James Winklhofer is a financial advisor at Raymond James Financial with 38 years of industry experience. He holds a Series 63 designation and has been with Raymond James in various capacities since 1991. Outside of his advisory role, he is also a licensed broker involved in non-variable insurance. Raymond James Financial Services Advisors, Inc. offers financial planning, investment consulting, and advisory services to a broad client base that includes individuals, high-net-worth clients, corporations, and institutional clients. The firm provides tailored, non-discretionary planning and promotes implementation through advisory programs or other providers, supporting a wide network of advisors and affiliated firms.

Chung On Wang is a financial advisor with Primerica Advisors based in Burbank, CA, holding Series 63 and Series 65 credentials and bringing 24 years of industry experience. His work background includes long-term roles at Primerica Advisors, Primerica Financial Services, Sintex Sales, and Lyco Enterprises. He is also involved in sales of loan products and home security and automation services through affiliates of Primerica. Primerica Advisors is a large institutional firm that sponsors a wrap-fee asset management program primarily serving individual investors, including both non-high-net-worth and high-net-worth clients, as well as corporate and charitable clients. The firm utilizes model-delivery investment strategies created by unaffiliated asset managers and offers discretionary portfolio management with support from BNY Mellon Advisors and Pershing.

Emily Brudnicki is a financial advisor at Wells Fargo Clearing with 15 years of industry experience. She holds a Series 66 designation and previously worked at RBC Capital Markets for 11 years before joining Wells Fargo Clearing in 2024. Wells Fargo Clearing provides retirement plan consulting to qualified ERISA and non-qualified deferred compensation plans, offering both non-discretionary and discretionary services. The firm’s advisory process is IPS-driven and grounded in modern portfolio theory, with a notable inclusion of insurance-related vehicles and bank deposit sweep options among its investment offerings.

Lauren Nettels is a financial advisor with J.P. Morgan Securities, holding a Series 66 designation and having two years of industry experience. Her prior work includes positions at Capitol Ai and Murphy Bank. J.P. Morgan Securities LLC provides investment consulting and advisory services primarily to institutional clients and retirement plan sponsors through its Institutional Consulting Services program, utilizing quantitative asset-allocation modeling and centralized due diligence.

Evan Monroe is a financial advisor at Edward Jones in Pasadena, CA, holding a Series 66 designation. He has worked in the financial and commercial real estate sectors since 2019, including three years with Growth Investment Group. Monroe also has prior experience with Marcus & Millichap and participated in the USC JEP ReadersPlus program. Edward Jones is a full-service wealth management firm serving individual and institutional clients with a broad network of advisors and branch offices. The firm offers a range of investment advisory strategies, including discretionary and non-discretionary wrap fee programs, separately managed accounts, and affiliated mutual funds, operating under a fiduciary standard.

Liz Zhao is a financial advisor at UBS Financial Services with 10 years of industry experience. She holds Series 63 and Series 66 designations and has previously worked at New York Life, Eagle Strategies, Pacific Century Securities, and AIG. Zhao is based in Pasadena, California. UBS Financial Services serves individual, corporate, and institutional clients with a range of brokerage and investment advisory offerings, including fee-based financial planning and portfolio management. The firm combines institutional trading capabilities with wealth management services, leveraging proprietary research and model-based asset allocations to tailor advice to clients’ goals and risk tolerances.

Roger Mckee is a financial advisor at Morgan Stanley with 32 years of industry experience. He has worked at Morgan Stanley Private Bank, National Association since 2015 and has been with Morgan Stanley Smith Barney since 2009. His professional designations include Series 63 and Series 65 licenses. Morgan Stanley Wealth Management is an SEC-registered investment adviser and broker-dealer serving individual and institutional clients with a range of advisory programs and tailored financial planning services. The firm utilizes structured planning tools and risk modeling techniques and manages approximately $2.74 trillion in client assets.

Laurie Lujan is a financial advisor at Cambridge Investment Research Advisors with 27 years of industry experience. She previously worked at Western International Securities, Inc. for 17 years and had brief tenures at LPL Financial and Cambridge Investment Research, Inc. Lujan holds Series 63 and Series 65 credentials. Cambridge Investment Research Advisors is a large SEC-registered firm serving a diverse client base including individuals, pension plans, charitable organizations, and retirement-plan sponsors. The firm offers financial planning, investment management, and retirement advisory services through a network of independent professionals, utilizing a range of portfolio management strategies and platform options tailored to client objectives.

Amy Hung is a Series 66-licensed financial advisor with nine years of industry experience. She has worked at Merrill for eleven years before joining Wells Fargo Clearing in 2025. Wells Fargo Clearing provides retirement plan consulting services to qualified ERISA and non-qualified deferred compensation plans. The firm offers both discretionary and non-discretionary advisory services, employing an IPS-driven process grounded in modern portfolio theory and including a range of investment options such as insurance-related vehicles and bank deposit sweep programs.

Holden Hartmann is a Series 66 licensed financial advisor with Morgan Stanley in Sherman Oaks, CA, and has eight years of industry experience. He has been with Morgan Stanley and its affiliated entities continuously since 2016. Morgan Stanley Wealth Management is an SEC-registered investment adviser and broker-dealer serving individual and institutional clients with a wide range of advisory programs, including tailored financial planning. The firm manages approximately $2.74 trillion in client assets and utilizes structured planning processes and firm-approved tools to support client goals.

Pablo Avina is a CFP® and ChFC® with 29 years of industry experience, currently serving as a financial advisor at Ameriprise since 2020. Prior to this, he was with Ameriprise Financial Services, Inc. for 15 years. He is also a partner and franchise advisor at RGAA, LLC, a business that supports his practice operations. Ameriprise offers a retirement-income planning service focused on individuals nearing or in retirement who meet specific asset criteria, combining research, modeling, and tax-efficiency analysis to provide tailored, non-discretionary recommendations. The firm serves a broad client base with advisory, brokerage, and insurance solutions typical of a large institutional firm.

Daniel Wang is a CFP® and holds a Series 66 license with six years of industry experience. He is currently with Charles Schwab in Pasadena, CA, where he has worked since 2022. Prior to this, he held roles at TransGlobal Advisory LLC, Globalink Securities, and Transpacific Financial. Charles Schwab & Co., Inc. serves primarily high- and ultra-high-net-worth individuals through its Schwab Wealth Advisory wrap fee program and affiliated managed-account and financial planning services. The firm offers both non-discretionary and discretionary investment guidance with a multi-asset model portfolio approach, backed by centralized custody and operational support.

Jomel Camilleri is a financial advisor with Primerica Advisors, holding Series 63 and Series 65 designations and nine years of industry experience. His prior work includes roles at North Valley YMCA and Groundworks Campaign, Inc. In addition to his investment-related work, he is a partner at Baby Booomers in Home Companions, a non-investment-related business. Primerica Advisors sponsors a wrap-fee asset management program serving individual, corporate, and charitable clients. The firm manages approximately $15.5 billion in assets with a focus on model-delivery strategies developed by unaffiliated asset managers.

Mui Voong is a financial advisor at Wells Fargo Clearing with 18 years of industry experience. She holds a Series 66 designation and has worked at Wells Fargo Clearing since 2016, previously serving at Wells Fargo Advisors LLC from 2011 to 2016. Outside of her advisory role, she owns VIUM Investment LLC, a real estate business. Wells Fargo Clearing provides retirement plan consulting services to qualified ERISA and non-qualified deferred compensation plans, offering both discretionary and non-discretionary solutions. The firm’s advisory process is IPS-driven and incorporates a broad range of investment options, including insurance-related vehicles and bank deposit sweep programs.

Martina Troiano is a financial advisor with Wells Fargo Clearing, holding a Series 66 designation and 12 years of industry experience. She has been with Wells Fargo Clearing since 2016, following three years at Wells Fargo Advisors, LLC. Outside of her advisory role, she has a part-time involvement as a landlord. Wells Fargo Clearing provides retirement plan consulting to qualified ERISA and non-qualified deferred compensation plans, offering services such as investment policy statement preparation, investment recommendations, performance reporting, and participant education. The firm’s advisory process is IPS-driven and includes both non-discretionary and discretionary options, with a notable inclusion of insurance-related vehicles and bank deposit sweep options among its investment offerings.

Helen Lee is a financial advisor at Ameriprise with 28 years of industry experience. She holds a Series 63 designation and has worked at Ameriprise since 2020, following 23 years at American Express Financial Advisors Inc. Outside of her advisory role, she is involved in business ownership with Aussie Inc., which focuses on paperwork and marketing, and operates a car rental business in Pasadena, CA. Ameriprise provides retirement-income planning services primarily for individuals approaching or in retirement who meet certain asset thresholds. The firm combines research, modeling, and tax-efficiency analysis to deliver written recommendation reports, leveraging algorithmic automation overseen by a dedicated team.

Andres Vargas is a financial advisor at Merrill with 13 years of industry experience and holds the Series 66 designation. He has worked at Merrill since 2009 and has been with Bank of America, N.A. since 2011. Merrill, along with its affiliate Managed Account Advisors LLC, provides managed account services to Bank of America fiduciary clients through the Select Portfolio Solutions Program, offering model-based and discretionary investment strategies for individuals, high-net-worth clients, pension and profit-sharing plans, corporations, and charitable organizations.

Brittany Richard is a financial advisor at LPL Enterprise with a Series 66 credential and one year of industry experience. Her prior work includes roles in rental management, marketing, and agency positions. She is involved in Richard Rental Management, an entrepreneurial venture outside the financial industry. LPL Enterprise serves a diverse client base including individuals, retirement plans, charitable organizations, corporations, and institutional clients. The firm offers financial planning, access to model wealth portfolios, third-party asset management, and a range of brokerage and insurance products through an integrated platform.

Samuel Ybarra is a financial advisor at Merrill with a Series 66 designation and one year of industry experience. He has been with Merrill since 2013 and previously attended West Los Angeles College from 2020 to 2022. Merrill, together with its affiliate Managed Account Advisors LLC, provides managed account services to Bank of America fiduciary clients through the Select Portfolio Solutions Program. The firm offers model-based and discretionary investment strategies for individuals, high-net-worth clients, pension and profit-sharing plans, corporations, and charitable organizations.

David Connor is a financial advisor with LPL Financial based in North Hollywood, CA, holding a Series 66 designation and two years of industry experience. His prior roles include positions at Assetio Wealth Management, Wai & Connor LLP, and Amazon Fresh. LPL Financial is an SEC-registered investment adviser and broker-dealer serving individuals, retirement plans, banks, corporations, and charitable organizations through a national network of investment adviser representatives. The firm offers a range of advisory programs, retirement plan consulting, and brokerage services, utilizing model portfolios, third-party research, and various portfolio management strategies.