Richard Hong is a financial advisor with J.P. Morgan Securities in Irvine, CA. He holds the Series 63 and Series 66 licenses and has 10 years of industry experience, all with J.P. Morgan entities since 2015. J.P. Morgan Securities provides institutional consulting services to plan sponsors, corporations, endowments, and other institutional clients, focusing on written asset allocation advice, investment manager searches, and customized performance reporting. Their advisory process is supported by centralized due diligence and incorporates quantitative and qualitative research, offering a program with broader derivatives and commodities capabilities.

Brandon Arnold is a Certified Financial Planner (CFP®) with 27 years of industry experience, currently serving at Edward Jones since 1998. He holds the Series 63 designation and is based in Anaheim Hills, CA. Outside of his advisory role, he is the Vice President of the Kiwanis Club of Anaheim Hills/Yorba Linda. Edward Jones is a full-service wealth management firm serving over four million individual and institutional clients. The firm manages approximately $1.01 trillion in assets and offers a range of advisory programs, including discretionary and non-discretionary wrap fee strategies, separately managed accounts, and affiliated mutual funds.

Kevin Tetley is a CFP® professional with eight years of industry experience, currently affiliated with Raymond James Financial Services Advisors, Inc. He has worked with Raymond James since 2017 and previously spent a year at The Home Depot. Tetley is the owner of Tetley Wealth Group, a support company outside of his advisory role. Raymond James Financial Services Advisors, Inc. offers financial planning, investment consulting, and advisory services to a diverse client base, including individuals, corporations, and institutional clients. The firm emphasizes tailored, non-discretionary planning supported by analytical tools and maintains unique municipal and public finance capabilities alongside specialized advisory programs.

Saroj Taengkaew is a financial advisor at J.P. Morgan Securities with 18 years of industry experience. Saroj holds Series 63 and Series 66 licenses and has worked at Merrill, Bank of America, and Wells Fargo Clearing, among other firms. Outside of finance, Saroj has been involved in vegan-focused entrepreneurial ventures. J.P. Morgan Securities provides institutional consulting services to plan sponsors, corporations, endowments, and other institutional clients through a non-discretionary program that emphasizes written asset allocation advice, investment manager searches, and customized performance reporting.

Carlos Salazar Ramirez is a financial advisor at Wells Fargo Clearing with seven years of industry experience. He holds Series 63 and Series 66 licenses. His prior roles include positions at Bank of America N.A., Merrill, and Wells Fargo Clearing Services LLC. Wells Fargo Advisors is a national securities firm serving individual, corporate, and institutional clients with investment advisory services, financial planning, and retirement plan consulting. The firm manages approximately $671 billion in assets and offers both brokerage and advisory solutions supported by research from Wells Fargo Investment Institute and third-party sources.

Mason Smith is a CFP® and Series 66-licensed financial advisor with four years of industry experience. He has worked at Charles Schwab Bank, SSB and Charles Schwab since 2022, with prior experience at Fifth Third Bank and Islands LLC. He also spent ten years in full-time education before entering the financial services industry. Charles Schwab & Co., Inc. serves primarily high- and ultra-high-net-worth individuals through its Schwab Wealth Advisory wrap fee program and affiliated managed-account and financial planning services. The firm combines non-discretionary advisory relationships with access to affiliated discretionary separately managed accounts, using multi-asset model portfolios and alternative investment offerings.

David Kepner is a financial advisor at J.P. Morgan Securities with three years of industry experience. He holds a Series 66 designation and has worked at JPMorgan Chase Bank and J.P. Morgan Securities since 2022. Outside of finance, he owns and operates a small photography business, David Kepner Photography LLC, which he founded in 2011. J.P. Morgan Securities provides institutional consulting services to plan sponsors, corporations, endowments, and other institutional clients. The firm’s non-discretionary program emphasizes written asset allocation advice, investment manager searches, and customized performance reporting, supported by centralized due diligence and a mix of quantitative and qualitative research.

Lisa Silva is a financial advisor at OSAIC with 20 years of industry experience. She holds Series 63 and Series 65 credentials and previously worked at Woodbury Financial Services and Lincoln Financial Securities Corporation. Outside of her advisory work, she owns and manages a real estate brokerage firm. OSAIC Wealth serves a broad range of retail and institutional clients with brokerage and advisory services including comprehensive financial planning and managed portfolio programs. The firm’s investment approach emphasizes model-based asset allocation and portfolio optimization supported by risk-tolerance analysis and offers discretionary and non-discretionary strategies across multiple custodial platforms.

David Peterson is a financial advisor at Equitable Advisors with 32 years of industry experience. He holds Series 63 and Series 65 credentials and has worked at Equitable Advisors since 2005. Prior to that, he was with Axa Advisors and Mony Securities Corporation. He serves as a co-trustee for three family trusts and is trustee of his own revocable trust. Equitable Advisors provides financial planning, retirement plan consulting, and asset-management programs to individuals, pension and profit-sharing plans, corporations, and charitable organizations. The firm’s approach involves assessing client information and risk tolerance to match clients with investment programs or discretionary managers, utilizing a range of mutual funds, ETFs, separately managed accounts, and alternative investments.

Andrew Tran is a financial advisor with Wells Fargo Clearing in Irvine, CA, holding a Series 66 designation and 11 years of industry experience. His prior roles include positions at Morgan Stanley and various divisions of Avantax from 2015 to 2024. Wells Fargo Advisors is a national securities firm serving individual, corporate, and institutional clients with investment advisory services, financial planning, and retirement plan consulting. The firm manages approximately $671 billion in assets and offers both brokerage and advisory solutions supported by extensive research and analytics.

Timothy Tunney Jr. is a financial advisor with UBS Financial Services in Irvine, CA, holding a Series 63 designation and bringing 44 years of industry experience. He has been with UBS since 2008. Outside of his advisory role, Tunney serves on the Orange County Treasurer's Advisory Committee and is Treasurer and a board member of the Lincoln Club of Orange County. UBS Financial Services serves individual, corporate, and institutional clients through brokerage and investment advisory offerings, combining institutional trading capabilities with wealth management services and providing access to proprietary research and a broad range of investment products.

Mark Ellman is a Series 66-licensed financial advisor with 16 years of industry experience, currently with Osaic Wealth since 2025. He spent 15 years at Lincoln Financial Advisors prior to joining Osaic. Outside of his advisory work, Ellman has written a theatrical screenplay that he is seeking to sell to a studio or film production company. Osaic Wealth serves a diverse client base, including individual investors, retirement plans, charities, and corporate clients, offering brokerage and advisory services through a multi-advisor platform. The firm’s investment process focuses on model-based asset allocation and portfolio optimization, allowing advisors to implement discretionary strategies, select third-party managers, or use proprietary models.

Kalid Kouatli is a financial advisor with LPL Enterprise and holds Series 63, 65, and 66 credentials. He has two years of industry experience, including prior roles at Advanced Sterilization Products, General Electric, and Medline. Outside of his advisory work, he is active as a soccer referee. LPL Enterprise provides investment advisory and brokerage services to individual and high-net-worth investors, retirement plans, banks, corporate, and charitable entities. The firm typically uses model-driven investment implementation and offers a range of services including financial planning, access to third-party asset managers, and participation in wrap programs.

Aramis Perez is a financial advisor at Wells Fargo Clearing with 18 years of industry experience. He holds Series 63 and Series 66 licenses and previously worked at Unionbanc Investment Services for 10 years before joining Wells Fargo Clearing in 2022. Wells Fargo Clearing provides retirement plan consulting to qualified ERISA plans and non-qualified deferred compensation plans, offering both discretionary and non-discretionary services. The firm’s advisory approach is IPS-driven and grounded in modern portfolio theory, with a notable inclusion of insurance-related investment options and bank deposit sweep programs within its product offerings.

Josie Chuang is a financial advisor at J.P. Morgan Securities with 12 years of industry experience. She holds Series 63 and Series 66 designations and has worked with various entities within JPMorgan Chase since 2014. J.P. Morgan Securities provides institutional consulting services to plan sponsors, corporations, endowments, and other institutional clients. Their advisory program emphasizes written asset allocation advice, investment manager searches, and customized performance reporting, supported by centralized due diligence and a combination of quantitative and qualitative research.

Bruce Kantelis II is a financial advisor with Wells Fargo Clearing, holding Series 63 and Series 66 designations and 15 years of industry experience. He has been with Wells Fargo in various capacities since 2009. Wells Fargo Advisors is a national securities firm serving individual, corporate, and institutional clients through investment advisory services, financial planning, and retirement plan consulting. The firm manages approximately $671 billion in assets and offers a range of brokerage and advisory solutions supported by research from Wells Fargo Investment Institute and third-party sources.

Kevin Tran is a financial advisor at Wells Fargo Clearing with six years of industry experience. He holds Series 63 and Series 66 designations and previously worked at JPMorgan Chase Securities LLC and JPMorgan Chase Bank N.A. before joining Wells Fargo Clearing in 2022. Wells Fargo Advisors is a national securities firm serving individual, corporate, and institutional clients with investment advisory services, financial planning, and retirement plan consulting. The firm manages approximately $671 billion in assets and offers a combination of brokerage and advisory solutions supported by research and analytics.

Christian Goldman is a financial advisor at Wells Fargo Clearing with 14 years of industry experience. He holds a Series 66 designation and has worked with Wells Fargo Bank, N.A. since 2009. Outside of his advisory role, he is a notary public in Jurupa Valley, California. Wells Fargo Advisors is a national securities firm serving individual, corporate, and institutional clients with investment advisory services, financial planning, and retirement plan consulting. The firm manages approximately $671 billion in assets and combines research-driven investment evaluation with a broad range of brokerage and advisory solutions.

Glenn Ushijima is a financial advisor with Wells Fargo Advisors, holding a Series 66 designation and 23 years of industry experience. His career includes roles at UBS Financial Services and Morgan Stanley, prior to joining Wells Fargo. Wells Fargo Advisors Financial Network serves individuals, trusts, and institutional clients with a broad range of financial planning and investment services, offering tailored recommendations supported by firm research and planning tools.

David Doerner is a financial advisor with LPL Enterprise and holds a Series 66 designation. He has recently joined LPL Enterprise in 2026 and has prior experience with firms including Fenthum Schweiz AG, Aviva Investors Schweiz GmbH, and Pictet Asset Management SA. LPL Enterprise provides investment advisory and brokerage services to a diverse client base, including individual and high-net-worth investors, retirement plans, banks, and charitable entities. The firm uses a model-driven investment approach and offers access to third-party asset managers, financial planning, and affiliated trust and insurance services.