Austin Booker is a financial advisor with Charles Schwab holding a Series 66 designation. He has been with Charles Schwab & Co., Inc. and Charles Schwab Bank, SSB since 2023. Prior to his current role, he held positions in construction staffing, insurance, education, and hospitality. Charles Schwab & Co., Inc. serves a large client base, mainly high- and ultra-high-net-worth individuals, through its Schwab Wealth Advisory wrap fee program and affiliated managed-account and financial planning services. The firm offers a combination of non-discretionary and discretionary investment management options supported by a multi-asset investment approach and centralized operational infrastructure.

Caroline Moore is a Financial Advisor with Merrill Lynch Wealth Management. She joined the L/A Wealth Management Group in August 2025 and has been working in the financial industry since 2021. She previously served as a Senior Financial Advisor on a team at Wells Fargo Advisors. Caroline's expertise includes college education planning, employee benefits planning, family wealth management strategies, legacy planning, personal retirement planning, portfolio management services, and retirement income. She holds a Bachelor of Science in Finance from North Carolina State University and maintains Series 7 and 66 FINRA Registrations, as well as the Personal Investment Advisor (PIA) designation. Committed to building trusting relationships, Caroline focuses on understanding what matters most to her clients to develop strategies aligned with their financial goals. Outside of her professional work, she enjoys biking, football, hiking, pickleball, reading, soccer, spending time with her family, and watching movies.

Laragh Foyle is a financial advisor at Ameriprise in Charlotte, NC, holding a Series 66 designation with one year of industry experience. Prior to joining Ameriprise, Laragh worked in several customer service and hospitality roles. Ameriprise offers a retirement-income planning service aimed at individuals approaching or in retirement who meet specific eligibility criteria, combining research, modeling, and tax-efficiency analysis to provide tailored written recommendations. As a large institutional firm, it also provides a wide range of advisory, brokerage, and insurance solutions through affiliated companies.

Lana Hillis is a financial advisor at Merrill with 31 years of industry experience. She has held Series 63, 65, and 66 credentials and has been with Merrill since 2005. Merrill, together with its affiliate Managed Account Advisors LLC, provides managed account services to Bank of America fiduciary clients through the Select Portfolio Solutions Program. The firm offers model-based and discretionary strategies developed by internal Chief Investment Office teams and third-party managers, serving individuals, high-net-worth clients, pension and profit-sharing plans, corporations, and charitable organizations.

Eric Montgomery is a CFP® professional with 19 years of industry experience. He has been with LPL Financial since 2014. LPL Financial is an SEC-registered investment adviser and broker-dealer serving individuals, retirement plans, banks, credit unions, corporations, and charitable organizations through a national network of investment adviser representatives. The firm offers a range of financial planning and advisory programs, including discretionary and non-discretionary management, and provides access to model portfolios, research, and various institutional and participant advice programs.

Alec Johnsen is a financial advisor at UBS Financial Services with 12 years of industry experience. He holds Series 65 and 66 licenses and has been with UBS since 2016. Based in Charlotte, NC, he operates within a large institutional firm. UBS Financial Services Inc. serves individual, corporate, and institutional clients through brokerage and investment advisory offerings, including fee-based financial planning and portfolio management. The firm combines institutional trading capabilities with wealth management services and utilizes research from its Chief Investment Office and global resources to tailor investment strategies.

Nicholas Medlin is a financial advisor at Merrill with 17 years at the firm and five years of industry experience. He holds a Series 66 designation. Merrill, together with its affiliate Managed Account Advisors LLC, provides managed account services to Bank of America fiduciary clients through the Select Portfolio Solutions Program, offering model-based and discretionary investment strategies for individuals, high-net-worth clients, and various institutional investors.

Christian Montero is a financial advisor at Morgan Stanley with 18 years of industry experience. He holds Series 63 and Series 66 licenses and has previously worked at firms including E*TRADE Capital Management, Bank of America, Merrill, and TD Ameritrade. Morgan Stanley Wealth Management serves both individual and institutional clients, offering a range of advisory programs and financial planning services that utilize structured discovery and firm-approved tools. The firm manages approximately $2.74 trillion in client assets and provides both direct and corporate financial planning solutions.

Kevin Moran is a financial advisor at UBS Financial Services with 28 years of industry experience, including 26 years at UBS. He holds Series 63 and Series 65 licenses. Outside of his advisory role, Moran serves on the board of directors for Jane's Fund, a nonprofit organization that supports children with cancer and their families. UBS Financial Services serves individual, corporate, and institutional clients through brokerage and investment advisory offerings. The firm integrates institutional trading capabilities with wealth management services, providing a range of solutions including financial planning, portfolio management, and access to proprietary research and capital markets services.

James Elliott is a financial advisor with Wells Fargo Clearing in Rock Hill, SC, holding a Series 66 designation and 16 years of industry experience. His career includes roles at Wells Fargo Advisors Financial Network, Bb&T Securities, and BBTIS. Wells Fargo Advisors is a national securities firm serving individual, corporate, and institutional clients with investment advisory services, financial planning, and retirement plan consulting. The firm manages approximately $671 billion in assets and provides both brokerage and advisory solutions, relying on research from Wells Fargo Investment Institute and third-party sources.

Troy Fonseca is a financial advisor with LPL Financial, holding a Series 66 designation and 10 years of industry experience. He has worked at LPL Financial since 2018 and previously was with Woodbury Financial Services. He is also involved with PAUL GLOBAL BENEFITS. LPL Financial is an SEC-registered investment adviser and broker-dealer serving individuals, retirement plans, banks, corporations, and charitable organizations through a nationwide network of investment adviser representatives, offering various advisory programs, financial planning, and specialized investment management services.

William O'Brien is a financial advisor with UBS Financial Services in Charlotte, NC, holding Series 63 and Series 66 licenses and 12 years of industry experience. He has been with UBS since 2015. UBS Financial Services serves individual, corporate, and institutional clients through brokerage and investment advisory services, offering financial planning, portfolio management, and access to mutual funds and alternative products. The firm combines institutional trading capabilities with wealth management services and uses proprietary research and model-based asset allocations to tailor client strategies.

Thomas Nichols Jr. is a CFP®-certified financial advisor at LPL Financial with 22 years of industry experience. He previously worked at PNC Investments for four years and has been with LPL Financial since 2019. Outside of his advisory work, Nichols serves as a lacrosse official for the Charlotte Area Lacrosse Officials. LPL Financial is an SEC-registered investment adviser and broker-dealer serving a wide range of clients, including individuals, retirement plans, and charitable organizations. The firm offers financial planning, advisory programs, retirement plan consulting, and brokerage services supported by research and model portfolios, with both discretionary and non-discretionary management options.

Scott Lieberman is a financial advisor at LPL Financial with the Series 66 designation and four years of industry experience. He previously worked at TIAA for eight years. Lieberman is based in Fort Mill, South Carolina. LPL Financial is an SEC-registered investment adviser and broker-dealer serving individuals, retirement plans, banks, credit unions, corporations, and charitable organizations through a national network of investment adviser representatives. The firm offers a range of advisory programs, financial planning, retirement plan consulting, and brokerage services, with both discretionary and non-discretionary management options supported by research from LPL Research and third-party subadvisors.

Anne Van Demark is a financial advisor at LPL Financial with a Series 66 designation and three years of industry experience. Prior to joining LPL Financial in 2020, she worked as a consultant and spent several years as a homemaker. LPL Financial is an SEC-registered investment adviser and broker-dealer serving individuals, retirement plans, financial institutions, corporations, and charitable organizations through a national network of investment adviser representatives. The firm offers a range of advisory programs, financial planning, and retirement plan consulting, utilizing model portfolios, third-party subadvisors, and technology-driven strategies.

Julie Ann Isbey is a financial advisor with UBS Financial Services in Charlotte, NC, holding a Series 66 designation and eight years of industry experience. Her work history includes multiple roles at UBS Financial Services and Merrill. Prior to her advisory career, she was involved with the University of North Carolina at Charlotte and Rocky River Coffee Co. UBS Financial Services Inc. serves individual, corporate, and institutional clients with a range of brokerage and advisory offerings, combining institutional trading capabilities with wealth management services through a network of financial advisors utilizing proprietary research and model-based asset allocation.

Chad Wilfong is a CFP® professional with 13 years of industry experience, currently serving at Wells Fargo Clearing since 2016. He previously worked at Wells Fargo Advisors, LLC from 2009 to 2016 and was self-employed from 2003 to 2016. Wells Fargo Clearing provides retirement plan consulting to qualified ERISA plans and non-qualified deferred compensation plans, offering both non-discretionary and discretionary services. The firm’s advisory process is IPS-driven and grounded in modern portfolio theory, with a notable inclusion of insurance-related products and bank deposit sweep options among its investment offerings.

Bradley Turner Jr. is a financial advisor with Equitable Advisors, holding Series 63 and Series 65 licenses and bringing 26 years of industry experience. He has been with Equitable Advisors since 2004 and was previously associated with Axa Advisors during the same period. Equitable Advisors serves individual investors, retirement plan sponsors, corporations, and charitable organizations by offering financial planning, retirement-plan support, and access to asset management through LPL programs and a range of third-party asset managers. The firm employs a hybrid referral and implementation model, utilizing multiple program sponsors and third-party tools to tailor advisory services.

Howard Glasgow III is a financial advisor at UBS Financial Services with 24 years of industry experience. He holds a Series 66 designation and has been with UBS since 2009. UBS Financial Services serves individual, corporate, and institutional clients through brokerage and investment advisory offerings, including fee-based financial planning and portfolio management. The firm combines institutional trading capabilities with wealth management services and utilizes proprietary research and model-based asset allocations to tailor client plans.

Phillip Jordan is a CFP®-designated financial advisor with Wells Fargo Advisors in Charlotte, NC, bringing 25 years of industry experience. He has worked with Wells Fargo Clearing since 2016 and Wells Fargo Advisors LLC from 2012 to 2016. Outside of his advisory role, he owns and operates Bespoke Asset Management LLC, an investment-related business based in Matthews, NC. Wells Fargo Advisors Financial Network serves individuals, trusts, and institutional clients with a broad range of investment and fee-based financial planning services, including specialized planning for business-owner transitions and other niche areas. Advisors use Wells Fargo research and planning tools to deliver tailored recommendations, with flexible implementation options through their brokerage or advisory programs.