Katie Carter is a financial advisor at J.P. Morgan Securities with one year of industry experience. She holds a Series 66 designation and has previously worked at JPMorgan Chase Bank and been involved with several organizations, including Texas Tech University and the Georgie G. Snyder Center For Business Communication. J.P. Morgan Securities provides institutional consulting services to plan sponsors, corporations, endowments, and other institutional clients, focusing on written asset allocation advice, investment manager searches, and customized performance reporting. The firm’s advisory process combines quantitative and qualitative research and may include ESG criteria in its recommendations.

Timothy O'Connor is a financial advisor at Morgan Stanley with 33 years of industry experience. He holds Series 63 and Series 65 designations and has worked at Morgan Stanley Private Bank and Morgan Stanley Smith Barney since 2020, following seven years at UBS Financial Services. He is based in Houston, TX. Morgan Stanley Wealth Management is an SEC-registered investment adviser and broker-dealer serving individual and institutional clients with a range of advisory programs, including tailored financial planning and estate planning services. The firm manages approximately $2.74 trillion in client assets and utilizes structured planning tools and proprietary modeling techniques as part of its financial planning process.

Jennifer Kane is a Private Wealth Manager at Merrill Private Wealth Management, specializing in investments and wealth management. She has over twenty-five years of experience in evaluating client investment objectives, implementing strategies, and managing client relationships. Her client focus areas include college education planning, executive compensation, family wealth management strategies, services for endowments, foundations, and non-profits, legacy planning, managing new wealth, philanthropic planning, and portfolio management services. Prior to her current role, Jennifer held positions such as Private Wealth Financial Advisor at Wells Fargo Advisors, Global Investment Specialist at J.P. Morgan’s Private Bank, Senior Vice President at Atlantic Trust Private Wealth Management, and Lead Portfolio Manager and member of the Investment Committee at Front Barnett Associates. She began her career as an analyst at Fayez Sarofim & Company in Houston, Texas. Jennifer holds a Bachelor of Arts in Economics from The University of Texas at Austin and a Master of Business Administration from Northwestern University’s Kellogg School of Management. She holds the Personal Investment Advisor (PIA) designation. Outside of her professional commitments, she is involved with the Bellaire Chapter of the Young Men's Service League and enjoys fishing, running, and spending time with her family.

Joshua Jurek is a financial advisor with Thrivent Investment Management, holding a Series 66 credential and three years of industry experience. His prior work includes roles at Thrivent Financial, Chick-fil-A, and ownership of HeBrews Coffeehouse. Outside of his advisory work, Jurek serves as a board member of the Design Discovery and Development Foundation and as a house church pastor at Grace House Church. Thrivent Investment Management provides Dedicated Planning Services to individuals, families, businesses, and nonprofits, offering comprehensive written financial recommendations across various planning areas without implementation. The firm combines holistic, goal-based analyses with managed-account options under a consolidated billing system, while advisors maintain responsibility for plan delivery and updates.

Indira Urcuyo is a financial advisor with Merrill, holding a Series 66 designation and one year of industry experience. Her prior roles include positions at Bank of America, N.A., Moopark College, Walmart, and Lafise Bank. Merrill, together with its affiliate Managed Account Advisors LLC, provides managed account services to Bank of America fiduciary clients through the Select Portfolio Solutions Program, offering model-based and discretionary investment strategies for individuals, high-net-worth clients, pension and profit-sharing plans, corporations, and charitable organizations.

Jon Saleem is a financial advisor with RBC Capital Markets and holds a Series 66 designation. He has 15 years of industry experience, including prior roles at Good Life Advisors, LPL Financial, and Ameriprise. RBC Wealth Management, a division of RBC Capital Markets, serves a diverse client base including individual investors, institutional clients, pension plans, corporations, and charitable organizations. The firm offers multiple wrap fee advisory programs with a range of portfolio management and financial planning services, tailoring strategies based on each client’s risk profile.

Charlie Chandler is a Series 66-credentialed financial advisor with J.P. Morgan Securities in Houston, TX, beginning his industry career in 2026. His prior experience includes roles at UBS, RBC, and JPMorgan Chase Bank, N.A., as well as work outside finance at Texas A&M and Chandler Guest Ranch. J.P. Morgan Securities provides institutional consulting services to plan sponsors, corporations, endowments, and other institutional clients, focusing on written asset allocation advice, investment manager searches, and customized performance reporting within a non-discretionary advisory program.

Jerome Go is a financial advisor with UBS Financial Services in Houston, TX, holding Series 63 and Series 65 licenses and bringing 39 years of industry experience. He has been with UBS Financial Services since 1991. Outside of his advisory role, he serves as president of the Carnegie Vanguard High School Baseball Booster Club, a voluntary organization supporting the school's baseball program. UBS Financial Services serves individual, corporate, and institutional clients through brokerage and investment advisory services, combining institutional trading capabilities with wealth management. Advisors at UBS use proprietary research and model-based asset allocations to tailor plans aligned with clients’ goals and risk tolerances.

Charles Mccall Jr. is a financial advisor at Wells Fargo Clearing in San Antonio, TX, holding Series 63 and Series 65 licenses. He has experience with Wells Fargo Bank, JP Morgan Chase & Co., and Conns Home Plus, totaling over 15 years in the financial and related sectors. Wells Fargo Clearing provides retirement plan consulting services to qualified ERISA plans and non-qualified deferred compensation plans, offering both discretionary and non-discretionary investment advisory services. The firm’s advisory process is IPS-driven and incorporates modern portfolio theory, with a notable inclusion of insurance-related products and bank deposit sweep options among its investment offerings.

Lester Bostwick is a financial advisor with LPL Financial in Spring, TX, holding a Series 63 designation and 30 years of industry experience. He previously worked at Next Financial Group Inc for 17 years and Ameriprise for 12 years. Outside of his advisory role, he is licensed as an insurance agent specializing in fixed annuities and life/health insurance products. LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individuals, retirement plan participants, banks, trust companies, and institutions. The firm offers a range of advisory and brokerage services including financial planning, model portfolios, and third-party asset management, supported by a large network of advisors and various non-advisory financial products.

William Lloyd is a financial advisor with Fidelity, holding the Series 63 and Series 66 licenses and bringing nine years of industry experience. Prior to joining Fidelity, he worked at JP Morgan Chase and JP Morgan Securities from 2016 to 2022. Outside of his financial career, he operates a woodworking business called Willow's Woodshop, where he creates and sells wood products online. Fidelity’s Strategic Advisers LLC provides investment management and advisory services to a diverse client base, including retail and institutional investors, employing a blend of fundamental research, quantitative analysis, and algorithmic portfolio construction. The firm serves as an advisor to multiple registered investment companies and utilizes systematic methodologies in its discretionary and non-discretionary management offerings.

Roberto Martinez is a CFA® charterholder with 12 years of industry experience, currently serving as an advisor at J.P. Morgan Securities in Houston, TX. Prior to joining J.P. Morgan in 2019, he worked at Actinver Securities, Inc. outside the United States for seven years. Martinez is also an owner and partner of two real estate entities involved in short-term and long-term rental property management. J.P. Morgan Securities provides institutional consulting services to plan sponsors, corporations, endowments, and other institutional clients, focusing on written asset allocation advice, investment manager searches, and customized performance reporting within a non-discretionary advisory framework.

Ozzie Bauer is a financial advisor with UBS Financial Services in Houston, TX, holding Series 63 and Series 65 credentials and bringing 50 years of industry experience. He has been with UBS since 2009. Bauer is also a partner involved in investment decisions for private limited partnerships. UBS Financial Services serves individual, corporate, and institutional clients through brokerage and investment advisory services, including fee-based financial planning and portfolio management. The firm combines institutional trading capabilities with wealth management and offers a broad range of capital markets services and proprietary research to support its advisory network.

Judith Wallace is a financial advisor with Wells Fargo Clearing in Houston, TX, holding a Series 66 designation and 16 years of industry experience. Her prior work includes roles at JP Morgan Securities LLC, Merrill, and Waddell & Reed. Wells Fargo Advisors is a national securities firm serving individual, corporate, and institutional clients with investment advisory services, financial planning, wrap-fee programs, and retirement plan consulting. The firm manages approximately $671 billion in assets and offers both brokerage and advisory solutions.

Blaize Kaduru is a financial advisor with Wells Fargo Clearing in Houston, TX, holding Series 63 and Series 66 credentials and 22 years of industry experience. He previously worked at J.P. Morgan Securities for 12 years before joining Wells Fargo Clearing in 2026. Wells Fargo Advisors is a national securities firm serving individual, corporate, and institutional clients with investment advisory services, financial planning, and retirement plan consulting. The firm manages approximately $671 billion in assets and combines brokerage and advisory solutions supported by research from Wells Fargo Investment Institute and third-party sources.

John Dunegan is a financial advisor with Thrivent Investment Management in Houston, TX. He holds a Series 66 designation and has six years of industry experience. Prior to joining Thrivent, he worked at Private Advisor Group, LPL Financial, Brookwood Advisors, and Invesco. Thrivent Investment Management provides Dedicated Planning Services to individuals, families, businesses, and nonprofit clients, offering comprehensive written recommendations on topics such as retirement, tax, estate, and special needs planning. The firm focuses on goal-based analyses and allows clients to combine planning with managed-account programs while keeping the services distinct.

Jessica Lauren Vega is a financial advisor at UBS Financial Services with two years of industry experience. She holds a Series 66 designation and previously worked for Pappas Restaurants for seven years prior to joining UBS in 2022. UBS Financial Services serves individual, corporate, and institutional clients with brokerage and investment advisory offerings, including fee-based financial planning and portfolio management. The firm integrates proprietary research and institutional trading capabilities with wealth management services.

Toby Mcswain is a financial advisor with LPL Financial, holding Series 63 and Series 65 licenses and bringing 22 years of industry experience. He previously worked at Waddell & Reed, Inc. for 12 years and has operated his own advisory business since 2013. Outside of his advisory role, he is involved with the Forgotten Wishes Foundation and manages Audacious, LLC. LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individuals, retirement plans, banks, trust companies, and institutions. The firm offers a range of advisory and brokerage services, including financial planning and model portfolio programs, supported by technology and a large network of over 22,800 advisors.

Susan Dick is a financial advisor at Raymond James Financial with 28 years of industry experience. She holds a Series 66 designation and has previously worked at Conklin Gilpin and Wertz, PLLC and FISD Inc. In addition to her advisory role, she serves as an officer and treasurer for Fourstone Wealth Management and is CEO of an accounting firm focused on tax planning. Raymond James Financial Services Advisors, Inc. provides financial planning and investment consulting to a wide range of clients, including individuals, high-net-worth clients, corporations, and institutional investors. The firm offers tailored, non-discretionary advice using risk profiling and analytical tools and supports advisory programs across a large advisor network.

Manuel Paullada Nevarez is a financial advisor with J.P. Morgan Securities in Houston, TX, holding Series 63 and Series 66 credentials and six years of industry experience. His career includes roles at J.P. Morgan Securities since 2020, JPMorgan Chase Bank from 2017 to present, and Credit Suisse Asesores Mexico from 2015 to 2017. J.P. Morgan Securities provides institutional consulting services to plan sponsors, corporations, endowments, and other institutional clients, focusing on written asset allocation advice, investment manager searches, and customized performance reporting. The firm's approach combines quantitative and qualitative research, using forward-looking capital market assumptions to build model allocations and incorporating an ESG eligibility framework.