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Samuel D

Series 65

Scottsdale, AZ

Leges Wealth Management LLC

Samuel Dennis is a financial advisor at Leges Wealth Management LLC in Scottsdale, AZ. He holds a Series 65 designation and has been with the firm since 2025. Prior to his current role, his background includes positions outside the financial industry and attendance at Northern Arizona University. Leges Wealth Management LLC provides discretionary wealth management and financial planning services to individual and high-net-worth clients. The firm emphasizes ETF-centric portfolios and employs a range of investment strategies, including fundamental and technical analysis, while offering portfolio construction, ongoing supervision, and periodic financial planning tailored to client goals.

Active portfolio management Tax-loss harvesting Wealth management
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Aaron L

Series 63, Series 65

Scottsdale, AZ

Iliad Wealth Solutions

Aaron Lannon is a financial advisor at Iliad Wealth Solutions in Scottsdale, AZ, with six years of industry experience. He holds Series 63 and Series 65 licenses and previously worked at Rovin Capital and Heartland Financial. Outside of his advisory role, he serves as an assistant to a seller's agent at Summit Real Estate Professionals in Casa Grande, AZ. Iliad Wealth Solutions provides investment management, financial planning, and retirement-plan advisory services to individuals, including high-net-worth clients, as well as small and mid-sized employer-sponsored retirement plans. The firm uses a blended investment approach combining buy-and-hold and tactical active strategies, tailoring portfolios through in-depth client interviews and risk assessment tools.

Wealth management Retirement income strategy General estate planning guidance Founder/Business Owner
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Andrew S

Series 66

Scottsdale, AZ

Buttonwood Capital Management (BCM)

Andrew Sosnowitz is a financial advisor at Buttonwood Capital Management with 26 years of industry experience. He holds a Series 66 designation and has worked at Buttonwood since 2015 and LPL Financial since 2009. Buttonwood Capital Management manages approximately $315 million for individual and high-net-worth clients, offering portfolio management, financial planning, and retirement plan consulting. The firm employs a blend of fundamental, technical, cyclical, and charting analysis to build tailored portfolios and provides access to LPL Financial–sponsored models and outside strategists.

Social Security optimization Business succession planning Executive Founder/Business Owner
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Joshua M

Series 66

Scottsdale, AZ

Iliad Wealth Solutions

Joshua Miller is a financial advisor at Iliad Wealth Solutions in Scottsdale, AZ, holding a Series 66 designation with 10 years of industry experience. He has held roles at multiple firms, including Park Avenue Investment Advisory LLC and Massachusetts Mutual Life Insurance Co. Outside of his advisory work, Mr. Miller is the Chief Executive Officer of JCM Private Holdings, a personal private holding company. Iliad Wealth Solutions provides investment management, financial planning, and retirement-plan advisory services to individuals, including high-net-worth clients, and small to mid-sized employer-sponsored retirement plans. The firm employs a blended investment approach combining buy-and-hold and tactical strategies, tailoring portfolios through detailed client interviews and tools like Riskalyze.

Wealth management Retirement income strategy General estate planning guidance Founder/Business Owner
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Martin C

CFP®, ChFC®, Series 63, Series 65

Scottsdale, AZ

Cole Wealth Management, LLC

Martin Cole is a financial advisor at Cole Wealth Management, LLC in Scottsdale, AZ, with 20 years of industry experience. He holds the CFP® and ChFC® designations and has been with Cole Wealth Management since 2005. In addition to his advisory role, Mr. Cole has a long-term association with Ids Life Insurance Company and Walt Disney World. He also sells insurance products, including life, health, and annuity contracts, when properly registered. Cole Wealth Management, LLC is a fee-based registered investment adviser serving individuals, retirement plans, trusts, estates, charities, and business entities. The firm provides comprehensive financial planning and actively managed asset allocation primarily through mutual funds, ETFs, individual equities, and fixed-income securities.

Income planning General tax planning Charitable giving & philanthropy
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Elyssa S

CFP®

Mesa, AZ

Public Safety Financial/Galloway

Elyssa Selvidge is a CFP® professional with one year of industry experience, currently affiliated with Public Safety Financial/Galloway. She has previously worked with RSL-AZ and Galloway Asset Management, LLC, and is involved with Modern Wealth Management, LLC as a financial advisor representative. Public Safety Financial/Galloway is an SEC-registered investment adviser specializing in services for public-sector entities, municipal defined contribution plans, and individual clients. The firm offers discretionary portfolio management and participant-level services, focusing on public safety personnel and municipal plans through financial education, training, and advisory relationships.

Retirement income strategy General retirement planning Public Service Employee Retired Mid-Career Professionals Approaching retirement
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Scott M

Series 65

Scottsdale, AZ

SabriEnt Systems, LLC

Scott Martindale is a financial advisor at SabriEnt Systems, LLC in Scottsdale, AZ, holding a Series 65 designation with nine years of industry experience. He has been with SabriEnt Systems since 2016. SabriEnt Systems offers subscription-based web applications and scorecards to individual investors and financial advisers, while providing consulting and data licensing services to institutional clients. The firm employs fundamentals-based, quantitative multi-factor models combined with qualitative review to support portfolio development and delivers market commentary and securities data through its platforms.

Passive / index investing Factor investing / smart beta
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Brendan G

Series 65, Series 63

Scottsdale, AZ

Red Night Capital LLC

Brendan Ganji is a financial advisor at Red Night Capital LLC with five years of industry experience. He holds Series 65 and Series 63 licenses and has worked at firms including New Order DAO, MG Private Capital/Banyan Digital, Bank of America, and Merrill. He is also an owner of Red Night Capital Holdings, LLC. Red Night Capital provides portfolio management and financial planning services to high-net-worth individuals, small businesses, charitable organizations, and other advisers. The firm employs a combination of fundamental, quantitative, technical, and modern-portfolio approaches, with a distinctive Advanced Derivatives Overlay offering that includes complex options and futures strategies.

Options & derivatives strategies Retirement plans for business owners (SEP, solo 401k) Wealth management Private / alternative investments Executive
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David Y

CFP®, Series 66

Tempe, AZ

Harding Wealth, Inc.

David Young is a CFP® with four years of industry experience currently serving as a financial advisor at Harding Wealth, Inc. He previously worked at Core Planning and LPL Financial, LLC. Before entering the financial industry, he spent seven years at Texas Tech University. Harding Wealth, Inc. provides discretionary portfolio management and financial planning services to individual and high-net-worth clients. The firm uses a combination of long- and short-term trading, fundamental and quantitative analysis, and modern portfolio theory, including options and derivatives strategies, with all client assets managed in-house.

Options & derivatives strategies Real estate investing Annuities Private / alternative investments
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Jordan A

Series 65

Mesa, AZ

Public Safety Financial/Galloway

Jordan Andrews is a financial advisor at Public Safety Financial/Galloway with 10 years of industry experience. He holds a Series 65 designation and has worked at Galloway Asset Management, LLC since 2015. Andrews is also a financial advisor representative at Modern Wealth Management, LLC, where he provides financial education and recommendations to clients. Public Safety Financial/Galloway is an SEC-registered investment adviser specializing in serving public-sector entities, municipal defined contribution plans, and individual high-net-worth clients. The firm uses discretionary portfolio management, model portfolios, and third-party research to tailor investment recommendations, with a focus on public safety personnel and municipal plans.

Retirement income strategy General retirement planning Public Service Employee Retired Mid-Career Professionals Approaching retirement
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Kodi T

Series 65

Scottsdale, AZ

Amplify Financial, LLC

Kodi Thruston is a Series 65 licensed advisor at Amplify Financial, LLC with six years of industry experience. He has held roles at Ashton Thomas Private Wealth, Ashton Thomas Securities, and C&H Financial Services. Outside of his advisory work, he coaches freshman and sophomore football at Chaparral High School and founded Komorebi, a crypto blog focused on personal research and development. Amplify Financial provides sub-advisory and platform services to registered investment advisers and their clients, offering trading, reporting, and back-office support while implementing various quantitative and systematic investment strategies.

Options & derivatives strategies Active portfolio management Factor investing / smart beta
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Tyler K

CFA®, Series 63, Series 65

Scottsdale, AZ

Heritage Family Offices, LLP

Tyler Karl is a CFA® charterholder with nine years of industry experience. He is currently with Heritage Family Offices, LLP, where he has worked since 2025. His prior roles include positions at Fifth Third Private Bank, Juncture Wealth Strategies, LLC, and Heritage Wealth Management, LLC. Heritage Family Offices, LLP provides discretionary wealth management and family office services to individuals, high-net-worth clients, trusts, estates, pooled investment vehicles, and charities, managing approximately $423 million in discretionary assets. The firm offers tailored investment programs and a range of family office functions including estate and succession planning, tax return preparation, and coordination of clients’ professional advisors.

Wealth management Private / alternative investments
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Shane K

Series 66

Mesa, AZ

Public Safety Financial/Galloway

Shane Knoll is a financial advisor at Public Safety Financial/Galloway with 22 years of industry experience. He holds a Series 66 designation and has worked at firms including Modern Wealth Management, Purshe Kaplan Sterling Investments, and J.P. Morgan Securities. Outside of his advisory role, he is a stylist consultant selling nail polish for Color Street. Public Safety Financial/Galloway serves public-sector entities, municipal defined contribution plans, and individual high-net-worth clients. The firm provides discretionary portfolio management using model portfolios and third-party research, with a focus on public safety personnel and municipal plans through financial education and advisory services.

Retirement income strategy General retirement planning Public Service Employee Retired Mid-Career Professionals Approaching retirement
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Steven K

PFS™

Scottsdale, AZ

Flagstone Financial Advisors, Inc.

Steven Knous is a PFS™ credentialed financial advisor at Flagstone Financial Advisors, Inc. in Scottsdale, AZ, with 26 years of industry experience. He has been with Flagstone since 1999. Flagstone Financial Advisors, Inc. provides discretionary investment management and financial planning to individuals, trusts, charitable organizations, corporations, and estates. The firm manages approximately $75 million and offers customized portfolios using no-load mutual funds, ETFs, and equities, with a client-driven investment approach that includes regular account monitoring and formal reviews.

College savings (529s, UTMA, etc.) Cash flow / budgeting General retirement planning Income planning
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Megan W

Series 66

Scottsdale, AZ

Confluent Asset Management LLC

Megan Wells is a financial advisor at Confluent Asset Management LLC with six years of industry experience. She holds the Series 66 designation and has worked previously at Charles Schwab & Co., Inc., Camelback Wealth Consultants, and Harbour Investments, Inc. Confluent Asset Management LLC is a fee-based, discretionary investment adviser offering asset management, financial planning, 401(k) consulting, and ERISA 3(21) plan services. The firm employs a diverse investment approach combining multiple analysis methods and uses a mix of ETF models, options strategies, and margin, with discretionary trading authority and quarterly account reviews.

Retirement plans for business owners (SEP, solo 401k) Active portfolio management Options & derivatives strategies
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Magdalena E

Series 63, Series 65

Mesa, AZ

Public Safety Financial/Galloway

Magdalena Eberhardt is a financial advisor at Public Safety Financial/Galloway with 27 years of industry experience. She holds Series 63 and Series 65 licenses and has worked at multiple firms, including Purshe Kaplan Sterling Investments and Galloway Asset Management. Eberhardt serves as a board member of the City of Phoenix Firefighter Healthcare Trust. Public Safety Financial/Galloway is an SEC-registered investment adviser that serves public-sector entities, municipal defined contribution plans, and individual clients. The firm focuses on discretionary portfolio management and provides financial education and advisory services specifically for public safety personnel and municipal plans.

Retirement income strategy General retirement planning Public Service Employee Retired Mid-Career Professionals Approaching retirement
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Joe C

Series 63, Series 65

Mesa, AZ

Public Safety Financial/Galloway

Joe Connell is a financial advisor with Public Safety Financial/Galloway in Mesa, AZ, holding Series 63 and Series 65 licenses and having 23 years of industry experience. His prior work includes roles at Modern Wealth Management, Galloway Asset Management, Cambridge Investment Research Advisors, Mass Mutual Investors Services, and Valic Financial Advisors. Public Safety Financial/Galloway is an SEC-registered investment adviser serving public-sector entities, municipal defined contribution plans, and individual clients. The firm offers discretionary portfolio management and participant-level services, emphasizing public safety personnel and municipal plans through financial education and advisory engagements.

Retirement income strategy General retirement planning Public Service Employee Retired Mid-Career Professionals Approaching retirement
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Kyle E

CFA®, Series 63

Scottsdale, AZ

Elevate Investment Management, LLC

Kyle Erickson is a CFA® charterholder with a Series 63 license and over 11 years of industry experience, including a decade at Northern Trust before founding Elevate Investment Management, LLC. He is based in Scottsdale, AZ. Elevate Investment Management offers discretionary portfolio management and integrated financial planning to individual and high-net-worth clients. The firm manages approximately $36.8 million, employing a combination of fundamental analysis and modern portfolio theory to create diversified portfolios that may include options strategies, mutual funds, ETFs, and private placements.

Options & derivatives strategies College savings (529s, UTMA, etc.) Life insurance needs analysis
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Adriana M

Series 66, Series 63

Phoenix, AZ

AlphaTrust Advisors

Adriana Mange is a financial advisor at AlphaTrust Advisors with nine years of industry experience. She holds Series 66 and Series 63 licenses and has worked previously at Cambridge Investment Research Advisors and Wells Fargo Bank. In addition to her advisory role, she is involved with affiliated tax and insurance services linked to her firm. AlphaTrust Advisors provides discretionary investment management and wealth-planning services to individuals, trusts, estates, and businesses. The firm employs a combination of fundamental, technical, and quantitative analysis primarily using ETFs, individual stocks, bonds, and low-cost mutual funds, supplemented by artificial-intelligence tools and model portfolios.

Private / alternative investments Options & derivatives strategies Tax-loss harvesting
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Zachary B

Series 63, Series 65

Scottsdale, AZ

SL Capital

Zachary Brodt is a financial advisor at SL Capital in Scottsdale, AZ, with 19 years of industry experience. He holds Series 63 and Series 65 designations and previously worked at First Financial Equity Corporation. SL Capital provides discretionary portfolio management and wealth advisory services to individuals, trusts, estates, and businesses, using model-driven portfolio implementation and access to alternative investments through third-party platforms and a firm-managed private alternatives fund.

Private / alternative investments Options & derivatives strategies
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