Richard Powers is a financial advisor with RBC Rochdale, LLC in New York, NY, holding Series 63 and Series 66 licenses and bringing 19 years of industry experience. His prior work includes positions at CNR Securities, LLC, MBS Source eTrading, Inc, E*TRADE Capital Management LLC, E*Trade Securities LLC, and UBS Financial Services. Outside of his advisory role, he serves as treasurer for a local Cub Scout pack. RBC Rochdale serves a diverse client base including high net worth individuals, corporations, and charitable organizations, employing a multi-strategy investment process that combines quantitative screening, statistical modeling, and fundamental analysis. The firm offers discretionary and non-discretionary portfolio management with a focus on tailored solutions across various asset classes and is notable for its role as sponsor and adviser to City National Rochdale mutual funds and interval funds.

Jason Reis is a financial advisor with Principal Financial Services and holds Series 63, 65, and 66 licenses. He has 15 years of industry experience, including 14 years at Long Island Financial Group Inc. Outside of his advisory role, he owns an accounting business providing tax preparation and bookkeeping services. Principal Securities offers brokerage and registered investment advisory services to a diverse client base, including individual investors, retirement plans, trusts, and charitable organizations. The firm provides financial planning, retirement plan consulting, and access to third-party money manager asset allocation and separately managed account solutions.

Daniel Jagiello is a financial advisor with Focus Partners Wealth, LLC, holding a Series 66 designation and seven years of industry experience. His career includes roles at The Colony Group, Buckingham Strategic Wealth, Royal Alliance, and Lighthouse Financial Network. Outside of finance, he coaches and instructs youth baseball. Focus Partners Wealth serves a wide range of clients including individuals, families, corporations, and institutions, offering investment management, financial counseling, and comprehensive wealth services. The firm employs a long-term, tax- and fee-sensitive investment approach leveraging fundamental and quantitative analysis, with access to a broad network of affiliated service companies and product relationships.

Mark Zias is a financial advisor at Primerica Advisors with 10 years of industry experience. He holds a Series 63 designation and has worked previously at Park Avenue Securities and Guardian Life Insurance Company. Zias also engages in independent insurance sales outside of Guardian. Primerica Advisors serves a broad retail client base with both brokerage and advisory services, offering financial planning, retirement-plan consulting, and business consulting. The firm employs a variety of investment strategies through proprietary portfolios, third-party managers, and digital advice platforms.

Lawrence Cohen is a financial advisor with Guardian Life and Park Avenue Securities, holding Series 63 and Series 65 licenses and having 11 years of industry experience. He has worked at Park Avenue Securities and Guardian Life since 2014 and also engages in selling insurance products through Ash Brokerage. Park Avenue Securities LLC, a subsidiary of Guardian Life Insurance Company of America, serves individuals, pension and profit-sharing plans, charitable organizations, and corporate clients with brokerage services, financial planning, retirement consulting, and a range of advisory programs including both proprietary and third-party models.

Jermaine Matthews is a financial advisor with Osaic Institutions, Inc. He holds Series 63 and Series 66 licenses and has 20 years of industry experience. He has been with infinex Investments, Inc. since 2016. Osaic Institutions, Inc. is an SEC-registered investment adviser serving individuals, ERISA retirement plans, trusts, estates, and corporate clients. The firm offers customized advisory and financial planning services through a network of investment adviser representatives, operating a hybrid adviser/broker-dealer structure with a focus on both discretionary and non-discretionary account management.

Anthony Mammano is a financial advisor at Guardian Life and holds a Series 66 designation. He has prior experience at Cbiz Marks Paneth and Mercy University. He has worked with Park Avenue Securities since 2026. Park Avenue Securities LLC, doing business as Park Avenue® Wealth Management, is a broker-dealer and SEC-registered investment adviser serving individuals, pension and profit-sharing plans, charitable organizations, and corporate clients with brokerage services, financial planning, retirement plan consulting, and various investment advisory programs.

Alberto Mattos is a financial advisor with HSBC Securities (USA) Inc. in New York, NY. He holds Series 66 and Series 63 licenses and has nine years of industry experience. His career at HSBC spans over eight years across various roles within HSBC Securities USA, Inc. and HSBC Bank USA, N.A. HSBC Securities (USA) Inc. offers managed account programs to individuals, retirement accounts, charitable organizations, and corporations. The firm uses a range of strategic and tactical asset-allocation models and combines discretionary and non-discretionary program types, including offerings tailored for private bank clients and qualified non-resident aliens.

Qian Li is a financial advisor with Guardian Life and holds Series 66 and Series 63 designations, having six years of industry experience. Li’s prior work includes roles at Park Avenue Securities, NYLIFE Securities LLC, and New York Life Insurance Company. Outside of advisory activities, Li is involved with East and Ocean Life as a broker. Park Avenue Securities LLC, operating as Park Avenue® Wealth Management, serves individuals, pension plans, charitable organizations, and corporate clients by providing brokerage services, financial planning, retirement consulting, and a combination of proprietary and third-party investment advisory programs.

Joseph Yang is a financial advisor with Citigroup Global Markets in New York, NY, holding Series 63 and Series 65 licenses and bringing 24 years of industry experience. He has worked at Citigroup since 2017 and previously spent three years with Cetera Advisors LLC. Citigroup Global Markets serves individual and institutional clients across various wealth segments, offering a range of investment advisory programs, broker-dealer execution, and custody services. The firm employs multi-asset, multi-manager strategies with internal oversight and combines large institutional scale with unique market roles, including functioning as a swap dealer and futures commission merchant.

Peter Bournias is a financial advisor at Citigroup Global Markets with 24 years of industry experience. He holds Series 63 and Series 66 registrations and has worked at Citigroup Global Markets since 2007. Citigroup Global Markets serves individual and institutional clients, including workplace, high-net-worth, and ultra-high-net-worth segments, offering a range of advisory programs and broker-dealer services. The firm employs multi-asset, multi-manager strategies and combines large institutional scale with unique market roles such as acting as a swap dealer and futures commission merchant.

Dylan Squeo is a financial advisor at TIAA-CREF with 11 years of industry experience. He holds Series 63 and Series 65 licenses and has previously worked at Citigroup Global Markets Inc., City National Rochdale, and Northwestern Mutual Wealth Management Company. His current role began in 2026 with TIAA-CREF. TIAA-CREF Individual & Institutional Services provides financial planning and discretionary managed account programs to individuals, trusts, estates, partnerships, and small retirement plans, often serving clients with existing relationships through TIAA-administered employer retirement plans. The firm offers a range of advisory services, including model portfolios and customized portfolio management under a fiduciary standard.

Jimmy Brey is a financial advisor at Citigroup Global Markets with 11 years of industry experience. He holds a Series 66 designation and has worked at Citigroup Global Markets since 2014, with additional experience at Merrill and Bank of America. Citigroup Global Markets serves individual and institutional clients across various wealth segments, offering a range of investment advisory programs, broker-dealer execution, and custody services. The firm employs multi-asset, multi-manager strategies and maintains unique market roles including in-house research, security pricing, and activities as a swap dealer and futures commission merchant.

Christopher Biotti is a financial advisor at Citigroup Global Markets with 22 years of industry experience. He holds the Series 66 designation and previously worked at Merrill for 13 years before joining Citigroup in 2025. Citigroup Global Markets serves individual and institutional clients across various wealth segments, offering a range of investment advisory programs, execution, and custody services. The firm employs multi-asset, multi-manager strategies and leverages its large institutional scale alongside unique market roles such as acting as a swap dealer and futures commission merchant.

Veronica Magnotta is a financial advisor at VALIC Financial Advisors with 24 years of industry experience. She holds Series 63 and Series 65 licenses and has worked at VALIC Financial Advisors since 2012 and at Agia since 2022. Outside of her advisory role, she has worked as a substitute teacher providing classroom coverage and instructional support. VALIC Financial Advisors serves primarily U.S. individuals, including high net worth and ultra-high net worth clients, and employer-sponsored retirement participants. The firm offers portfolio management, financial planning, and unified managed account programs through a large network of advisors, utilizing Envestnet’s platform and third-party model managers.

Manuel Gomez is a financial advisor at Citigroup Global Markets with eight years of industry experience. He holds Series 63 and Series 65 credentials and has previously worked at various HSBC entities from 2006 to 2022 before joining Citigroup in 2022. Citigroup Global Markets serves individual and institutional clients across several wealth segments, offering a range of investment advisory programs, broker-dealer execution, and custody services. The firm employs multi-asset, multi-manager strategies through discretionary and non-discretionary programs and is notable for its large institutional scale and diverse market roles.

Craig Giventer is a CFA® charterholder with 14 years of industry experience. He is currently with Focus Partners Wealth, LLC and has previously worked at The Colony Group, LLC, GYL Financial Synergies, and Financial Partners Capital Management, Inc. Focus Partners Wealth, LLC provides wealth advisory and investment management services to individuals, high-net-worth families, family offices, retirement plans, institutions, and businesses. The firm employs a long-term, tax- and fee-sensitive investment approach within an enhanced open architecture framework that integrates active and passive strategies, separate account managers, private funds, mutual funds, and ETFs.

Michael Borrelli is a Series 66-licensed financial advisor with Principal Financial Services, with 17 years of industry experience. He has been with Principal Securities and Principal Life Insurance Company since 2010. Principal Securities provides brokerage and registered investment advisory services to a broad client base, including individual investors, retirement plans, trusts, estates, charitable organizations, corporations, and active-duty U.S. military personnel stationed abroad. The firm offers direct advisory programs, financial planning, retirement plan consulting, and access to third-party money manager asset allocation and separately managed account solutions.

Michael Weinstein is a financial advisor at Oppenheimer with 33 years of industry experience. He has been with Oppenheimer since 2005 and holds Series 63 and Series 65 licenses. Outside of his advisory role, he is the author and photographer of the book "Ten Times Chai: 180 Orthodox Synagogues of New York City" and participates as an individual artist in art competitions and festivals. Oppenheimer serves a diverse client base, including individuals, corporations, pension and profit-sharing plans, and charitable organizations. The firm offers a wide range of advisory and brokerage services, employing strategic and tactical asset allocation alongside various investment vehicles to meet client objectives.

Vincent Penn is a financial advisor at Citigroup Global Markets with 22 years of industry experience. He holds a Series 66 designation and has been with Citigroup Global Markets since 2007. Outside of his advisory role, he serves as a director for the Middletown Lacrosse Club, assisting with the operations of youth lacrosse teams. Citigroup Global Markets serves individual and institutional clients across various wealth segments, offering a wide range of investment advisory programs, broker-dealer execution, and custody services. The firm employs multi-asset, multi-manager strategies and maintains several unique market roles, including in-house research and security pricing, which distinguish it from many peers.