, corporations, and charitable organizations with fee-based financial planning and a range of portfolio management services. The firm employs both active and passive investment strategies across multiple asset classes and is notable for its predominance of non-discretionary assets and use of fee-sharing and co-advisor arrangements.

Active portfolio management Options & derivatives strategies Executive Founder/Business Owner
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Richard W

Series 63, Series 65

Elmhurst, IL

LaSalle St. Investment Advisors, L.L.C.

Richard Wilkens is a financial advisor with LaSalle St. Investment Advisors, L.L.C. He holds Series 63 and Series 65 licenses and has seven years of industry experience. Wilkens is also a partner at DeMarco Sciaccotta Wilkens & Dunleavy, LLP, a certified public accounting firm where he provides accounting and business advisory services. LaSalle St. Investment Advisors serves individuals, trusts, estates, pension and profit-sharing plans, corporations, and charitable organizations with fee-based financial planning and portfolio management services. The firm employs a variety of investment strategies, including both passive and active approaches, and manages assets primarily on a non-discretionary basis.

Active portfolio management Options & derivatives strategies Executive Founder/Business Owner
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Ryan A

Series 63, Series 66

Chicago, IL

Northern Trust Securities, Inc.

Ryan Alsop is a financial advisor at Northern Trust Securities, Inc. with 19 years of industry experience. He holds Series 63 and Series 66 licenses and has worked at Northern Trust Securities since 2018. Prior to that, he spent time at The University of Chicago Booth School of Business from 2016 to 2017. Northern Trust Securities, Inc. provides discretionary portfolio management to high-net-worth individuals, retail investors, and institutional clients through model-driven portfolios and a variety of separately managed accounts. The firm combines advisory, brokerage, and custody services, offering a broad range of investment options including proprietary and third-party products.

Passive / index investing Active portfolio management ESG / Sustainable investing Tax-loss harvesting Founder/Business Owner Executive
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Austin C

CFP®, Series 63, Series 65

Chicago, IL

Oxford Financial Group, LTD

Austin Carey is a CFP® professional with six years of industry experience, currently serving at Oxford Financial Group, LTD. He previously worked at J.P. Morgan Securities LLC and JPMorgan Chase Bank, N.A., with additional experience at Fidelity Brokerage Services LLC and Cadence Bank. Carey holds Series 63 and Series 65 licenses. Oxford Financial Group, LTD serves ultra high-net-worth individuals, families, institutions, trusts, foundations, and closely held businesses. The firm offers comprehensive family office, investment management, and fiduciary trust services, emphasizing diversified asset allocation across public and alternative investments, including private equity and hedge funds.

Private / alternative investments Business exit / sale strategy Business ownership considerations Family Business Wealth management Founder/Business Owner
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Matthew R

Series 65

Chicago, IL

Zacks Investment Management, Inc.

Matthew Richard is a financial advisor at Zacks Investment Management, Inc. with three years of industry experience. He holds a Series 65 designation and has worked at Zacks Investment Management since 2022. Prior to this, he was employed by Ducks Unlimited, the State of Illinois Governor's Office of Management and Budget, and Aviary Media. Zacks Investment Management provides discretionary portfolio management to a diverse client base, including individuals, trusts, retirement plans, charitable and corporate entities, and institutional investors. The firm combines quantitative and qualitative analysis through proprietary Zacks models and offers a wide range of investment strategies and vehicles across retail, institutional, and third-party distribution channels.

Active portfolio management ESG / Sustainable investing Tax-loss harvesting Passive / index investing Retirement withdrawal strategies Founder/Business Owner Retired
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Ryan M

CFP®, Series 65

Lisle, IL

Mission Wealth Management, LP

Ryan Miller is a CFP®-designated financial advisor at Mission Wealth Management, LP with three years of industry experience. Prior to joining Mission Wealth in 2023, he worked at the University of Illinois at Urbana-Champaign and Crep Protect Ltd. He has been a student since 2013. Mission Wealth Management, LP is a multi-team SEC-registered firm managing approximately $17.0 billion and serving high-net-worth individuals, families, and institutional clients. The firm offers wealth management, financial planning, and consulting services, employing a tiered service model and emphasizing long-term investment strategies with a mix of ETFs, mutual funds, individual securities, and alternative investments.

ESG / Sustainable investing Private / alternative investments Options & derivatives strategies Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy Founder/Business Owner Executive HENRY (High Earners, Not Rich Yet) Mid-Career Professionals
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Ryan W

Series 66

Chicago, IL

IHT Wealth Management LLC

Ryan Wittig is a financial advisor at IHT Wealth Management LLC with 26 years of industry experience. He holds a Series 66 designation and has been with IHT Wealth Management and LPL Financial since 2014. IHT Wealth Management serves individuals, pension and profit-sharing plans, charitable organizations, trusts, and corporate clients. The firm combines fundamental stock selection with quantitative tools and diversified model portfolios, offering discretionary asset management, financial planning, and ERISA consulting through a network of approximately 153 advisors.

Concentrated stock management Options & derivatives strategies Tax-loss harvesting Founder/Business Owner
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Daniel S

CFP®, Series 65

Chicago, IL

Mariner Independent

Daniel Saladino is a CFP® and holds a Series 65 license with three years of industry experience. He is currently with Mariner Independent in Chicago, IL, where he also has an advisory role through Archiwealth. Mariner Independent serves individuals, including high-net-worth clients, as well as pension and profit-sharing plans, trusts, estates, charitable organizations, and business entities. The firm utilizes a range of investment tools and offers integrated access to custody, retirement plan consulting, and alternative investment channels through its affiliated businesses.

Options & derivatives strategies Private / alternative investments Tax-loss harvesting Founder/Business Owner Retired
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Toby S

CFA®

Chicago, IL

Aaron Wealth Advisors

Toby Stannard is a CFA® charterholder based in Chicago, IL, with five years of industry experience. He has worked at Aaron Wealth Advisors since 2020 and previously was employed at Northern Trust from 2015 to 2019. Aaron Wealth Advisors serves high-net-worth individuals, business owners, entrepreneurs, multi-generational families, and family offices, offering portfolio management, financial consulting, and mergers-and-acquisitions advisory. The firm employs an institutional technology platform and applies portfolio construction techniques including option-writing strategies, while also providing services such as trustee arrangements and digital-asset custody.

Options & derivatives strategies Real estate investing Founder/Business Owner Executive
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Azmi S

Series 66

Chicago, IL

Fourstar Wealth Advisors, LLC

Azmi Sharif is a financial advisor with FourStar Wealth Advisors, LLC, holding a Series 66 credential and bringing 10 years of industry experience. His prior roles include positions at Nobles and Richards, Inc., LPL Financial, and Woodbury Financial Services. FourStar Wealth Advisors serves individuals, retirement and profit-sharing plans, trusts, estates, charitable organizations, and business entities by providing financial planning, discretionary portfolio management, and retirement-plan consulting. The firm uses fundamental and technical analysis to manage portfolios tailored to clients’ risk tolerance and time horizon, investing across a range of securities and independent managers.

Charitable giving & philanthropy
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Timothy M

CFP®, Series 66

Downers Grove, IL

Ausdal Financial Partners, Inc.

Timothy Mason is a CFP® professional with 10 years of industry experience, currently serving at Ausdal Financial Partners, Inc. since 2015. He volunteers as a basketball and track and field coach at St. Mary School in Mokena, IL. Ausdal Financial Partners is an SEC-registered investment adviser and FINRA-member broker-dealer managing approximately $2.13 billion in client assets through a network of 152 advisors, offering investment advisory programs, retirement plan services, and financial planning to individuals, trusts, corporations, pension plans, and charitable organizations.

Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy Founder/Business Owner Retired
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Frank P

Series 63, Series 66

Chicago, IL

The Mather Group, LLC

Frank Pecucci is a financial advisor at The Mather Group, LLC with 10 years of industry experience. He holds the Series 63 and Series 66 credentials and has worked at The Mather Group since 2019, following a prior role at Insight Securities Inc. The Mather Group primarily serves high-net-worth individuals, family offices, trusts, corporations, and other entities, offering combined financial planning, investment management, tax and estate planning guidance, and family office services. The firm employs an evidence-based investment approach with multiple risk-based allocation models and customization options, integrating AI and machine-learning tools alongside human oversight.

Concentrated stock management Options & derivatives strategies Private / alternative investments ESG / Sustainable investing
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Ryan B

Series 66

Downers Grove, IL

Ausdal Financial Partners, Inc.

Ryan Brown is a financial advisor at Ausdal Financial Partners, Inc. He holds the Series 66 designation and has one year of industry experience. Prior to joining Ausdal, he worked at Berman Capital Management and held various roles in other industries including nutrition and brewing. Ausdal Financial Partners serves individuals, trusts, estates, retirement plans, and business entities, managing approximately $3.73 billion for over 16,000 clients. The firm offers a wide range of advisory and financial planning services, tailoring investment strategies to client-specific objectives and utilizing multiple custodians and third-party managers.

Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy Founder/Business Owner Retired
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Daniel D

CFP®, Series 65

Lombard, IL

Forum Financial Management, Lp

Daniel Drallmeier is a CFP® professional with 11 years of industry experience, currently serving as an advisor at Forum Financial Management, LP. He has worked at Forum Financial Management, LP in various capacities since 2012. Outside of his advisory role, he is a member of F.A.M. LLC, which provides management services to Forum Financial Management under a service agreement. Forum Financial Management, LP offers fee-based wealth management, financial planning, and qualified plan services to individual and institutional clients. The firm also acts as a sub-advisor and turnkey asset management platform for other independent RIAs, implementing portfolios primarily with DFA institutional mutual funds and ETFs following a Modern Portfolio Theory approach.

Wealth management Passive / index investing ESG / Sustainable investing Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner Retired Mid-Career Professionals
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