Dustin Schmidt is a financial advisor with Goldman Sachs Wealth Services holding a Series 66 designation and no prior industry experience. His background includes roles at Goldman Sachs & Co. LLC, Morgan Stanley, and multiple positions at Michigan State University. Goldman Sachs Wealth Services advises a diverse client base ranging from individual investors to institutional clients, offering financial planning, portfolio management, and specialized wealth programs. The firm integrates resources from across the Goldman Sachs organization to provide tailored investment strategies and varied service platforms.

Hunter Brasher is a CFP® and holds a Series 65 license with two years of industry experience. He has been with EP Wealth Advisors since 2022 and previously worked at Fox Pest Control and Brigham Young University. EP Wealth Advisors is a registered investment adviser serving individuals, corporate clients, and retirement plans. The firm offers wealth management, financial planning, and ancillary services, utilizing customized model portfolios and a blend of fundamental, technical, and cyclical analysis.

Nathan Cutler is a financial advisor at EP Wealth Advisors with a Series 65 designation and four years of industry experience. His prior work includes roles at Utah Valley University and Casepak, Inc. Outside of advising, no additional business activities were reported. EP Wealth Advisors is a registered investment adviser serving individuals, corporate clients, and retirement plans. The firm offers wealth management, discretionary portfolio management, and financial planning, using customized model portfolios and a range of investment strategies including fundamental, technical, and cyclical analysis.

Nicole Letarte is a financial advisor with J. W. Cole Advisors, Inc. in Orange, California, holding a Series 66 designation and nine years of industry experience. She previously worked at Lincoln Financial Advisors Corporation for seven years before joining J. W. Cole Advisors in 2022. Letarte owns and operates Modern Wealth Design, a financial planning business. J. W. Cole Advisors operates a large network of independent advisors and offers fee-based portfolio management, financial planning, retirement plan services, and access to multiple third-party investment platforms. The firm serves individuals, high-net-worth clients, and institutional accounts using a mix of discretionary and non-discretionary management strategies.

Marie Paul is a financial advisor with Goldman Sachs Wealth Services, holding Series 63 and Series 65 credentials and possessing two years of industry experience. Her prior roles include positions at CBRE and other firms, as well as a period working with the San Francisco Giants. Goldman Sachs Wealth Services provides financial planning and portfolio management to a diverse client base, including individual investors, corporate participants, executives, and institutional clients. The firm employs tailored allocation models and manager selections, offering a range of fee arrangements and leveraging the broader Goldman Sachs ecosystem for expanded product access.

Casey Ahrendsen is a financial advisor at EP Wealth Advisors with four years of industry experience. He holds the ChFC® designation and the Series 66 license. Prior to joining EP Wealth Advisors, he worked at Capital Group - American Funds Distributors, Inc. from 2021 to 2023. EP Wealth Advisors is a registered investment adviser serving individuals, including high-net-worth clients, corporate and business clients, and retirement plans. The firm offers wealth management, discretionary portfolio management, financial planning, and ancillary services such as tax preparation and estate-document preparation for qualifying clients. Their investment approach includes customized model portfolios with monitoring and rebalancing, and they also provide ERISA plan services and access to alternative investments and private funds.

Tracy Sula Wang is a financial advisor with Transamerica Financial Advisors in Irvine, CA, holding Series 63 and Series 65 licenses and 11 years of industry experience. She has held roles at Revolution Financial Management and Rise Inc, where she serves as a board member and president. Wang is also involved in insurance sales through affiliated companies connected to Transamerica. Transamerica Financial Advisors serves a diverse client base including individual investors, pension plans, trusts, and charitable organizations, offering a combination of advisory and broker-dealer services. The firm provides access to proprietary and third-party investment models with both discretionary and non-discretionary management options.

Richard Caw is a CFP® professional with 23 years of industry experience. He is currently with EP Wealth Advisors, where he has worked since 2025, following prior roles at Better Money Decision and The Sherringon Group. EP Wealth Advisors is a registered investment adviser serving individuals, corporate clients, and retirement plans. The firm provides wealth management, discretionary portfolio management, financial planning, and ancillary services including tax preparation and estate-document preparation for qualifying clients, employing a strategy that combines fundamental, technical, and cyclical analysis with access to alternative investments and third-party managers.

Todd Vaught is a CFP® with three years of industry experience and is currently affiliated with EP Wealth Advisors in Torrance, CA. He previously worked at Pathstone and Key Investment Services. EP Wealth Advisors serves individuals, corporate clients, and retirement plans, offering wealth management, financial planning, and ancillary services such as tax preparation and estate-document access for qualified clients. The firm uses a variety of investment strategies including fundamental, technical, and cyclical analysis, and manages ERISA plans with discretionary fiduciary services.

Timothy Carter is a financial advisor with Eagle Strategies (NY Life) in Irvine, CA, holding Series 63 and Series 65 licenses and bringing 42 years of industry experience. He has worked with Eagle Strategies since 2006 and has been affiliated with NYLife Securities LLC and New York Life Insurance Company since the early 1980s. His other business activities include brokering non-registered insurance products. Eagle Strategies serves a diverse range of individual and institutional clients, providing financial planning, investment management, and retirement-plan advisory services through a large network of affiliated representatives. The firm offers multiple advisory programs tailored to client needs and emphasizes non-discretionary management alongside fiduciary responsibilities to retirement investors.

Gary Le is a Series 66-licensed advisor at Money Concepts Capital Corp with one year of industry experience. Prior to his role at the firm, he held various educational positions over the past decade, including roles at Santiago Canyon College, Troy High School, Sarah McGarvin Intermediate School, and Anthony Elementary School. Money Concepts Capital Corp serves a broad client base, including individual investors, pension plans, and corporations, managing approximately $4.07 billion in assets through enterprise-scale advisory services. The firm employs model-driven, asset-allocation strategies and offers both discretionary and non-discretionary programs, utilizing third-party managers and platforms such as Envestnet for investment and reporting support.

Kristina Ventura is a financial advisor at EP Wealth Advisors with 20 years of industry experience. She holds Series 65 and Series 66 designations. Prior to joining EP Wealth Advisors in 2025, she worked for Peninsula Wealth, LLC for 11 years. EP Wealth Advisors serves individual, corporate, and retirement plan clients with wealth management, discretionary portfolio management, and financial planning services. The firm uses customized model portfolios and a combination of fundamental, technical, and cyclical analysis, along with alternative investments and private fund recommendations when appropriate.

Victoria Martin is a financial advisor with Centaurus Financial, Inc. in Anaheim, CA, holding Series 63, Series 65, and Series 66 licenses and 19 years of industry experience. She has worked at Centaurus Financial since 2006 and is also associated with Archangel Financial. In addition to her advisory role, Martin is a licensed attorney in California and owns a law practice specializing in estate planning, probate, special needs conservatorships, and trust administration. Centaurus Financial, Inc. serves a diverse client base including individuals, families, businesses, corporations, trusts, and foundations, offering financial planning, portfolio management, retirement-plan consulting, and advisory management of annuity and variable life sub-accounts through a blend of discretionary and non-discretionary arrangements. The firm employs a variety of analytical approaches and provides access to model overlay programs, tax-overlay services, and approved third-party money managers.

Andrew Kurtz is a financial advisor with EP Wealth Advisors in Torrance, CA. He holds a Series 65 designation and has six years of industry experience. Prior to joining EP Wealth Advisors, he worked at RKL Wealth Management LLC and RKL LLP. EP Wealth Advisors serves individuals, corporate clients, and retirement plans, offering wealth management, discretionary portfolio management, and financial planning services. The firm employs a blend of fundamental, technical, and cyclical analysis in portfolio construction and provides various ancillary services, including tax preparation and estate-document facilitation for qualifying clients.

Mai Nghiem is a financial advisor with Citigroup Global Markets, holding Series 63 and Series 65 licenses and bringing 10 years of industry experience. Prior to joining Citigroup in 2021, they worked at Comerica Securities, Marcum Financial Services, Raymond James Financial Services, State Farm VP Management Corp., and Phillip Ngo Insurance Agency. Outside of their advisory role, Mai Nghiem is involved in providing in-home supportive services to individuals with limited self-care abilities. Citigroup Global Markets serves individual and institutional clients across multiple wealth segments, offering a variety of investment advisory programs and broker-dealer services. The firm employs multi-asset, multi-manager strategies with oversight committees and incorporates a combination of institutional scale and specialized market functions.

Jack Mathews is a financial advisor with Goldman Sachs Wealth Services in Newport Beach, CA. He holds a Series 66 designation and has five years of industry experience. Prior to his current role, he worked at Goldman Sachs Ayco Personal Financial Management and has held various positions connected to Pepperdine University and Experian. Goldman Sachs Wealth Services provides financial planning and portfolio management to a diverse client base, including individual investors, executives, corporate participants, and institutional clients. The firm offers tailored strategies supported by integrated resources across the Goldman Sachs organization, utilizing advanced analytics and a range of service models.

John McGrath is a CFP® with 25 years of industry experience, currently serving as a financial advisor at EP Wealth Advisors since 2009. Based in Torrance, CA, he holds Series 63 and Series 65 licenses. EP Wealth Advisors is a registered investment adviser providing wealth management, discretionary portfolio management, and financial planning services to individuals, corporate clients, and retirement plans. The firm employs a combination of fundamental, technical, and cyclical analysis to create customized model portfolios and offers ancillary services such as tax preparation and estate-document preparation for qualified clients.

Nathan Rogers is a financial advisor with EP Wealth Advisors in Torrance, CA, holding Series 63, 65, and 66 licenses and 12 years of industry experience. He previously worked at Polaris Wealth Advisory Group, TD Ameritrade Investment Management, and Scottrade. Outside of advisory services, Mr. Rogers teaches a college course on Business Law and Business Communications at Shasta College and provides support in corporate planning and oversight for a health and wellness center. EP Wealth Advisors serves individuals, businesses, and retirement plans with wealth management, financial planning, and ancillary services, offering customized portfolios that incorporate fundamental, technical, and cyclical analysis along with alternative investment options. The firm also provides ERISA plan services and internal tax preparation and estate-document offerings for eligible clients.

Brooke Wadsworth is a financial advisor at EP Wealth Advisors with six years of industry experience. She holds a Series 65 credential and has worked previously at Vantage Advisors, LLC and UHY Advisors MI, Inc. Outside of her advisory role, she is involved as a member and shareholder in real estate investment businesses. EP Wealth Advisors serves individuals, corporate and business clients, and retirement plans by offering wealth management, discretionary portfolio management, and financial planning services. The firm employs customized model portfolios with ongoing monitoring and utilizes a combination of fundamental, technical, and cyclical analysis, along with alternative investment strategies when appropriate.

Therese Cheevers is a financial advisor with Integrated Wealth Concepts LLC in Irvine, CA. She holds credentials as a CPA and has two years of experience in financial advising, alongside over 19 years as a partner at Windes, Inc., a CPA firm. Integrated Wealth Concepts serves individuals, high-net-worth clients, families, trusts, estates, businesses, and retirement plans through a network of independent advisors. The firm offers discretionary investment management, financial planning, family office, and retirement plan advisory services, utilizing customized portfolios with mutual funds, ETFs, equities, and fixed income, and combining internal management with third-party asset managers.