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Ethan P

Series 66

Rothschild, WI

Thrivent Investment Management

Ethan Pond is a financial advisor with Thrivent Investment Management holding a Series 66 designation and has been with the firm since 2026. Prior to joining Thrivent, he gained experience working at the University of Wisconsin Stevens Point, Greenheck, Dunhams, Northcentral Technical College, Menards, and the Wausau Country Club. Thrivent Investment Management provides Dedicated Planning Services to individuals, families, businesses, and nonprofit clients through its network of Financial Advisors. The firm offers comprehensive planning across a range of topics, delivering goal-based analyses and allowing clients to integrate planning with managed-account services under a consolidated billing option called “WealthPlan.”

Business ownership considerations
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Andrew C

Series 66

Wausau, WI

Ameriprise

Andrew Carrillo is a financial advisor at Ameriprise with two years of industry experience. He holds the Series 66 designation and has worked at Ameriprise since 2023. His prior experience includes roles at Tom James Company, Ashley Furniture, and Men's Wearhouse. Ameriprise Financial Services is a large, diversified advisory firm serving both individual and institutional clients. The firm offers a specialized Premier Retirement Income service that provides written recommendation reports and annual retirement income planning focused on dependable income sources and tax-aware withdrawal strategies.

Retirement income strategy Income planning Social Security optimization Retirement withdrawal strategies Approaching retirement
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Bryce S

Series 66

Wausau, WI

Ameriprise

Bryce Stieber is a financial advisor at Ameriprise Financial Services with eight years of industry experience. He holds the Series 66 designation and has prior experience at Wells Fargo Clearing and Liberty Mutual. Ameriprise Financial Services is a diversified advisory firm serving individual and institutional clients, offering a specialized Premier Retirement Income service that provides written recommendation reports and ongoing advice focused on retirement income planning. The firm employs a centralized service team for retirement planning that collaborates with advisors and uses proprietary research and third-party data to guide nondiscretionary recommendations.

Retirement income strategy Income planning Social Security optimization Retirement withdrawal strategies Approaching retirement
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Nichole J

Series 66

Wausau, WI

LPL Financial

Nichole Johnson is a financial advisor at LPL Financial in Wausau, Wisconsin, holding a Series 66 designation with three years of industry experience. She has worked with BMO Harris Bank since 2015 in various roles before joining LPL Financial. LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individuals, retirement plan participants, banks, trust companies, and other institutions. The firm offers a range of advisory and brokerage services, including financial planning, model portfolios, and institutional platforms, supported by technology tools and a broad suite of non-advisory financial activities.

Wealth management Retirement income strategy College savings (529s, UTMA, etc.) Tax-loss harvesting Annuities Retired Founder/Business Owner Executive
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Jason H

Series 63, Series 65

Wausau, WI

LPL Financial

Jason Hohenstein is a financial advisor at LPL Financial with 30 years of industry experience. He holds Series 63 and Series 65 credentials and has worked at several firms including Sagepoint Financial Advisors and ON Investment Management. He is also involved with Alpha Dog Advisor, a separate business entity focused on tax and investment matters. LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individuals, retirement plans, banks, trust companies, and institutions. The firm offers a range of advisory and brokerage services, including financial planning and access to third-party asset management, with investment strategies supported by research and technology tools.

Wealth management Retirement income strategy College savings (529s, UTMA, etc.) Tax-loss harvesting Annuities Retired Founder/Business Owner Executive
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Steven L

Series 66

Mosinee, WI

Edward Jones

Steven Luther is a financial advisor at Edward Jones with four years of industry experience. He holds the Series 66 designation and has worked at Edward Jones since 2021. Prior to his current role, he held positions in lawn care, polymer recovery, industrial solutions, and education. Edward Jones is a full-service wealth management firm serving individual and institutional clients, including pension plans, corporate clients, and charitable organizations. The firm manages approximately $1.01 trillion in assets and offers a range of advisory programs and investment strategies through a nationwide network of over 23,000 financial advisors.

Retirement income strategy Retirement plans for business owners (SEP, solo 401k) Business ownership considerations Wealth management Founder/Business Owner
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Steven S

Series 66

Wausau, WI

Cetera

Steven Schreiner is a financial advisor at Cetera with five years of industry experience. He holds the Series 66 designation and previously worked at Stifel, Nicolaus & Company, Incorporated for six years. Outside of his advisory role, he operates a health and wellness business, S Schreiner LLC dba Apex Wellness, where he serves as owner and personal trainer. Cetera Investment Advisers LLC distributes its services through a large network of independent advisors and serves individuals, retirement plans, corporate and charitable clients, and institutional accounts. The firm offers a multi-manager platform with a range of portfolio management and financial planning services, supporting both discretionary and non-discretionary accounts under various program structures.

Wealth management Tax-loss harvesting Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy Founder/Business Owner Executive
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