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Tyler S

Series 66

Naperville, IL

Raymond James Financial

Tyler Selvy is a financial advisor with Raymond James Financial Services Advisors, Inc. He holds a Series 66 designation and has one year of industry experience. His prior work includes roles at Northwestern Mutual Investment Services LLC and Mountain Street Advisors, LLC. Raymond James Financial Services Advisors, Inc. provides financial planning, investment consulting, and advisory services to a wide range of clients, including individuals, high-net-worth clients, pension plans, corporations, charitable organizations, and institutions. The firm uses analytical tools such as deterministic and probability modeling to tailor planning and consulting services to client goals and supports a large advisor network with diverse advisory programs.

Wealth management Tax strategies for small businesses Business succession planning General estate planning guidance Founder/Business Owner Executive
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Landon T

Series 66

Naperville, IL

Merrill

Landon Thompson is a financial advisor with Merrill in Naperville, IL, holding a Series 66 credential and eight years of industry experience. His prior roles include positions at Bank of America and GRN Winfield. Outside of his advisory work, he is involved in several entrepreneurial ventures including owning a podcast focused on marriage and parenting, consulting in digital marketing for small businesses, and marketing nutritional supplements. Merrill, along with its affiliate Managed Account Advisors LLC, provides managed account services to Bank of America fiduciary clients through the Select Portfolio Solutions Program. The firm serves individuals, high-net-worth clients, and institutional accounts using model-based and discretionary investment strategies developed by internal teams and third-party managers.

Tax-loss harvesting Active portfolio management Wealth management
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Patrice K

Series 66

Naperville, IL

Thrivent Investment Management

Patrice Kimble is a financial advisor at Thrivent Investment Management with two years of industry experience. She holds the Series 66 designation and has previously worked at Merrill and Bank of America. Prior to her financial services career, she was involved in small business operations including Serenity Day Spa and A & V Homecare Services. Thrivent Investment Management provides Dedicated Planning Services to individuals, families, businesses, and nonprofit clients, offering goal-based analyses and written recommendations on a range of financial planning topics without portfolio management or discretionary trading authority.

Business ownership considerations
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Barbara F

Series 66

Wheaton, IL

Edward Jones

Barbara Franks is a financial advisor with Edward Jones in Wheaton, IL, holding a Series 66 designation and 12 years of industry experience. She has been with Edward Jones since 2014. Edward Jones is a full-service wealth management firm serving over four million individual and institutional clients, offering various advisory programs, including discretionary and non-discretionary wrap fee strategies, separately managed accounts, and affiliated mutual funds. The firm operates under a fiduciary standard and is notable for its large network of advisors and branches, as well as affiliated capabilities beyond advisory services.

Wealth management Tax-loss harvesting Multi-generational wealth transfer Retired Founder/Business Owner Executive
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Vito L

CFP®, Series 63, Series 65

Wheaton, IL

J.P. Morgan Securities

Vito Laera is a CFP®-certified financial advisor with 24 years of industry experience, currently serving at J.P. Morgan Securities since 2012. His tenure includes work with both J.P. Morgan Securities and JPMorgan Chase Bank, NA. J.P. Morgan Securities LLC provides institutional consulting services to corporations, foundations, and defined contribution plan sponsors, offering asset allocation advice, investment manager searches, and customized performance reporting through a select group of Wealth Advisors. The firm operates with a combination of institutional advisory services and market-facing registrations, delivering recommendations on a non-discretionary basis.

Wealth management Executive Founder/Business Owner
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Brian M

Series 63, Series 66

Downers Grove, IL

LPL Financial

Brian Mcpartlin is a financial advisor with LPL Financial in Downers Grove, IL, holding Series 63 and Series 66 licenses and bringing 41 years of industry experience. His prior roles include positions at Wells Fargo Clearing, Wells Fargo Advisors LLC, and Chase Investment Services Corp. He operates a DBA called HighPoint Planning Partners for his LPL business. LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individuals, retirement plan participants, banks, trust companies, and institutions. The firm offers a range of advisory and brokerage services, including financial planning, model portfolios, third-party asset management, and institutional platforms.

Wealth management Retirement income strategy College savings (529s, UTMA, etc.) Tax-loss harvesting Annuities Retired Founder/Business Owner Executive
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Harvey S

Series 63, Series 65

Naperville, IL

Merrill

Harvey Saint Jean is a financial advisor at Merrill with Series 63 and Series 65 credentials and two years of industry experience. His prior firms include Morgan Stanley, Robinhood Markets, and Bank of America. Outside of his advisory work, he owns and operates DJ Major, a sole proprietorship providing music entertainment and digital content creation services. Merrill, together with its affiliate Managed Account Advisors LLC, offers managed account services to Bank of America fiduciary clients through the Select Portfolio Solutions Program, providing model-based and discretionary investment strategies for a range of individual and institutional clients.

Tax-loss harvesting Active portfolio management Wealth management
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William A

Series 66

Winfield, IL

Edward Jones

William Arnold is a financial advisor at Edward Jones in Winfield, IL, holding a Series 66 designation with 13 years of industry experience. He has been with Edward Jones since 2013. Edward Jones is a full-service wealth management firm serving more than four million individual and institutional clients, offering a wide range of advisory programs, including discretionary and non-discretionary wrap fee strategies, separately managed accounts, and tax-efficient services, supported by a nationwide network of over 23,000 financial advisors.

Wealth management Tax-loss harvesting Multi-generational wealth transfer Retired Founder/Business Owner Executive
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Seth P

Series 63, Series 65

Warrenville, IL

Raymond James Financial

Seth Pietrini is a financial advisor with Raymond James Financial who holds Series 63 and Series 65 credentials and has 20 years of industry experience. He previously worked at Invesco Advisers, Inc. and Powershares Capital Management. Pietrini is also the owner and operations manager of Legacy Wealth Advisors. Raymond James Financial Services Advisors provides financial planning, investment consulting, and advisory services to individual, high-net-worth, institutional, and corporate clients, offering tailored non-discretionary planning and consulting through analytical tools and various advisory programs.

Wealth management Tax strategies for small businesses Business succession planning General estate planning guidance Founder/Business Owner Executive
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Jacob P

Series 63, Series 66

Sugar Grove, IL

Edward Jones

Jacob Page is a financial advisor at Edward Jones with a Series 63 and Series 66 license and six years of industry experience. He worked at Wells Fargo for eleven years before joining Edward Jones in 2023. Edward Jones is a full-service wealth management firm serving individual and institutional clients with a range of advisory programs, including discretionary and non-discretionary wrap fee strategies, separately managed accounts, and affiliated mutual funds. The firm manages approximately $1.01 trillion in assets and operates a large network of financial advisors and branch offices nationwide.

Retirement income strategy College savings (529s, UTMA, etc.) Retired Founder/Business Owner Executive
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Lori G

Series 66

Oswego, IL

LPL Financial

Lori Galbraith is a financial advisor with LPL Financial, holding a Series 66 designation and bringing 11 years of industry experience. Her career includes roles at Fifth Third Securities, First Midwest Bank, Waddell & Reed, and Infinex Investments. LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individuals, retirement plan participants, banks, trust companies, and institutions. The firm offers a broad range of advisory and brokerage services, including financial planning, model portfolio programs, third-party asset management, and institutional platforms.

Wealth management Retirement income strategy College savings (529s, UTMA, etc.) Tax-loss harvesting Annuities Retired Founder/Business Owner Executive
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Eva H

Series 66

Schaumburg, IL

Raymond James & Associates

Eva Hahn is a financial advisor with Raymond James & Associates in Schaumburg, IL, holding a Series 66 designation and one year of industry experience. Her prior work history includes roles with the Islamic Society of Northwest Suburbs and various nonprofit organizations. Raymond James & Associates, Inc. is a large broker-dealer and SEC-registered investment adviser managing approximately $501 billion in assets. The firm serves a diverse client base, including individuals, institutional and pension plans, and charitable organizations, offering financial planning, non-discretionary investment consulting, and institutional fiduciary services.

General retirement planning Retirement income strategy Business succession planning Founder/Business Owner Executive
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Nicholas S

Series 66

Lisle, IL

LPL Financial

Nicholas Styczen is a financial advisor at LPL Financial with 20 years of industry experience. He holds a Series 66 designation and has previously worked at SPC, Sigma Financial Corporation, Ameriprise, and A.G. Edwards & Sons. Nicholas also owns Styczen Financial Inc., a business entity used for tax and investment purposes. LPL Financial is a national broker-dealer and SEC-registered investment adviser offering advisory and brokerage services to individuals, retirement plans, banks, trust companies, and institutions. The firm provides financial planning, model portfolios, third-party asset management, and institutional platforms, supporting a wide range of investment strategies implemented by its advisors.

Wealth management Retirement income strategy College savings (529s, UTMA, etc.) Tax-loss harvesting Annuities Retired Founder/Business Owner Executive
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Gabriel S

Series 66

Naperville, IL

Wells Fargo Advisors

Gabriel Siracusano is a financial advisor at Wells Fargo Advisors with one year of industry experience. He holds the Series 66 designation and is based in Naperville, Illinois. He has been with Wells Fargo Advisors since 2023 and has a background as a student spanning 20 years. Wells Fargo Advisors Financial Network is a large broker-dealer and registered investment adviser affiliated with Wells Fargo, providing investment and fee-based financial planning services to individuals, trusts, and institutional clients. The firm offers a broad planning menu and tailored recommendations using Wells Fargo research and planning tools.

Divorce financial planning Planning for children with special needs Business exit / sale strategy Cash flow / budgeting Founder/Business Owner
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Diane W

Series 63, Series 65

Naperville, IL

LPL Financial

Diane Williams is a financial advisor with LPL Financial in Naperville, IL, holding Series 63 and Series 65 licenses and possessing 26 years of industry experience. She has worked at LPL Financial since 2020 and previously held roles at Avantax Investment Services and Avantax Advisory Services. Outside of her advisory work, she prepares individual income tax returns through her involvement with Susan S. Lewis, Ltd., a CPA firm. LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individuals, retirement plan participants, banks, trust companies, and other institutions. The firm offers a range of advisory and brokerage services, including financial planning, model portfolios, and third-party asset management, supported by advanced operational tools and a broad platform that includes insurance and banking partnerships.

Wealth management Retirement income strategy College savings (529s, UTMA, etc.) Tax-loss harvesting Annuities Retired Founder/Business Owner Executive
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Cheryl D

Series 66

Naperville, IL

Edward Jones

Cheryl Duncan is a Series 66-licensed financial advisor with Edward Jones in Naperville, IL, where she has worked since 2012, accumulating 13 years of industry experience. She is also associated with Nature's Sunshine Products, a nutritional supplements business. Edward Jones is a full-service wealth management firm serving over four million individual and institutional clients. The firm offers a range of advisory programs, including discretionary and non-discretionary strategies, and manages approximately $1.01 trillion in assets through a nationwide network of more than 23,700 advisors.

Wealth management Tax-loss harvesting Multi-generational wealth transfer Retired Founder/Business Owner Executive
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Miguel J

ChFC®, Series 66

Wheaton, IL

J.P. Morgan Securities

Miguel Jimenez is a financial advisor with J.P. Morgan Securities, holding the ChFC® and Series 66 credentials and bringing 27 years of industry experience. He previously worked at TIAA and TIAA-CREF for 13 years before joining J.P. Morgan Securities and JPMorgan Chase Bank in 2019. J.P. Morgan Securities LLC provides investment consulting and advisory services primarily to institutional clients and retirement plan sponsors. The firm combines quantitative asset-allocation modeling with centralized due diligence and applies an ESG eligibility framework in its recommendations.

Wealth management Executive Founder/Business Owner
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Alan D

Series 63, Series 65

Lisle, IL

LPL Financial

Alan Delcorse is a financial advisor with LPL Financial in Lisle, IL, holding Series 63 and Series 65 registrations and bringing 33 years of industry experience. He has worked at LPL Financial since 2013 and has prior experience with Highpoint Advisor Group, Uhlmann Investment Management, and Calamos Advisors. Delcorse also engages in insurance sales, contracting as a broker for term, whole life, universal life, and long-term care insurance through outside agencies on a limited basis. LPL Financial is a national broker-dealer and SEC-registered investment adviser that provides advisory and brokerage services to individuals, retirement plans, banks, trust companies, and other institutions. The firm offers a range of financial planning and investment management solutions, utilizing both proprietary and third-party strategies, and supports its advisors with technology and operational tools.

Wealth management Retirement income strategy College savings (529s, UTMA, etc.) Tax-loss harvesting Annuities Retired Founder/Business Owner Executive
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Troy W

Series 63, Series 65

Naperville, IL

STIFEL

Troy Wallace is a financial advisor with Stifel in Naperville, IL, holding Series 63 and Series 65 credentials and 28 years of industry experience. He has been with Stifel Nicolaus & Co. Inc. since 2001. Outside of his advisory role, he serves as a board member for Earthen Vessels Outreach, an inner-city after-school mentoring program in Pittsburgh. Stifel serves a broad range of clients, including individuals, institutions, and charitable organizations, offering both brokerage and investment advisory services. The firm’s investment approach is based on proprietary analysis and probabilistic modeling developed by its Investment Strategy Group to support client decision-making.

General retirement planning Income planning
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Yiqing D

Series 66

Warrenville, IL

Ameriprise

Yiqing Dong is a financial advisor at Ameriprise with seven years of industry experience. She has held roles at Ameriprise since 2019 and previously worked at the National Immigration Forum and World Relief Corp. Dong serves on the boards of A Rocha USA and World Relief, contributing to nonprofit governance. Ameriprise Financial Services is a diversified advisory firm serving individual and institutional clients, offering a retirement income service that provides written recommendations and ongoing planning focused on dependable income sources and tax-aware withdrawal strategies.

Retirement income strategy Income planning Social Security optimization Retirement withdrawal strategies Approaching retirement
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