Kevin Rohner is a financial advisor with Wells Fargo Clearing in Charlotte, NC, holding Series 63 and Series 66 licenses and seven years of industry experience. Prior to joining Wells Fargo in 2025, he worked at UBS Financial Services for six years and held positions at The Vanguard Group, Raycom Media, Glory Days Grill, and Turf Valley Resort. He also has experience with the University of South Carolina and the Howard County Youth Program. Wells Fargo Advisors is a national securities firm serving individual, corporate, and institutional clients with investment advisory services, financial planning, and retirement plan consulting. The firm combines internal research and third-party analytics to manage approximately $671 billion in assets through a large network of advisors, offering both brokerage and advisory solutions.

Kyndall Moore is a financial advisor at Fidelity with 18 years of industry experience. Moore holds Series 63 and Series 66 licenses and has previously worked at Captrust Financial Advisors, Capfinancial Securities LLC, F&M Bank, and LPL Financial. Fidelity’s Strategic Advisers LLC provides investment management and advisory services to a diverse client base including retail and institutional investors. The firm employs a systematic investment process combining fundamental research, quantitative analysis, and algorithmic portfolio construction, and serves in advisory roles to multiple registered investment companies and fund-of-funds.

Anna Edwards is a financial advisor at Wells Fargo Clearing in Charlotte, NC, holding a Series 66 license with two years of industry experience. She previously worked at J.P. Morgan Securities LLC and J.P. Morgan Chase Bank NA. Wells Fargo Clearing provides retirement plan consulting services to qualified ERISA plans and non-qualified deferred compensation plans, offering both discretionary and non-discretionary investment advisory services grounded in modern portfolio theory and tailored to plan objectives and risk tolerances. The firm includes insurance-related vehicles and bank deposit sweep options among its investment offerings.

Kenneth Lake Jr. is a financial advisor at Cambridge Investment Research Advisors with four years of industry experience. He holds the ChFC® designation and Series 65 and 63 licenses. His prior work includes roles at NYLIFE Securities, LLC, Penn Mutual Life Insurance Company, and Guardian Life Insurance Company. Cambridge Investment Research Advisors serves a diverse client base including individuals, pension and profit-sharing plans, charitable organizations, and trusts. The firm offers financial planning, investment management, and retirement plan advisory services through a network of independent professionals, providing multiple investment platforms and both proprietary and third-party strategies.

Jacob Tweet is a financial advisor with Merrill based in Charlotte, NC. He holds Series 66 and Series 63 licenses and has three years of industry experience, including prior roles at Northwestern Mutual and Bank of America. Merrill, together with its affiliate Managed Account Advisors LLC, offers managed account services to Bank of America fiduciary clients through the Select Portfolio Solutions Program, providing model-based and discretionary investment strategies for individuals, high-net-worth clients, pension plans, corporations, and charitable organizations.

Mark Szeghy is a financial advisor with Primerica Advisors in Cornelius, NC, holding Series 63 and Series 65 licenses and possessing 26 years of industry experience. He has been affiliated with PFS Investments, Inc. and Primerica Financial Services since 1999. Outside of advisory work, he is involved in sales of loan products and home-related services through affiliated companies. Primerica Advisors provides discretionary asset management through its Lifetime Investment Program, offering model-delivery strategies and separately managed account options primarily for individual and high-net-worth clients. The firm curates third-party asset managers and uses a tiered wrap-fee structure for its services.

Christopher Harvey Rice is a financial advisor with UBS Financial Services in Charlotte, NC, holding Series 63 and Series 65 licenses and possessing 34 years of industry experience. He has been with UBS since 2011. UBS Financial Services serves individual, corporate, and institutional clients through a range of brokerage and investment advisory offerings, including fee-based financial planning and portfolio management. The firm combines institutional trading capabilities with wealth management services and utilizes proprietary research and model-based asset allocations to tailor strategies to clients' goals and risk tolerances.

Brent Collins is a financial advisor with Merrill based in Charlotte, NC, holding a Series 66 credential and eight years of industry experience. Prior to joining Merrill in 2018, he worked at Wells Fargo for eight years. Outside of his advisory role, Mr. Collins serves on several nonprofit boards, including the Leukemia & Lymphoma Society and Leadership Winston-Salem, and is involved with the Novant Health Forsyth Medical Center Foundation. Merrill, along with its affiliate Managed Account Advisors LLC, provides managed account services to Bank of America fiduciary clients through the Select Portfolio Solutions Program, offering model-based and discretionary strategies for individuals, high-net-worth clients, pension plans, corporations, and charitable organizations.

Parker Tootle is a financial advisor at Merrill with a Series 66 designation and no prior industry experience. His work history includes roles at Bank of America, Merrill, Indian Creek Yacht & Country Club, and NewPower Worldwide. Merrill, together with its affiliate Managed Account Advisors LLC, provides managed account services to Bank of America fiduciary clients through the Select Portfolio Solutions Program, offering model-based and discretionary strategies for a wide range of clients including individuals, high-net-worth clients, and charitable organizations.

Tia Moore is a Series 66 licensed financial advisor with Merrill, based in Charlotte, NC, and has two years of industry experience. She previously worked at Thrivent Financial and Truist Bank, among other institutions. Outside of her advisory role, she is the managing member of two for-profit companies focused on business and community development and real estate. Merrill, together with its affiliate Managed Account Advisors LLC, provides managed account services to Bank of America fiduciary clients through the Select Portfolio Solutions Program. The firm offers model-based and discretionary investment strategies for individuals, high-net-worth clients, pension plans, corporations, and charitable organizations.

Jon Riley is a CFP® professional with 24 years of industry experience, currently affiliated with LPL Financial since 2004. He operates from Charlotte, NC, and holds the Series 66 designation. His other business activity includes managing Endeavor Wealth Management as a DBA. LPL Financial is an SEC-registered investment adviser and broker-dealer serving individuals, retirement plans, financial institutions, corporations, and charitable organizations through a national network of advisers. The firm provides a range of advisory programs, financial planning, and retirement consulting, utilizing both discretionary and non-discretionary management along with model portfolios and research support.

James Galati is a financial advisor at Fidelity with a Series 66 designation and three years of industry experience. He previously worked at Vanguard Group for three years before joining Fidelity. Fidelity’s Strategic Advisers LLC provides investment management and advisory services to retail and institutional clients, offering discretionary and non-discretionary portfolio management, fund advisory, and model portfolio delivery. The firm employs a combination of fundamental research, quantitative analysis, and algorithmic portfolio construction across mutual funds, ETFs, and ETPs, and serves multiple registered investment companies with structured oversight and governance practices.

Stephen Sloan is a financial advisor with Wells Fargo Clearing based in Asheville, NC. He holds Series 63 and Series 65 licenses and has 31 years of industry experience, including over 17 years with Wells Fargo Advisors and Wells Fargo Clearing. Wells Fargo Clearing provides retirement plan consulting services to qualified ERISA and non-qualified deferred compensation plans, offering both discretionary and non-discretionary investment advisory services. The firm’s process is IPS-driven and incorporates a broad range of financial products, including insurance-related vehicles and bank deposit sweep options.

Kent Fox is a Wealth Management Advisor at Merrill Lynch Wealth Management. He has been with the firm since 1998 and holds the Chartered Retirement Planning Counselor (CRPC) designation from The College for Financial Planning Institutes Corp. In addition, he is approved to use the Merrill title of Senior Portfolio Advisor, which allows him to manage custom investment strategies on a discretionary basis and select from a wide range of Merrill model portfolios and third-party investment strategies. Kent's professional experience includes coordinating the financial affairs of families, retirees, corporate executives, and business owners while employing a goals-based approach to wealth management. He graduated first in his department from Penn State University with a Bachelor of Science degree. Prior to his university education, Kent served 3.5 years in the U.S. Army, attended the U.S. Army Ranger Leadership School, and served six months in Somalia during Operation Restore Hope. Kent currently resides in Fort Mill, SC with his wife Denise and their three children. He enjoys fishing, hiking, traveling, and spending time with his family. He actively contributes to his church, the YWCA of the Carolinas, and Veteran's Bridge Home in Charlotte. After 15 years of volunteering for his children's sports, school clubs, and fundraising, he is currently in transition from those activities.

Michael Pasalich is a Vice President and Financial Consultant at Fidelity Investments, a role he has held since 2016. He began his career at Fidelity Investments as a Financial Representative in 2015, transitioning to an Investment Consultant position in 2016 before advancing to his current role. Michael works with a diverse client base that includes professionals, business owners, non-profits, and retirees. He focuses on building long-term relationships and helps clients navigate the complex and diverse world of investing through a clear and collaborative approach. Having lived and worked internationally, Michael brings a unique perspective and life experience to his role. Further details regarding his education, credentials, personal interests, or community involvement were not provided.

Carl Rodgers is a CFP®-designated financial advisor with Raymond James Financial, based in Denver, NC, and has 34 years of industry experience. He has been with Raymond James since 2011 and also serves as a financial advisor at Peoples Bank/Peoples Investment Services. Outside of his advisory work, he acts as a power of attorney for personal matters. Raymond James Financial Services Advisors, Inc. offers financial planning, investment consulting, and advisory services to a diverse client base including individuals, institutions, and charitable organizations. The firm provides tailored, non-discretionary consulting using analytical tools and supports municipal and public finance activities through its unique affiliations.

Jada Lee Sessions is a financial advisor at Ameriprise in Charlotte, NC, holding a Series 66 designation with one year of industry experience. Prior to joining Ameriprise, her work background includes roles in healthcare staffing, chiropractic services, and franchise management. Ameriprise Financial Services is a large, diversified advisory firm serving individual and institutional clients. The firm offers a specialized Premier Retirement Income service that provides written recommendation reports and ongoing planning advice focused on dependable income sources and tax-aware withdrawal strategies.

Mia Barnes is a financial advisor with Ameriprise in Huntersville, NC, holding Series 63 and Series 65 licenses and bringing 26 years of industry experience. She has worked at Ameriprise and its affiliate Ameriprise Financial Services, Inc. since 2005. Ameriprise provides a retirement-income planning service designed for individuals nearing or in retirement who meet specific asset criteria, combining research, modeling, and tax-efficiency analysis to generate written recommendations. The firm serves a broad client base through advisory, brokerage, and insurance solutions typical of large institutional firms.

Kimberly Speer is a financial advisor at Merrill with 16 years of industry experience and holds a Series 66 designation. She has been with Merrill since 2012. Merrill, together with its affiliate Managed Account Advisors LLC, provides managed account services to Bank of America fiduciary clients through the Select Portfolio Solutions Program. The firm serves individuals, high-net-worth clients, pension and profit-sharing plans, corporations, and charitable organizations using model-based and discretionary investment strategies developed by internal and third-party managers.

Jason Martin is a Wealth Management Advisor with over 20 years of experience in the financial services industry. He began his career managing and instructing a martial arts school in the Charlotte area, which became one of the top-rated schools in North America, before transitioning to financial advisory services in 2000. Since joining Merrill Lynch Wealth Management, Jason has focused on assisting individuals, families, and businesses in achieving their financial goals through comprehensive wealth planning. Jason holds a Bachelor’s Degree in Business and Finance from the University of North Carolina Charlotte and is certified as a CERTIFIED FINANCIAL PLANNER® (CFP), CERTIFIED PLAN FIDUCIARY ADVISOR (CPFA), Personal Investment Advisor (PIA), and Retirement Accredited Financial Advisor (RAFA). His areas of client expertise include corporate executive services, executive compensation, defined benefit plans, legacy planning, liquidity management, managing new wealth, personal retirement planning, socially responsible and ESG investing, tax minimization, and retirement income. Residing in Kannapolis, North Carolina, Jason lives with his wife and two children. Outside of his professional work, he maintains an active lifestyle enjoying adventure sports, biking, hiking, football, and traveling. He continues to practice martial arts, holding a Fifth Degree Black Belt in Shorinji Kempo and a First Degree Black Belt in Arnis, and is engaged with several professional organizations.