Rocco Lafaro is a financial advisor at Aegis Capital Corp. with 17 years of industry experience. He holds Series 63 and Series 66 licenses and has been with Aegis Capital since 2011. Aegis Capital Corp. serves individual investors, retirement and benefit plans, trusts, estates, and corporate clients by providing investment advisory and brokerage services, financial planning, and access to managed account programs through RBC and AXOS platforms. The firm offers both discretionary and non-discretionary account options and provides trade execution, clearing, custody, and reporting services.

Mai Bresnik is a financial advisor with A.G.P. / Alliance Global Partners in New York, NY, holding Series 63 and 66 designations and 15 years of industry experience. She has worked at Alliance Global Partners since 2022 and previously held roles at National Securities Corporation and National Asset Management. Bresnik is also president of Bresnik Financial Services Inc., a non-investment-related business. A.G.P. / Alliance Global Partners is a dually registered SEC investment adviser and FINRA-member broker-dealer serving individual clients, retirement plans, and institutional vehicles across a multi-team platform. The firm offers a range of portfolio management and financial planning services, with a notable emphasis on international investing and involvement in pooled vehicles and private funds.

Edgar Perez is a financial advisor at Pinnacle Associates, Ltd. in New York, NY, holding a Series 63 designation with 24 years of industry experience. He has been with Pinnacle Associates since 2001. Pinnacle Associates provides discretionary investment management and financial planning to a diverse client base, including individuals, families, trusts, corporations, endowments, foundations, and pension plans. The firm focuses on fundamental, bottom-up analysis with a long-term, valuation-sensitive approach and offers equity-oriented strategies along with custom allocations through various platforms and programs.

Matthew Mason is a financial advisor at A.G.P. / Alliance Global Partners with 30 years of industry experience. His prior career includes nine years at Aegis Capital Corp before joining A.G.P. in 2021. He holds Series 63 and Series 65 licenses. Mason is also involved with a separate business, Mason Express LLC, which is unrelated to investment activities. A.G.P. / Alliance Global Partners is a dually registered SEC investment adviser and FINRA-member broker-dealer serving individual clients, retirement plans, and pooled/institutional vehicles through a multi-team platform. The firm emphasizes international investing, offers a range of portfolio management and financial planning services, and manages pooled vehicles along with brokerage and insurance product distribution.

Michael Tong is a financial advisor at Robertson Stephens Wealth Management with six years of industry experience. He holds Series 63 and Series 65 licenses and previously worked at Morgan Stanley and Fiduciary Trust International. Robertson Stephens Wealth Management serves individual clients, trusts and estates, family offices, charitable organizations, and retirement plans. The firm offers portfolio management, financial planning, tax and estate planning, and access to public and private funds, combining individualized advice with model portfolios overseen by an Investment Committee.

John Bacigalupi is a financial advisor at Cantor Fitzgerald Investment Advisors with 19 years of industry experience. He has been with Cantor Fitzgerald & Co. since 2016. Bacigalupi serves as the president of the San Francisco chapter of the Financial Planning Association, a nonprofit financial advocacy group. Cantor Fitzgerald Investment Advisors provides discretionary investment management and advisory services to individual and high-net-worth investors, institutions, and financial intermediaries. The firm utilizes proprietary ETF model portfolios with strategic allocation informed by macroeconomic research and manages multiple registered investment companies and private funds.

Nelson Matzen is a CFP® professional with 10 years of industry experience, currently advising at Forvis Mazars Wealth Advisors, LLC. His prior experience includes roles at HSBC Securities, Avantax Investment Services, Mariner Wealth Advisors, and HD Vest Investment Services. Forvis Mazars Wealth Advisors serves individuals, families, retirement plans, institutions, and nonprofit organizations by providing financial planning, investment management, consulting, and retirement plan services. The firm emphasizes customized asset allocation and an Investment Policy Statement tailored to client objectives, combining active and passive strategies with a focus on diversification, cost control, and long-term discipline.

Robert Paul is a CFP® and Series 63 licensed advisor with 4 years of industry experience. He has worked at Joel Isaacson & Co., LLC since 2012 and has been associated with The Dreyfus Service Corporation since 1998. Joel Isaacson & Co., LLC is an SEC-registered wealth management firm serving primarily high-net-worth individuals as well as corporate pension plans and charitable organizations. The firm manages approximately $8 billion in assets, offering tailored financial planning, portfolio management, tax advice, and family-office services through a team of about 20 advisors.

Andrew Anello is a CFP® with 18 years of industry experience and is currently with Beacon Global Advisor Network, LLC. His prior roles include positions at Brite Advisors USA, Inc., DeVere USA INC., Transamerica Financial Advisors, MSI Financial Services, Inc., Citicorp Investment Services, and Morgan Stanley Dw Inc. Beacon Global Advisor Network, LLC serves individuals of varying net worth, businesses, pension and profit-sharing plans, and trusts by providing asset management, financial planning, retirement consulting, and specialized pension services for U.K. expatriates. The firm customizes portfolios using third-party managed models, mutual funds, ETFs, equities, and fixed income, with accounts typically managed on a discretionary basis through unified managed account platforms.

Kevin Gillard is a financial advisor at Ingalls Investment Management, LLC in New York, NY, holding the Series 66 designation with 13 years of industry experience. He has been with Ingalls & Snyder since 2012 and joined Ingalls Investment Management in 2026. Ingalls Investment Management provides discretionary and non-discretionary investment advisory services to a diverse client base, including individuals, financial institutions, pension plans, and charitable organizations. The firm employs a range of asset-management styles and manages accounts using fundamental, technical, and cyclical analysis, offering strategies from long-term equity holdings to shorter-term trading and alternative investment vehicles.

Emilio Alix Brantley is a financial advisor at Aspiriant, LLC with six years of industry experience. He holds a Series 66 designation and has worked previously at Morgan Stanley Private Bank, Morgan Stanley Smith Barney LLC, and Goldman Sachs & Co. Prior to joining Aspiriant in 2024, his roles spanned wealth management and private banking. Aspiriant primarily serves high-net-worth individuals and families, professional fiduciaries, and select institutional clients, providing investment management alongside wealth planning, family office, and specialty services. The firm offers customized investment programs incorporating various asset classes and utilizes AI tools to support client communications and analyses.

Peter Sosnowski is an investment advisor with Siebert AdvisorNXT, LLC, holding Series 63 and Series 65 licenses and bringing 40 years of industry experience. He has worked extensively with Muriel Siebert & Co., Inc. and its affiliates since 1999. Sosnowski divides his time equally between Siebert AdvisorNXT and Muriel Siebert & Co., LLC, both under the Siebert Financial Corporation umbrella. Siebert AdvisorNXT serves individuals, high-net-worth clients, families, trusts, and business entities through investment supervisory services and managed programs. The firm employs a Modern Portfolio Theory–based platform combined with access to third-party and independent managers, offering both discretionary and non-discretionary portfolio management within a wrap-fee structure.

Cody Rominger is a financial advisor at Cantor Fitzgerald Investment Advisors with 11 years of industry experience. He holds Series 63 and Series 65 licenses and has worked at Cantor Fitzgerald since 2017, following a two-year tenure at Efficient Market Advisors, LLC. Cantor Fitzgerald Investment Advisors, L.P. provides discretionary investment management and advisory services to a diverse client base including individuals, high-net-worth investors, institutional clients, and financial intermediaries. The firm emphasizes proprietary ETF model portfolios, utilizing strategic and tactical asset allocation informed by macroeconomic research, and manages multiple registered investment companies and private pooled funds.

Michael Bray is a financial advisor with Ingalls Investment Management, LLC in New York, NY, holding Series 65 and Series 63 licenses and bringing 35 years of industry experience. His prior roles include ten years at Robert W. Baird & Co. Inc., as well as positions at Inverness Counsel, Potomac Advisors LLC, and Wells Fargo Advisors Financial Network. Ingalls Investment Management provides discretionary and non-discretionary investment advisory services to a broad range of clients, including individuals, institutions, and charitable organizations. The firm employs diverse asset-management styles and manages accounts on a discretionary basis using fundamental, technical, and cyclical analysis, with offerings that include private placements, wrap programs, and donor-advised funds.

Michael Brod is a financial advisor at Maxim Financial Advisors LLC with eight years of industry experience. He holds the Series 66 designation and has been with Maxim Financial Advisors since 2019. His prior experience includes roles at Maxim Group and Indiana University. Maxim Financial Advisors LLC provides discretionary and non-discretionary investment supervisory services and referrals to third-party managers for a wide range of clients, including individuals, trusts, estates, corporations, retirement accounts, and various institutional clients. The firm’s advisors tailor investment strategies using mutual funds, ETFs, equities, fixed income, options, and active reallocation, relying on both individual advisor styles and third-party research.

Michele Hom is a CFP® professional at Jordan Park Group LLC with four years of industry experience. Prior to joining Jordan Park Group in 2022, she worked at Hillcrest Wealth Advisors LLC from 2018 to 2022 and has a background in education from The College of New Jersey. Jordan Park Group serves primarily high-net-worth individuals, families, related entities, and philanthropic organizations, advising clients with multi-million dollar portfolios. The firm offers discretionary portfolio management, sub-advisor oversight, capital markets advice, and tailored family office services, utilizing a range of investment vehicles and incorporating ESG and impact considerations when requested.

Robert Eising is a financial advisor at Cannell & Spears LLC with four years of industry experience. He has been with Peter B. Cannell & Co., Inc. since 2014. Cannell & Spears provides discretionary portfolio management, financial planning, and rollover advice to a diverse client base including individuals, high-net-worth clients, and various institutional entities. The firm employs a value-oriented, long-term investment approach based on fundamental research and concentrated security selection.

Tiffany Orcutt is a financial advisor at Cantor Fitzgerald Investment Advisors with 11 years of industry experience. She holds Series 63 and Series 65 designations and previously worked for Smith Asset Management Group for 10 years before joining Cantor Fitzgerald in 2023. Cantor Fitzgerald Investment Advisors provides discretionary investment management and advisory services to a diverse client base including individual and high-net-worth investors, institutional clients, and financial intermediaries. The firm utilizes proprietary ETF model portfolios and employs a combination of strategic, tactical, and opportunistic asset allocation informed by macroeconomic research.

Moss Plaine is a financial advisor at A.G.P. / Alliance Global Partners with 33 years of industry experience. He holds Series 63 and Series 65 registrations and has worked at his current firm since 2018, following five years at Aegis Capital Corp. Plaine serves as co-trustee of the Michael Nissen 2010 Insurance Trust, a role involving oversight of a managed account. A.G.P. / Alliance Global Partners is a dually registered SEC investment adviser and FINRA-member broker-dealer serving individual clients, retirement plans, and institutional vehicles through a multi-team platform. The firm emphasizes international investing and offers a range of portfolio management, financial and estate planning, and brokerage services.

Sunny Patel is a financial advisor with SVB Wealth, holding Series 63 and Series 65 licenses and 13 years of industry experience. He has worked at First Republic Bank and its affiliated entities for a decade before joining Avestar Capital and subsequently First Citizens Asset Management and SVB Wealth. Patel’s role includes private banking responsibilities involving client meetings to discuss investment capabilities. SVB Wealth serves a diverse clientele, including individuals, trusts, charitable organizations, family offices, corporations, and retirement plans, offering wealth management, portfolio management, financial planning, and retirement plan advisory services. The firm employs fundamental, quantitative, and technical analysis in its investment approach and maintains a formal due-diligence process for manager selection, with services delivered through investment adviser representatives.