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Leonard H

Series 63, Series 65

Kansas City, MO

GreenLeaf Financial Network, LLC

Leonard Hempen is a financial advisor with GreenLeaf Financial Network, LLC in Kansas City, MO, holding Series 63 and Series 65 credentials and bringing 33 years of industry experience. He has worked at GreenLeaf Financial Network since 2018 and has longstanding involvement with Planners For Financial Success, where he performs tax preparation and accounting services. Hempen also serves as a board member for Bear the Care, Inc., a nonprofit focused on veteran job assistance, and is corporate secretary for Animaux du Vin, a wine importing company. GreenLeaf Financial Network provides investment advisory, portfolio management, financial planning, and retirement plan services to individuals, families, trusts, and select corporate clients. The firm utilizes multiple analytical methods and varied investment strategies tailored to client objectives, with services delivered primarily through a network of independent Investment Adviser Representatives.

Stock option exercise strategy Retirement income strategy Retirement plans for business owners (SEP, solo 401k) Active portfolio management
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Debbie G

Series 66

Overland Park, KS

Peachcap Tax & Advisory, LLC

Debbie Gandy is a financial advisor at Peachcap Tax & Advisory, LLC with 22 years of industry experience. She holds the Series 66 designation and has worked at Peachcap Tax & Advisory and Peachcap Securities since 2018, following four years at Kestra Private Wealth Services. Outside of her advisory role, she operates a pet and house sitting service. Peachcap Tax & Advisory, LLC is an SEC-registered firm with a team of six advisors managing approximately $147 million for individual and high-net-worth clients. The firm employs diversified, model-based portfolios and offers discretionary portfolio management, third-party adviser recommendations, and financial planning services.

Retirement income strategy Income planning Tax-loss harvesting Concentrated stock management Options & derivatives strategies Founder/Business Owner
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William H

Series 66

Kansas City, MO

PCG Wealth Management

William Hudnall is a financial advisor with PCG Wealth Management in Kansas City, MO, holding a Series 66 designation and three years of industry experience. He has worked at PCG Wealth Management, LPL Financial LLC, and Symphonic Financial Advisors, LLC. In addition to his advisory work, he has practiced law as an attorney since 1999 and is involved with MPHlex, LLC in a non-investment-related capacity. PCG Wealth Management serves individuals, high-net-worth clients, charitable organizations, corporations, and retirement plans, offering discretionary investment management, financial planning, and retirement plan consulting. The firm emphasizes a long-term, customized investment approach using primarily low-cost, diversified mutual funds and ETFs, along with a specialized focus on retirement-plan services and fiduciary responsibilities.

Wealth management Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner
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Oakley A

Series 63, Series 65

Prairie, KS

Elevated Capital Advisors, LLC

Oakley Allen is a financial advisor with Elevated Capital Advisors, LLC, holding Series 63 and Series 65 licenses and bringing 11 years of industry experience. He has been with Elevated Capital Advisors since 2017 and also works with Global Plains ADV Group. Outside of his advisory role, Oakley is involved in the sale of life insurance and fixed annuities. Elevated Capital Advisors serves a diverse client base including individuals, trusts, estates, retirement plans, and corporations by providing investment management, financial planning, and IPS preparation. The firm employs a combination of fundamental, technical, and quantitative analysis, using tools like Riskalyze to tailor asset allocation strategies and offers both discretionary and non-discretionary portfolio management through a network of independent advisors.

Tax-loss harvesting Wealth management
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Anna K

CFP®, Series 66

Leawood, KS

GreenLeaf Financial Network, LLC

Anna Kiser is a CFP® and holds a Series 66 license, with 15 years of experience in financial advising. She has worked at GreenLeaf Financial Network, Securities America Advisors, National Planning Corporation, and other firms. Outside of her advisory work, Anna serves as Assistant Director at Birthright of Hutchinson, a nonprofit supporting women with unplanned pregnancies, and is Treasurer of the Trinity Catholic Jr/Sr High School PTA Booster Club. GreenLeaf Financial Network provides investment advisory, portfolio management, financial planning, and retirement plan services to individuals, families, trusts, estates, and corporate clients. The firm employs a range of investment strategies tailored to client objectives and operates through a decentralized network of independent Investment Adviser Representatives.

Stock option exercise strategy Retirement income strategy Retirement plans for business owners (SEP, solo 401k) Active portfolio management
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Matthew E

Series 65

Kansas City, MO

Atwood & Palmer, Inc.

Matthew Eilert is a financial advisor at Atwood & Palmer, Inc. in Kansas City, MO, holding a Series 65 designation with two years of industry experience. His prior roles include positions at Creative Planning, LLC, EdgeHill Venture Partners, and the University of Kansas. Atwood & Palmer provides investment management, comprehensive financial planning, and concierge services to high-net-worth and ultra-high-net-worth individuals, multigenerational families, and institutional clients. The firm manages discretionary accounts using fundamental and technical analysis across multiple asset classes and coordinates with outside professionals to address various aspects of clients' financial lives.

Charitable giving & philanthropy Options & derivatives strategies Cash flow / budgeting Founder/Business Owner Retired
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Neil C

CFP®, Series 63, Series 66

Overland Park, KS

Rigden Capital Strategies

Neil Connolly is a CFP® with 25 years of industry experience. He is currently with Rigden Capital Strategies, a firm he joined in 2025. His prior experience includes roles at TD Ameritrade, Charles Schwab, and several advisory firms. Rigden Capital Strategies provides discretionary asset management, financial planning, and ERISA plan services to individuals, high-net-worth clients, trusts, estates, and institutional sponsors. The firm constructs portfolios tailored to client goals and risk tolerance using fundamental and technical analysis, Monte Carlo planning, and modern portfolio theory.

Retirement income strategy Tax-loss harvesting Options & derivatives strategies Passive / index investing General retirement planning Founder/Business Owner
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Spencer J

CFA®, Series 63, Series 65

Kansas City, MO

Atwood & Palmer, Inc.

Spencer Jones is a CFA® charterholder with 25 years of industry experience and has been with Atwood & Palmer, Inc. in Kansas City, MO since 2004. He holds Series 63 and Series 65 licenses. Outside of his advisory role, Jones serves as Treasurer on the City Personnel Board for the City of Million Hills. Atwood & Palmer, Inc. provides investment management and comprehensive financial planning services to high-net-worth and ultra-high-net-worth individuals, multigenerational families, and institutional clients. The firm emphasizes individualized Investment Policy Statements and employs a variety of investment strategies across equities, options, fixed income, and alternatives while coordinating with other professionals to address clients’ broader financial needs.

Charitable giving & philanthropy Options & derivatives strategies Cash flow / budgeting Founder/Business Owner Retired
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Scott D

Series 65

Prairie Village, KS

Elevated Capital Advisors, LLC

Scott Dougan is a financial advisor with Elevated Capital Advisors, LLC, holding a Series 65 designation and 12 years of industry experience. He has worked with Elevated Capital Advisors since 2017 and previously spent three years at Global Financial Private Capital. Outside of his primary advisory role, he is the owner of Global Plains Advisory Group, where he recommends annuity and life insurance products, and he is a partner at Emerging Advisor, providing training and consulting to other advisors. Elevated Capital Advisors serves a diverse client base, including individuals, trusts, estates, retirement plans, and corporations, offering investment management, financial planning, and IPS preparation through a network of independent advisors. The firm employs a blend of fundamental, technical, and quantitative analysis in its investment process and provides a range of portfolio management and consulting services.

Tax-loss harvesting Wealth management
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Jon M

Series 63, Series 65

Kansas City, MO

Buttonwood Financial Group, LLC

Jon McGraw is a financial advisor with Buttonwood Financial Group, LLC in Kansas City, MO, holding Series 63 and Series 65 licenses and bringing 35 years of industry experience. He has been with Buttonwood Financial Group since 2002 and previously worked at Purshe Kaplan Sterling Investments from 2009 to 2019. Outside of his advisory role, he serves as a board member for several nonprofit organizations, including the Sister City Association of Kansas City and Kansas City Jazz ALIVE, and is involved in managing community-focused commercial and event spaces. Buttonwood Financial Group serves individuals, families, businesses, and retirement plans with comprehensive wealth management and investment services. The firm focuses on personalized asset allocation, multigenerational planning, and integrated tax management, overseeing portfolios through an Investment Policy Committee and offering family-office-style services.

Wealth management Tax-loss harvesting Long-term care insurance Retirement income strategy Private / alternative investments Founder/Business Owner Retired
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Colten H

CFP®, Series 65

North Kansas City, MO

Prosperity Planning

Colten Honigman is a CFP® with six years of industry experience, currently serving at Prosperity Planning since 2018. His prior work includes roles at State Street and Goppert Financial Bank. Outside of financial services, he has experience in an entrepreneurial venture with JDS Detailing. Prosperity Planning is a team-based firm that serves individuals, families, high-net-worth clients, retirement plans, charitable organizations, and businesses. The firm offers discretionary portfolio management and comprehensive financial planning, with a focus on long-term, broad-based global asset allocation using low-cost mutual funds and ETFs, and provides specialized services such as divorce financial planning and retirement-plan consulting.

Retirement plans for business owners (SEP, solo 401k) Divorce financial planning College savings (529s, UTMA, etc.) General retirement planning Self-Employed Founder/Business Owner Dual Income Family
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James M

Series 63, Series 65

Kansas City, MO

Atwood & Palmer, Inc.

James Montgomery is a financial advisor at Atwood & Palmer, Inc. in Kansas City, MO, holding Series 63 and Series 65 designations with nine years of industry experience. He has been with Atwood & Palmer since 2017, following a one-year tenure at Charles Schwab. Atwood & Palmer serves high-net-worth and ultra-high-net-worth individuals, multigenerational families, and institutional clients by providing investment management, comprehensive financial planning, and concierge services. The firm manages discretionary accounts using both fundamental and technical analysis across a variety of asset classes and coordinates with outside professionals to integrate clients’ financial lives.

Charitable giving & philanthropy Options & derivatives strategies Cash flow / budgeting Founder/Business Owner Retired
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Ryan N

CFP®, Series 66

North Kansas City, MO

Prosperity Planning

Ryan Noble is a CFP® and holds a Series 66 license with 20 years of industry experience. He has worked at Prosperity Planning, Inc. since 2009 and was previously with Cetera Advisors LLC from 2013 to 2018. Prosperity Planning, Inc. serves individuals, pension and profit-sharing plans, charitable organizations, and businesses, offering portfolio management, financial planning, and pension consulting, including specialized divorce financial planning. The firm employs a long-term, diversified investment approach using mutual funds and ETFs with systematic tilts toward smaller-capitalization, value, and higher-profitability stocks.

Retirement plans for business owners (SEP, solo 401k) Divorce financial planning College savings (529s, UTMA, etc.) General retirement planning Self-Employed Founder/Business Owner Dual Income Family
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Patrick G

Series 66

Kansas City, MO

Mid-American Wealth Advisory Group

Patrick Guilfoy is a financial advisor at Mid-American Wealth Advisory Group in Kansas City, MO, holding a Series 66 designation with five years of industry experience. His prior roles include positions at AE Wealth Management, Advisors Excel, and Duncan Financial Management. In addition to his advisory work, he is licensed as an insurance agent offering life and health products. Mid-American Wealth Advisory Group serves individuals, retirement plans, corporations, trusts, and estates with discretionary and non-discretionary portfolio management, using proprietary risk-based models and a focus on fixed-income analysis. The firm also provides educational workshops and tax preparation services, and several representatives, including Guilfoy, hold insurance licenses that complement their investment services.

Annuities
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Alyssa H

CFP®, Series 65

North Kansas City, MO

Prosperity Planning

Alyssa Hon is a CFP® and Series 65-licensed financial advisor with five years of industry experience. She has been with Prosperity Planning since 2019 and is based in North Kansas City, MO. Prior to her advisory role, she worked at K & E Flat Work and attended Missouri Western State University. Prosperity Planning is a team of 11 advisors serving individuals, families, high-net-worth clients, retirement plans, charitable organizations, and businesses. The firm offers discretionary portfolio management and specialized financial planning services, including retirement and divorce financial planning, using a long-term, diversified investment approach focused on low-cost, tax-aware vehicles.

Retirement plans for business owners (SEP, solo 401k) Divorce financial planning College savings (529s, UTMA, etc.) General retirement planning Self-Employed Founder/Business Owner Dual Income Family
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Nicholas H

CFP®, Series 65

Kansas City, MO

Windward Private Wealth Management Inc.

Nicholas Hartley is a CFP® and holds a Series 65 license, with three years of experience in financial advising. He has been with Windward Private Wealth Management Inc. since 2021. Outside of advisory work, he has held various positions including roles at Indian Foothills Golf Course and Missouri Valley College. Windward Private Wealth Management provides discretionary wealth management and comprehensive financial planning to individual clients and pension and profit-sharing plans. The firm uses a Modern Portfolio Theory-based investment approach, primarily employing ETFs and mutual funds, and offers additional services such as tax preparation and college savings plan management.

General retirement planning General tax planning Charitable giving & philanthropy Debt management Cash flow / budgeting
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Justin L

CFP®, Series 65

North Kansas City, MO

Prosperity Planning

Justin Locke is a CFP® and holds a Series 65 license, with two years of industry experience. He has worked at Prosperity Planning, Inc. since 2023 and previously was employed at ProMedica Hospice for eight years. Outside of financial advising, he was involved with Holden First Baptist Church from 2011 to 2017. Prosperity Planning, Inc. advises individuals across wealth levels, pension and profit-sharing plans, charitable organizations, and businesses. The firm employs a long-term, broadly diversified investment approach using mutual funds and ETFs, with portfolio management focused on systematic tilts toward smaller-capitalization, value, and higher-profitability stocks.

Retirement plans for business owners (SEP, solo 401k) Divorce financial planning College savings (529s, UTMA, etc.) General retirement planning Self-Employed Founder/Business Owner Dual Income Family
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Daniel K

Series 65

Kansas City, MO

Mader & Shannon Wealth Management

Daniel Kennedy is a Series 65-licensed financial advisor with 15 years of industry experience, currently serving at Mader & Shannon Wealth Management since 2010. He is involved in a non-investment related business, USKK, Inc., which he dedicates time to during evenings. Mader & Shannon Wealth Management offers discretionary portfolio management and financial planning to individuals, corporations, and retirement plans. The firm employs an active management strategy focusing on individual securities using fundamental and technical analysis, and also provides specialized services such as expert witness testimony.

Active portfolio management Retirement plans for business owners (SEP, solo 401k) Retirement income strategy
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Michael A

Series 63, Series 66

Leawood, KS

GreenLeaf Financial Network, LLC

Michael Armour is a financial advisor with GreenLeaf Financial Network, LLC, holding Series 63 and Series 66 licenses and bringing 28 years of industry experience. His prior roles include positions at Securities America Advisors, Securities America, Inc., and National Planning Corporation. Outside of financial advising, he operates a seasonal lawn care business and serves as co-trustee of the Dorothy L. Armour Trust. GreenLeaf Financial Network provides investment advisory, portfolio management, financial planning, and retirement plan services to individuals, families, trusts, estates, and certain corporate clients. The firm’s investment approach integrates multiple analytical methods and offers strategies ranging from long-term allocation to shorter-term trading, with services delivered via a network of independent advisers.

Stock option exercise strategy Retirement income strategy Retirement plans for business owners (SEP, solo 401k) Active portfolio management
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James W

Series 65

North Kansas City, MO

Prosperity Planning

James Watts is a financial advisor at Prosperity Planning with a Series 65 credential. He has one year of industry experience, including prior roles at Dogwood Wealth Management and a 21-year career in the US Army. Prosperity Planning serves individuals and families, high-net-worth clients, retirement plans, charitable organizations, and businesses with discretionary portfolio management and comprehensive financial planning. The firm emphasizes long-term, broad-based global allocations using low-cost mutual funds and ETFs, incorporating strategic tilts toward smaller-cap, value, and higher-profitability companies.

Retirement plans for business owners (SEP, solo 401k) Divorce financial planning College savings (529s, UTMA, etc.) General retirement planning Self-Employed Founder/Business Owner Dual Income Family
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