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Paul A
CFP®, ChFC®, Series 63, Series 65
Orland Park, IL
Ausdal Financial Partners, Inc.
Paul Alberts is a CFP® and ChFC® with 40 years of industry experience. He is affiliated with Ausdal Financial Partners, Inc. and also leads Alberts Wealth Advisors, LLC. Additionally, he serves as an election judge in Cook County, Illinois. Ausdal Financial Partners, Inc. is an SEC-registered investment adviser and FINRA-member broker-dealer managing approximately $2.13 billion in client assets through a network of 152 advisors. The firm offers investment advisory programs, retirement plan services, and financial planning to individuals, trusts, corporations, pension plans, and charitable organizations, utilizing both discretionary and non-discretionary strategies across a range of investment products.
William W
CFA®, Series 63, Series 65
Mokena, IL
Advisornet Wealth Partners
William Will is a CFA® charterholder and holds Series 63 and Series 65 licenses, with seven years of industry experience. He is currently affiliated with Advisornet Wealth Partners and McCabe and Associates, where he serves as a financial advisor. Prior to these roles, he worked at JPMorgan Chase Bank and JP Morgan Securities. Will also works as an insurance agent, selling life, health, disability, annuities, and long-term care products. Advisornet Wealth Partners provides investment management, financial planning, retirement-plan and participant consulting, and related advisory services to individuals, trusts, corporations, and qualified plans. The firm constructs diversified portfolios using equities, fixed income, mutual funds, ETFs, and may utilize sub-advisors or internal model portfolios to meet client objectives.
Kevin B
Series 65
Palos Hills, IL
Sequent Planning, Llc
Kevin Brown is a financial advisor at Sequent Planning, LLC with five years of industry experience. He holds a Series 65 designation and has worked at multiple firms, including his current roles at Sequent Planning, Futurity First Insurance Group, and United Insurance Services. In addition to advising, he has been involved with MyCard Photo ID Products since 2014. Sequent Planning, LLC serves individuals, retirement plan sponsors, businesses, endowments, and nonprofits, offering asset management, financial planning, and retirement-plan services. The firm uses a structured risk framework and a combination of firm-developed models, third-party managers, and customized allocations to deliver advisory services through its network of approximately 97 independent investment adviser representatives.
Dirk S
Series 65
Palos Park, IL
First Advisors National, LLC
Dirk Swiderek is a financial advisor at First Advisors National, LLC with two years of industry experience. He holds a Series 65 designation and has been the owner of Bella International LLC, a jewelry business in Chicago, since 2009, which is currently in the process of liquidation. First Advisors National manages discretionary assets for individual and high-net-worth clients, offering investment management, third-party portfolio recommendations, and retirement plan consulting. The firm emphasizes selecting and monitoring third-party money managers and uses fundamental analysis to supplement individual security recommendations.
George M
Series 66
Mokena, IL
Advisornet Wealth Partners
George Mc Cabe is a financial advisor with Advisornet Wealth Partners, holding a Series 66 designation and eight years of industry experience. He has worked at Advisornet Wealth Partners since 2019 and is the owner of McCabe & Associates, a financial services firm. McCabe is also the author of the book "Building Your Wealth Bridge," which is available on Amazon. Advisornet Wealth Partners provides investment management, financial planning, retirement-plan and participant consulting, and related advisory services to a range of clients including individuals, trusts, corporations, and qualified plans. The firm constructs diversified portfolios using various asset classes and offers both discretionary and non-discretionary management.
Patrick K
ChFC®, Series 63, Series 65
Orland Park, IL
Tucker Asset Management LLC
Patrick Kaiser is a financial advisor at Tucker Asset Management LLC with 23 years of industry experience. He holds the ChFC® designation and Series 63 and 65 licenses. Prior to joining Tucker Asset Management, he worked at IAMS Wealth Management and Royal Fund Management, LLC. In addition to advisory work, he is an independent insurance agent offering annuities, life and health insurance products, as well as physical gold and silver. Tucker Asset Management serves individual and high-net-worth clients, foundations, trusts, estates, and charitable organizations. The firm employs a top-down macroeconomic asset-allocation process and offers discretionary investment management, financial planning, and retirement plan advisory through a network of independent investment adviser representatives.
David N
Series 66
Frankfort, IL
Arete Wealth Advisors, LLC
David Narish is a financial advisor at Arete Wealth Advisors, LLC with 27 years of industry experience. He holds a Series 66 designation and has previously worked at Center Street Advisors, Inc. and Center Street Securities, Inc. In addition to his advisory role, Narish is an independent insurance agent licensed since 1985, focusing primarily on life insurance sales. Arete Wealth Advisors provides investment advisory and financial planning services to a diverse client base, including individuals, pension plans, trusts, and charitable organizations. The firm employs both advisor-driven and proprietary model-based allocation strategies and acts as an ERISA fiduciary when applicable.
Victor G
Series 65
Calumet City, IL
Sound Income Strategies, LLC
Victor Green is a financial advisor with Sound Income Strategies, LLC, holding a Series 65 designation and 11 years of industry experience. He has worked at Sound Income Strategies since 2015 and Goodman Green Wealth Management since 2017. Outside of his advisory roles, Victor serves as a financial literacy educator focused on minority communities and is a senior business consultant assisting individuals with loan qualification. Sound Income Strategies is a fee-based investment adviser serving a diverse client base, including individuals, corporations, pension plans, and other advisors. The firm emphasizes fixed-income and income-oriented investment strategies, combining fundamental and technical analysis, and offers specialized services such as family-office and special-needs planning.
Patrick H
Series 63, Series 65
Olympia Fields, IL
Interactive Financial Advisors
Patrick Halpin is a financial advisor at Interactive Financial Advisors with 38 years of industry experience. He holds Series 63 and Series 65 licenses and has worked at Interactive Financial Advisors since 2016 and previously at Brooklight Place Securities, Inc. from 2009 to 2017. Outside of investment advisory, he owns a business specializing in insurance sales and service, including life, health, disability, and fixed annuities. Interactive Financial Advisors serves individuals, pension and profit-sharing plans, trusts, estates, and charitable organizations by providing portfolio management, financial planning, and advisory consulting. The firm employs asset-allocation models across risk profiles and utilizes ETFs and mutual funds within branded programs, using tools like Modern Portfolio Theory and the TIFIN Wealth Risk tool to guide investment decisions.
Sam O
CFP®, Series 63
Orland Park, IL
Modern Wealth Management, LLC
Sam Ogrizovich is a CFP® with 30 years of industry experience. He is currently with Modern Wealth Management, LLC and previously worked at OFM Wealth for over four decades. He maintains an active insurance license and oversees existing life insurance and variable annuities. Modern Wealth Management provides investment advisory and integrated planning services to individuals, trusts, retirement plans, charitable organizations, broker-dealers, and corporations. The firm uses a centralized portfolio management model supported by an Investment Committee and offers services including discretionary investment management, modular financial planning, tax and estate planning, and insurance solutions.
Kevin G
Series 65, Series 63
Tinley Park, IL
Plancorp, LLC
Kevin Graham is a financial advisor at Plancorp, LLC with nine years of industry experience. He holds Series 65 and Series 63 licenses. His prior experience includes roles at CIBC Private Wealth, Zacks Investment Management, and LBMZ Securities, among others. Plancorp serves individuals, trustees, business owners, charitable organizations, and retirement plans with comprehensive wealth management and financial planning services. The firm employs an investment approach based on Modern Portfolio Theory and documented Investment Policy Statements, offering discretionary and non-discretionary management alongside in-house tax preparation and third-party manager due diligence.
Gregory H
Series 63, Series 65
Schererville, IN
Prosperity Capital Advisors
Gregory Hammer is a financial advisor with Prosperity Capital Advisors, holding Series 63 and Series 65 licenses and bringing 32 years of industry experience. He has worked with Innovation Partners LLC, MerCap Securities, and has operated Hammer Financial Group, Inc. since 2004. Outside of his advisory work, he serves on the board of Peace Lutheran Church, chairs its Endowment Fund, is treasurer for Ducks Unlimited, and conducts financial literacy seminars with the American Financial Education Alliance. Prosperity Capital Advisors provides financial planning, consulting, and discretionary investment management to individual investors, businesses, charitable organizations, and retirement plan sponsors. The firm employs a model-driven, multi-sleeved investment approach, offering risk-based model portfolios, specialized strategies, and access to private and alternative investments through various platforms.
Liam G
Series 63, Series 65
Munster, IN
Belpointe Asset Management LLC
Liam Garvey is a financial advisor at Belpointe Asset Management LLC with 19 years of industry experience. He holds Series 63 and Series 65 licenses and has previously worked at Cetera and First Merchants Trust Co NA. Outside of his advisory role, Garvey is involved in nonprofit activities, serving as a fundraising ambassador for Little Heroes League, a board member and assistant hockey coach at Mount Carmel High School, and founder of the nonprofit Day One Provisions and Events (D.O.P.E.). Belpointe Asset Management serves a diverse client base including individual investors, retirement plans, corporations, and other advisers. The firm offers discretionary investment management, financial planning, and retirement plan consulting, utilizing customized portfolios with a range of passive, active, tactical, and blended strategies tailored to client objectives and risk tolerance.
Casey J
Series 63, Series 65
Schererville, IN
Prosperity Capital Advisors
Casey Johansen is a financial advisor at Prosperity Capital Advisors with eight years of industry experience. He has worked at Innovation Partners LLC and Mercap Securities, LLC, and has been affiliated with Prosperity Capital Advisors since 2019. Johansen also conducts financial literacy seminars through the local chapter of the American Financial Education Alliance. Prosperity Capital Advisors provides financial planning, consulting, and discretionary investment management to a diverse client base, including individuals, businesses, charitable organizations, and retirement plan sponsors. The firm employs a model-driven, multi-sleeved investment approach utilizing core risk-based portfolios, specialized strategies, and access to alternative solutions.
Ryan G
Series 66
Mokena, IL
Advisornet Wealth Partners
Ryan Gandurski is a financial advisor with AdvisorNet Wealth Partners, holding a Series 66 designation and 19 years of industry experience. He has worked at Cetera Wealth Services, LLC since 2013 and McCabe & Associates, Inc. from 2011 to 2019. Outside of his advisory role, Gandurski coaches and coordinates travel for a youth baseball team and serves on the advisory board of St. Judes Catholic School. AdvisorNet Wealth Partners provides investment management, financial planning, and retirement consulting services to individuals, trusts, corporations, and qualified plans. The firm constructs diversified portfolios using equities, fixed income, mutual funds, and ETFs, and offers both discretionary and non-discretionary management across a range of client types.
Paul G
Series 65
Mokena, IL
First Advisors National, LLC
Paul Gnap is a financial advisor with First Advisors National, LLC, holding a Series 65 credential and seven years of industry experience. He previously worked at Lupo Securities for eight years and has operated his own business since 1995. Outside of his advisory role, he serves as a salaried trader for Galnet Asset Management, a hedge fund based in Frankfort, IL. First Advisors National manages discretionary assets for individual and high-net-worth clients, offering investment management, third-party portfolio recommendations, and retirement plan consulting. The firm’s investment process emphasizes selecting and monitoring third-party money managers and uses fundamental analysis to support recommendations of individual securities.
Mark G
Series 63, Series 65
Palos Heights, IL
First Advisors National, LLC
Mark Gordon is a financial advisor with First Advisors National, LLC, holding Series 63 and Series 65 licenses and 14 years of industry experience. He has been involved with Noble Marketing Partners since 2013, where he also serves as an independent insurance agent. Additionally, he owns Gordon & Baird, Inc., through which he executes customer orders as an options broker without providing investment advice or dealing with the general public. First Advisors National provides investment management, asset allocation advice, and retirement plan consulting primarily to individual clients, including ERISA plan participants. The firm employs a discretionary management approach that emphasizes third-party money managers alongside fundamental analysis and formal annual reviews to maintain portfolio suitability.
John R
Series 66
Chicago Heights, IL
On Investment Management CO
John Rhode is a financial advisor with On Investment Management Company, holding a Series 66 designation and 11 years of industry experience. He has worked with Ohio National Financial Services and The O.N. Equity Sales Company since 2018 and was previously with Foresters Equity Services, Inc. from 2015 to 2018. Outside of advising, Rhode is involved in insurance sales and mortgage services, collaborating with realtors and builders to assist homebuyers. On Investment Management Company provides financial planning and investment advisory services to a diverse client base, including individual investors, charitable organizations, businesses, and retirement plan sponsors. The firm offers a range of third-party discretionary programs alongside IAR-directed managed account options, serving both discretionary and non-discretionary client relationships.
Deborah C
Series 63, Series 66
Schererville, IN
Prosperity Capital Advisors
Deborah Cundiff is a financial advisor at Prosperity Capital Advisors with 13 years of industry experience. She holds Series 63 and Series 66 licenses and has worked at Innovation Partners LLC and Mercap Securities, LLC. In addition to her advisory role, she is a licensed insurance agent offering fixed insurance products. Prosperity Capital Advisors provides financial planning, consulting, and discretionary investment management to a diverse client base, including individuals, businesses, charitable organizations, and retirement plan sponsors. The firm employs a model-driven, multi-sleeved investment approach utilizing mutual funds, ETFs, SMAs, and alternative solutions across various platforms.
Zachary M
CFP®, CFA®, Series 66
Mokena, IL
Advisornet Wealth Partners
Zachary Morgan is a CFP®, CFA®, and Series 66-licensed financial advisor with three years of industry experience. He is currently affiliated with AdvisorNet Wealth Partners, McCabe and Associates, and Cetera Wealth Services. Prior to these roles, he worked at Northern Trust for five years. AdvisorNet Wealth Partners provides investment management, financial planning, retirement-plan and participant consulting, and related advisory services to individuals, trusts, corporations, and qualified plans. The firm manages diversified portfolios using equities, fixed income, mutual funds, ETFs, and access to independent managers and sub-advisors.
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