Kevin Gillard is a financial advisor at Ingalls Investment Management, LLC in New York, NY, holding the Series 66 designation with 13 years of industry experience. He has been with Ingalls & Snyder since 2012 and joined Ingalls Investment Management in 2026. Ingalls Investment Management provides discretionary and non-discretionary investment advisory services to a diverse client base, including individuals, financial institutions, pension plans, and charitable organizations. The firm employs a range of asset-management styles and manages accounts using fundamental, technical, and cyclical analysis, offering strategies from long-term equity holdings to shorter-term trading and alternative investment vehicles.

Emilio Alix Brantley is a financial advisor at Aspiriant, LLC with six years of industry experience. He holds a Series 66 designation and has worked previously at Morgan Stanley Private Bank, Morgan Stanley Smith Barney LLC, and Goldman Sachs & Co. Prior to joining Aspiriant in 2024, his roles spanned wealth management and private banking. Aspiriant primarily serves high-net-worth individuals and families, professional fiduciaries, and select institutional clients, providing investment management alongside wealth planning, family office, and specialty services. The firm offers customized investment programs incorporating various asset classes and utilizes AI tools to support client communications and analyses.

Rachel Pino is a financial advisor at TSA Portfolio Management Inc. with 33 years of industry experience. She holds Series 63 and Series 65 licenses and has been with HRC Services, Inc. since 1993. Outside of advising, she is a partner in MII Holdings, LLC, a real estate holding company. TSA Portfolio Management Inc. provides investment supervisory and portfolio management services to individuals, high-net-worth clients, retirement plans, foundations, and institutions. The firm manages approximately $1.5 billion using model allocations and emphasizes asset allocation, tax-aware security selection, and quarterly rebalancing.

Paula Gruber is a financial advisor at NewEdge Wealth with 18 years of industry experience. She holds a Series 66 designation and previously worked at UBS Financial Services from 2009 to 2022. NewEdge Wealth primarily serves ultra-high-net-worth individuals and families, as well as foundations, endowments, and other institutional or charitable clients. The firm offers comprehensive advisory services and employs an investment process that emphasizes asset allocation and investor behavior through a combination of model strategies, separately managed accounts, and proprietary solutions.

Cody Rominger is a financial advisor with Cantor Fitzgerald Investment Advisors, holding Series 65 and Series 63 licenses and 11 years of industry experience. He has worked at Cantor Fitzgerald since 2017 and was previously with Efficient Market Advisors, LLC from 2015 to 2017. Cantor Fitzgerald Investment Advisors, L.P. provides discretionary investment management and advisory services to a diverse client base, including individual, high-net-worth, and institutional investors. The firm employs proprietary ETF model portfolios with strategic, tactical, and opportunistic asset allocation primarily using index-based ETFs and manages several registered investment companies and private pooled funds.

Michael Bray is a financial advisor with Ingalls Investment Management, LLC, holding Series 65 and Series 63 designations and 35 years of industry experience. His prior roles include positions at Robert W. Baird & Co. Inc. and Inverness Counsel. Ingalls Investment Management provides discretionary and non-discretionary investment advisory services to a diverse client base including individuals, financial institutions, pension plans, and charitable organizations. The firm employs various asset-management styles and manages accounts using fundamental, technical, and cyclical analysis, offering strategies from long-term equity holdings to short-term trading and alternative investment vehicles.

Michael Brod is a financial advisor with Maxim Financial Advisors LLC in New York, NY, holding a Series 66 designation and seven years of industry experience. He has been with Maxim Financial Advisors since 2019 and has been affiliated with Maxim Group since 2013. He is also associated with Indiana University. Maxim Financial Advisors LLC provides discretionary and non-discretionary investment supervisory services and referrals to third-party managers for a range of clients including individuals, trusts, estates, corporations, and retirement accounts. The firm uses various investment vehicles and analytical methods, serving both retail and institutional clients, and manages assets through wrap-fee and non-wrap programs.

Robert Eising is a financial advisor at Cannell & Spears LLC with four years of industry experience. He has been with Peter B. Cannell & Co., Inc. since 2014. Cannell & Spears provides discretionary portfolio management, financial planning, and rollover advice to a diverse client base including individuals, high-net-worth clients, and various institutional entities. The firm employs a value-oriented, long-term investment approach based on fundamental research and concentrated security selection.

Tiffany Orcutt is a financial advisor at Cantor Fitzgerald Investment Advisors with 11 years of industry experience. She holds Series 63 and Series 65 designations and previously worked for Smith Asset Management Group for 10 years before joining Cantor Fitzgerald in 2023. Cantor Fitzgerald Investment Advisors provides discretionary investment management and advisory services to a diverse client base including individual and high-net-worth investors, institutional clients, and financial intermediaries. The firm utilizes proprietary ETF model portfolios and employs a combination of strategic, tactical, and opportunistic asset allocation informed by macroeconomic research.

Moss Plaine is a financial advisor at A.G.P. / Alliance Global Partners with 33 years of industry experience. He holds Series 63 and Series 65 licenses and has been with A.G.P. since 2018. He also has a concurrent affiliation with Aegis Capital Corp dating back to 2013. A.G.P. / Alliance Global Partners provides advisory and brokerage services to individuals, trusts, corporations, pooled vehicles, and plan sponsors. The firm offers portfolio management, financial planning, retirement-plan consulting, third-party manager access, and capital markets services, with a focus on international investing and a range of actively managed strategies.

Sunny Patel is a financial advisor with SVB Wealth, holding Series 63 and Series 65 licenses and 13 years of industry experience. He has worked at First Republic Bank and its affiliated entities for a decade before joining Avestar Capital and subsequently First Citizens Asset Management and SVB Wealth. Patel’s role includes private banking responsibilities involving client meetings to discuss investment capabilities. SVB Wealth serves a diverse clientele, including individuals, trusts, charitable organizations, family offices, corporations, and retirement plans, offering wealth management, portfolio management, financial planning, and retirement plan advisory services. The firm employs fundamental, quantitative, and technical analysis in its investment approach and maintains a formal due-diligence process for manager selection, with services delivered through investment adviser representatives.

Michael Gibney is a CFP® and Series 66-licensed advisor with 21 years of industry experience. He has been with Modera Wealth Management, LLC since 2016. The firm provides wealth management, portfolio management, retirement plan consulting, and financial planning to individuals, trusts, corporations, and plan sponsors. Modera combines diversified asset allocation based on Modern Portfolio Theory with in-house accounting and tax services, offering an integrated approach that includes business coaching and other ancillary services.

Matthew Schechner is a financial advisor at B. Riley Wealth Advisors, Inc. with 31 years of industry experience. He holds Series 63 and Series 65 licenses and has been with B. Riley Wealth Advisors and its related entities since 2009. Outside of his advisory work, he is a part owner of a tax practice. B. Riley Wealth Advisors, Inc. is an SEC-registered firm managing approximately $7 billion in client assets through 274 advisors. The firm serves individuals, high-net-worth clients, charities, corporations, and retirement plans, offering a wide range of advisory programs, financial planning, and retirement solutions.

Robert Nepo is a financial advisor at A.G.P. / Alliance Global Partners with seven years of industry experience. He holds a Series 66 designation and previously worked at Five Rings Capital LLC for eight years before joining A.G.P. in 2020. A.G.P. / Alliance Global Partners provides advisory and brokerage services to individuals, trusts, corporations, and other entities, offering portfolio management, financial planning, retirement-plan consulting, and capital markets services. The firm is notable for its emphasis on international investing and its active brokerage and product-distribution activities beyond standard advisory services.

Christopher Yost is a financial advisor at Cantor Fitzgerald Investment Advisors with 26 years of industry experience. He holds Series 65 and Series 63 licenses and has been with Cantor Fitzgerald & Co. since 2016. Cantor Fitzgerald Investment Advisors provides discretionary investment management and advisory services to individual and high-net-worth investors, institutional clients, and financial intermediaries. The firm employs a process-driven approach using proprietary ETF model portfolios and offers strategies focused on large-cap value, dividend income, and fixed-income management.

Gerald Seigel is a financial advisor with Aegis Capital Corp. in Sarasota, FL, holding a Series 63 designation and bringing 56 years of industry experience. He has been with Aegis Capital Corp. since 2015. Aegis Capital Corp. serves individual investors, retirement and benefit plans, trusts, estates, and corporate clients by offering investment advisory and brokerage services, financial planning, and access to managed account programs through RBC and AXOS platforms. The firm provides both discretionary and non-discretionary account options and handles trade execution, clearing, custody, and reporting services.

Seymour Williams is a CFP®-credentialed financial advisor with 37 years of industry experience. He is currently with Lifemark Securities Corp. and has previously worked at SunStreet Securities, LLC. In addition to his advisory work, he is engaged in tax preparation, independent insurance sales, mortgage brokerage, and real estate brokerage. Lifemark Securities Corp. provides fee-based investment advisory services and financial planning primarily to individual investors and sponsors of participant-directed retirement plans. The firm’s advice is suitability-driven and tailored through risk assessments, with accounts managed on both a discretionary and non-discretionary basis.

Alexsandro Ingargiola is a financial advisor with First Citizens Investor Services, Inc. based in New York, NY. He holds Series 63 and Series 65 licenses and has eight years of industry experience. His prior roles include positions at First Republic Bank and First Republic Securities Company, LLC. He is also involved with SVB Wealth, an affiliated investment advisory firm, where he meets with clients to discuss investment capabilities. First Citizens Investor Services, Inc. provides investment advisory and brokerage services to individuals, trusts, estates, charitable organizations, pension plans, and business entities. The firm employs a mix of risk- and outcomes-based asset allocation, discretionary and non-discretionary management, and third-party managers, supported by technology-driven model portfolios and tax-aware services. Its affiliation with a bank holding company offers integrated banking resources and operational relationships that distinguish it from many independent RIAs.

Joseph Daneshgar is a financial advisor with Maxim Financial Advisors LLC in New York, NY. He holds a Series 66 designation and has 10 years of industry experience. Since 2015, he has been affiliated with both Maxim Financial Advisors and Maxim Group LLC. Maxim Financial Advisors LLC provides discretionary and non-discretionary investment supervisory services and referrals to third-party managers for individuals, trusts, estates, corporations, retirement accounts, and other business entities. The firm manages assets through various programs and investment vehicles, serving a diverse client base that includes institutional clients such as other investment advisers, banking institutions, insurance companies, and government entities.

William Vaughan is a financial advisor at Ritholtz Wealth Management with nine years of industry experience. He holds a Series 65 designation and has previously worked at firms including Corient Services LLC, CIPW Service Company, RegentAtlantic, and NFL Films. Ritholtz Wealth Management serves individual and institutional clients, offering comprehensive portfolio management and financial planning. The firm employs a goal-based investment approach focused on asset allocation and behavioral finance, managing approximately $9.4 billion in assets through both advisor-led and digital platforms.