Jason Pugh is Vice President and Financial Consultant at Fidelity Investments, a position he has held since 2023. He has been with Fidelity Investments since 2011, serving in various roles including Financial Consultant, Vice President Wealth Planner, Investment Consultant, and High Net Worth Representative. Jason assists clients in building financial roadmaps and developing investment plans aimed at achieving their financial goals. Throughout his career at Fidelity, Jason has gained experience in financial consulting and wealth planning. He holds a California Insurance License, supporting his capability in the financial services field.

Dominic Di Giorgio is a Financial Advisor specializing in wealth management and retirement planning, based in Charlotte, NC. He focuses on helping individuals, families, and business owners create strategies for financial goals that span generations. Dominic works closely with clients on key financial events such as business sales, liquidity events, and managing concentrated stock positions, providing tailored advice during pivotal moments. His expertise includes retirement strategies, tax-efficient growth, legacy and estate planning, diversification across markets, business transition, and education funding. Through his affiliation with Merrill Lynch and Bank of America, Dominic offers access to a wide range of financial resources including investment strategies, banking solutions, lending, and trust services. His approach emphasizes understanding clients' current situations and goals to design personalized strategies. Dominic holds a Bachelor's Degree from Saint Louis University and the professional designations Chartered Retirement Planning Counselor (CRPC) and Personal Investment Advisor (PIA). Originally from Chicago and a dual citizen of Italy and the U.S., he values family and generational planning. In his personal time, he enjoys spending time with his wife, dogs, and family, and follows sports such as baseball and soccer. He is also involved with the Big Ten Conference.

Michael Sullivan is a financial advisor with Fidelity Investments in Charlotte, NC, holding a Series 66 designation and five years of industry experience. His prior experience includes roles at Wells Fargo Bank NA and Vanguard. He works at Strategic Advisers LLC, a Fidelity Investments company that provides investment management and advisory services to retail and institutional clients. The firm uses a combination of fundamental research, quantitative analysis, and algorithmic portfolio construction to manage discretionary and non-discretionary portfolios, including model portfolios for intermediary platforms.

Thomas Manuel is a financial advisor with OSAIC in Charlotte, NC, holding Series 65 and Series 63 credentials and five years of industry experience. His prior roles include positions at The Vanguard Group, Gaiser Financial Group, and various other firms. OSAIC serves a diverse client base including individual investors, high-net-worth clients, pension plans, corporations, and charitable organizations. The firm offers integrated brokerage and advisory services through a broad network of advisers and uses a range of asset-allocation tools and third-party solutions to construct and manage portfolios across multiple investment types.

Anthony Perrotta is a financial advisor at Merrill with 18 years of industry experience. He holds the Series 63, 65, and 66 licenses. Perrotta has worked at Merrill since 2009, with a brief tenure at BofA Securities in 2019. Merrill provides managed account services to Bank of America fiduciary clients through the Select Portfolio Solutions program, offering a range of model-based and discretionary investment strategies for individuals, high-net-worth clients, and institutional investors. The firm leverages its integration with Bank of America’s broader platform to provide access to a wide set of products and services.

Marilyn Hoyle is a financial advisor at Wells Fargo Clearing in Charlotte, NC, holding Series 63, 65, and 66 licenses with 34 years of industry experience. She has been with Wells Fargo Clearing since 2016 and previously worked at Wells Fargo Advisors LLC from 2012 to 2016. Wells Fargo Clearing provides retirement plan consulting services to qualified ERISA plans and non-qualified deferred compensation plans, offering both discretionary and non-discretionary options. The firm’s IPS-driven advisory process incorporates modern portfolio theory and includes a broader range of financial products, such as insurance-related vehicles and bank deposit sweep options.

Joseph Lipe is a financial advisor at Robert W. Baird & Co. in Charlotte, NC, holding Series 63 and Series 65 credentials with 55 years of industry experience. He has been with Robert W. Baird since 2013. Lipe serves as the investment committee chairman for the Randall B. Terry Foundation, a charitable organization. He is part of the DDK Group within Robert W. Baird’s Private Wealth Management practice, which advises individuals, families, pensions, corporations, and charitable organizations. The group offers customized financial planning and portfolio management services, utilizing a range of investment strategies and manager options tailored to client goals and risk tolerances.

Danielle Williams is Vice President and Branch Leader at Fidelity Investments, a role she has held since 2026. In this position, she partners with employees to assist their clients in planning for the future with personalized strategies tailored to each client's unique needs. She emphasizes forming strong relationships and maintaining a deep level of trust with her employees. Danielle has extensive experience at Fidelity Investments, holding several roles since 2017, including Branch Leader, Benefits & Planning Consultant, Planning Consultant, Relationship Manager, and Financial Representative. Prior to joining Fidelity, she worked as a Risk Analyst through Veritude Temp Agency in 2015. Outside of her professional responsibilities, Danielle has interests in concerts, parenthood, puzzles, reading, theater, and traveling.

Robert Dulskis is a financial advisor with Cetera, holding Series 63, 65, and 66 licenses and bringing 42 years of industry experience. He has worked at Cetera Wealth Services, LLC since 2019 and previously spent over a decade with Summit Financial Group Inc and Summit Brokerage Services Inc. Cetera Investment Advisers LLC is an SEC-registered firm serving individual, corporate, charitable, and institutional clients nationwide. The firm offers a variety of portfolio management and financial planning services through a multi-manager platform with access to both affiliated and third-party managers.

John Tyers is a financial advisor with Wells Fargo Clearing in Charlotte, NC, holding Series 63 and Series 66 licenses and 25 years of industry experience. His career includes roles at AdvisorEngine/Templeton, Wealth Frameworks LLC, and Citizens Bank. Wells Fargo Advisors is a national securities firm serving individual, corporate, and institutional clients with investment advisory services, financial planning, and retirement plan consulting, managing approximately $671 billion in assets with over 14,000 financial advisors. The firm uses research and analytics from Wells Fargo Investment Institute alongside third-party databases, applying diversification and modern portfolio theory to investment evaluations.

Carter Straub is a financial advisor with Wells Fargo Clearing, holding a Series 66 designation and based in Charlotte, NC. He has been with Wells Fargo Clearing Services since 2025. Outside of his advisory role, he has business interests including founding Real LLC and previously worked at Yianni's Taverna. Wells Fargo Advisors is a national securities firm providing investment advisory services, financial planning, and retirement plan consulting to individual, corporate, and institutional clients. The firm manages approximately $671 billion in assets and offers both brokerage and advisory solutions, incorporating research from Wells Fargo Investment Institute and third-party resources.

Lauren Hall is a financial advisor with UBS Financial Services in Charlotte, NC, holding a Series 66 license and three years of industry experience. Prior to joining UBS in 2021, she worked at BAE Systems, Central Boarding Academy, and Oshkosh Corporation. UBS Financial Services serves individual, corporate, and institutional clients through brokerage and investment advisory services, providing a range of offerings including financial planning, portfolio management, and access to mutual funds and alternative products. The firm combines institutional trading capabilities with wealth management, delivering research-driven, tailored investment strategies.

William Thomas is a financial advisor at UBS Financial Services in Charlotte, NC, with five years of industry experience. He holds Series 63 and Series 65 licenses and has worked at firms including Wells Fargo Clearing, Linden Thomas & Company Securities, and The Vanguard Group. UBS Financial Services serves individual, corporate, and institutional clients through brokerage and investment advisory offerings. The firm combines institutional trading capabilities with wealth management services, utilizing proprietary research and model-based asset allocations to tailor solutions to clients’ goals and risk tolerances.

Edwin Garcia is a financial advisor with Merrill in Charlotte, NC, holding Series 63 and Series 66 credentials and 20 years of industry experience. His prior experience includes roles at Bank of America since 2022 and Wells Fargo Clearing and Wells Fargo Advisors LLC from 2010 to 2022. Merrill provides managed account services to Bank of America fiduciary clients through the Select Portfolio Solutions program, offering a broad range of model-based and discretionary investment strategies to individuals, high-net-worth clients, pension and profit-sharing plans, charitable organizations, and corporate fiduciaries.

Roman Moriarty is a CFP®-certified financial advisor with four years of industry experience, currently affiliated with LPL Financial in Charlotte, NC. His prior experience includes roles at Ameriprise and UBS Financial Services. Outside of finance, he operates a sole proprietorship in modeling and owns a small online business selling car stickers. LPL Financial is an SEC-registered investment adviser and broker-dealer serving a diverse client base, including individuals, retirement plans, and institutions. The firm offers a range of advisory programs, financial planning, and retirement consulting, supported by discretionary and non-discretionary management and various model portfolios.

Chase Greeson is a Planning Consultant at Fidelity Investments, where he focuses on enhancing and managing client relationships within the Financial Consultants' team. He works to effectively communicate with clients to address their concerns and complex issues, ensuring they receive priority attention and support. Chase has experience in several roles at Fidelity Investments, including Relationship Manager and Customer Relationship Advocate, positions he held prior to his current role. Before joining Fidelity, he gained experience as a Payroll Intern at Pendo.io. In his personal time, Chase has interests that include beach activities, fitness, food, golf, soccer, and traveling.

Ricardo Desoto II is a financial advisor with Morgan Stanley in Charlotte, NC, holding a Series 66 designation and 12 years of industry experience. He has been with Morgan Stanley and its Private Bank since 2013 and 2015, respectively. Outside of his advisory role, he serves as a board member of a nonprofit focused on youth and athletics. Morgan Stanley Wealth Management serves both individual and institutional clients, offering a range of advisory programs including tailored financial planning supported by firm-approved tools and analyses.

Yvette Mills is a financial advisor at Fidelity with 20 years of industry experience. She holds the CFP® and ChFC® designations and has previously worked at TIAA-CREF and Procurement & Contract Services Solutions (PCSS). Outside of her advisory role, she serves as a board member of the Jamaican American Cultural Association and acts as a financial officer for PCSS. Fidelity’s Strategic Advisers LLC provides investment management and advisory services to a broad client base, employing a blend of fundamental research, quantitative analysis, and algorithmic portfolio construction to deliver model portfolios across various platforms.

Madison Rosenberg is a financial advisor at Morgan Stanley in Charlotte, NC, holding Series 63 and Series 65 licenses with one year of industry experience. Prior to joining Morgan Stanley, Madison worked at Family Motors Too Inc and Fidelity Investments, and has served as a board member for the University of Tennessee Charlotte Alumni Chapter. Morgan Stanley Wealth Management provides advisory services to individuals and institutional clients, offering financial planning and estate planning strategies supported by firm-approved tools and modeling techniques. The firm manages approximately $2.74 trillion in client assets and delivers a range of investment programs through its extensive network of advisors.

Mai Lee is a financial advisor at Wells Fargo Clearing in Charlotte, NC, holding Series 63 and Series 66 designations with 23 years of industry experience. Prior to joining Wells Fargo Clearing in 2025, Mai worked at LPL Financial for seven years and held positions at BB&T Investments and BB&T Securities. Wells Fargo Clearing provides retirement plan consulting to qualified ERISA and non-qualified deferred compensation plans, offering both discretionary and non-discretionary services. The firm’s IPS-driven advisory process incorporates modern portfolio theory and includes a broader range of financial products, such as insurance-related vehicles and bank deposit sweep options.