Adoree Lee is a financial advisor at Morgan Stanley in San Jose, CA, with 17 years of industry experience. She holds the Series 63 and Series 66 licenses and previously worked at Merrill for 16 years and Rockefeller Financial LLC for one year. Morgan Stanley Wealth Management is an SEC-registered investment adviser and broker-dealer serving both individual and institutional clients with a range of advisory programs, including tailored financial planning supported by structured discovery and firm-approved tools. The firm manages approximately $2.74 trillion in client assets and offers services that encompass comprehensive planning and investment management.

Michael Simon is a Financial Consultant at Fidelity Investments, where he collaborates with individuals and families to develop investment plans tailored to their unique priorities and values. He focuses on providing education, resources, and strategies to help clients establish and maintain a path toward their financial goals. Michael has held various roles at Fidelity Investments since 2022, including Financial Representative, Relationship Manager, Investment Consultant, and currently Financial Consultant. He holds a California Insurance License. Outside of his professional work, Michael enjoys cooking and baking, playing golf, visiting museums, reading, skiing, and traveling.

Yan Huang is a financial advisor with UBS Financial Services in Fremont, CA, holding a Series 66 designation and nine years of industry experience. He has been with UBS Financial Services Inc. since 2016. UBS Financial Services Inc. serves individual, corporate, and institutional clients by offering brokerage and investment advisory services, including fee-based financial planning and portfolio management. The firm combines institutional trading capabilities with wealth management services and utilizes proprietary research and model-based asset allocations to tailor financial plans to clients’ goals and risk tolerances.

Alan Silverberg is a Series 66-credentialed financial advisor with Morgan Stanley in San Jose, CA, and has 23 years of industry experience. He has worked at Morgan Stanley Private Bank, N.A. since 2015 and Morgan Stanley Smith Barney LLC since 2009. Morgan Stanley Wealth Management serves individual and institutional clients with a range of advisory programs, including tailored financial planning that utilizes firm-approved tools and methodologies. The firm manages approximately $2.74 trillion in client assets and offers both direct and corporate financial planning services.

Li Chaoying is a financial advisor at Merrill with a Series 66 designation and no industry experience to date. Prior to joining Merrill in 2025, Li worked at Bank of America, CITIBANK, JVTEA TEATOP, and AT&T. Merrill, along with its affiliate Managed Account Advisors LLC, provides managed account services to Bank of America fiduciary clients through the Select Portfolio Solutions Program, offering model-based and discretionary investment strategies for individuals, high-net-worth clients, pension plans, corporations, and charitable organizations.

Anna Loegering is a financial advisor with LPL Enterprise LLC, holding a Series 66 designation and based in San Jose, CA. She joined LPL Enterprise in 2026 and has prior experience working as a part-time gymnastics instructor and as an office assistant in the UC Davis Plant Sciences department. She is also involved with Whova, Inc. outside of her advisory role. LPL Enterprise serves a diverse client base including individuals, retirement plans, charitable organizations, corporations, and institutional clients, offering both advisory and brokerage services. The firm utilizes a range of investment programs and third-party asset managers, combining financial planning with access to various brokerage and insurance products through its integrated platform.

Adela Lee is a Senior Financial Advisor at Merrill Lynch Wealth Management. She works with a diverse client base that includes business owners, dentists, management professionals, women, and members of the Chinese community. Fluent in English and Chinese, she communicates effectively about various investment aspects, including Employee Stock Option Plans (ESOP) and Employee Stock Purchase Plans (ESPP). With professional designations such as CERTIFIED PLAN FIDUCIARY ADVISOR (CPFA), Chartered Retirement Planning Counselor (CRPC), Personal Investment Advisor (PIA), and Retirement Benefits Consultant (RBC), Adela follows a disciplined process to understand her clients' values and develop personalized financial strategies. She holds a Bachelor's Degree from Fu Jen Catholic University and a Master's Degree from Northern Illinois University. Beyond her professional role, Adela is an author of two books and has raised three children as a single mother. She is actively involved in community service, having served as President of the ROC Villages Association of Northern California, participating in the San Francisco Taiko Group as a drummer, and contributing to organizations such as Tzu Chi USA and the Organization of Special Needs Family.

Adam Nieto is a financial advisor with LPL Financial in Fremont, CA, holding Series 63 and Series 66 credentials and over 31 years of industry experience. His prior roles include positions at Dcn Wealth Management, Sorrento Pacific Financial, LLC, and Fremont Bank. Outside of his advisory work, he is the owner of a home-based business called CardBoom4 Collectors. LPL Financial is an SEC-registered investment adviser and broker-dealer serving individual and institutional clients nationwide. The firm offers a range of advisory programs, retirement plan consulting, and brokerage services, utilizing both discretionary and non-discretionary management supported by proprietary and third-party research.

Douglas Brady is a financial advisor with UBS Financial Services in Los Gatos, CA, holding a Series 63 designation and 30 years of industry experience. He has worked at Morgan Stanley in various capacities from 2012 to 2022 before joining UBS in 2022. UBS Financial Services serves individual, corporate, and institutional clients with a range of brokerage and investment advisory services, combining institutional trading capabilities with wealth management. The firm offers fee-based financial planning, portfolio management, and access to proprietary research to tailor strategies to client goals and risk tolerances.

Blair Hansen is a financial advisor at OSAIC with 44 years of industry experience. He holds Series 63 and Series 65 designations and has worked previously at National Planning Corp, KMS Financial Services, and Securities America. Hansen is also involved as an insurance agent through Hansen Wealth Management. OSAIC serves a diverse mix of retail and institutional clients, providing integrated brokerage and advisory services, financial planning, retirement consulting, and access to third-party money managers. The firm employs various portfolio construction tools and offers both discretionary and non-discretionary account management.

Quang Nguyen is a financial advisor with Charles Schwab in Cupertino, CA, holding a Series 66 designation and 14 years of industry experience. He has worked at Charles Schwab Bank, Charles Schwab, TD Ameritrade Investment Management, TD Ameritrade, and Fidelity Investments. Charles Schwab & Co., Inc. serves primarily high- and ultra-high-net-worth individuals through its Schwab Wealth Advisory wrap fee program and affiliated managed-account and financial planning services. The firm offers a combination of non-discretionary and discretionary investment solutions with a multi-asset model portfolio approach and centralized custody and operational capabilities.

Catherine Shen is a financial advisor at Morgan Stanley in Cupertino, CA, with two years of industry experience. She holds the Series 63 and Series 65 designations. Prior to joining Morgan Stanley, she worked at Compass for eight years. Morgan Stanley Wealth Management is an SEC-registered investment adviser and broker-dealer that provides advisory programs and tailored financial planning to individuals and institutional clients. The firm manages approximately $2.74 trillion in client assets and employs a structured financial planning process supported by firm-approved tools and analysis.

Nan Lee is a financial advisor at Merrill with nine years of industry experience. She holds a Series 66 designation and has worked at Bank of America, N.A. and Merrill since 2015. Outside of advising, she is an officer of Chang & Lee Services Inc., a corporation providing UPS shipping and mailbox rental services, and is involved as a member in Atomy America, Inc., which operates online network marketing. Merrill, along with its affiliate Managed Account Advisors LLC, provides managed account services to Bank of America fiduciary clients through the Select Portfolio Solutions Program, offering model-based and discretionary investment strategies for individuals, high-net-worth clients, and various institutional investors.

Julie Liske is a financial advisor with Wells Fargo Clearing in San Jose, CA, holding Series 63 and Series 66 licenses and 29 years of industry experience. She has been with Wells Fargo Clearing since 2016, following five years at Wells Fargo Advisors LLC. Outside of her advisory role, she serves as a trustee for a family trust. Wells Fargo Clearing provides retirement plan consulting to qualified ERISA and non-qualified deferred compensation plans, offering both discretionary and non-discretionary services. The firm’s advisory process is IPS-driven and incorporates a broad range of financial products, including insurance-related vehicles and bank deposit sweep options.

Kelly Lee is a financial advisor at Ameriprise with 26 years of industry experience. She holds the Series 66 designation and has been with Ameriprise and its affiliated entities since 2008. Ameriprise provides retirement-income planning services focused on individuals nearing or in retirement with significant investable assets. The firm combines research, modeling, and tax-efficient strategies to deliver tailored, non-discretionary recommendations through a centralized consulting team.

Nicholas Kelly is a financial advisor at Fidelity with a Series 66 designation and approximately one year of industry experience. His prior work includes roles at UBS and various positions in education and community organizations. Outside of advisory work, he has experience with an insurance services firm. Fidelity’s Strategic Advisers LLC provides investment management and advisory services to retail and institutional clients, emphasizing a combination of fundamental research, quantitative analysis, and algorithmic portfolio construction, including the use of model portfolios composed of mutual funds, ETFs, and ETPs.

Art He is a financial advisor with LPL Financial, holding Series 63 and Series 65 licenses and bringing 24 years of industry experience. He has worked at LPL Financial since 2013. LPL Financial is an SEC-registered investment adviser and broker-dealer serving individuals, retirement plans, financial institutions, corporations, and charitable organizations nationwide. The firm offers a range of advisory programs and financial planning services, combining discretionary and non-discretionary management with resources such as model portfolios, third-party research, and technological tools.

Ling Wang is a financial advisor at Merrill with six years of industry experience. Prior to joining Merrill in 2021, Wang worked at Morgan Stanley Private Bank and Morgan Stanley Smith Barney from 2018 to 2021, and at RBC Financial Group from 2016 to 2018. Wang holds a Series 66 designation and is based in San Jose, CA. Merrill, along with its affiliate Managed Account Advisors LLC, provides managed account services through the Select Portfolio Solutions Program to Bank of America fiduciary clients. The firm offers a range of model-based and discretionary investment strategies for individuals, high-net-worth clients, pension plans, corporations, and charitable organizations.

Matthew De Garmo is a CFP® professional with eight years of experience in the financial services industry. He is currently affiliated with Wells Fargo Advisors and has previously worked at firms including AW Securities, Allworth Financial, Fidelity Brokerage Services, and The Vanguard Group. Based in San Jose, CA, De Garmo holds Series 63 and Series 65 licenses. Wells Fargo Advisors Financial Network is a large broker-dealer and registered investment adviser that serves individuals, trusts, and institutional clients. The firm offers a broad range of investment and financial planning services, utilizing Wells Fargo research and planning tools to develop tailored client recommendations across various specialized planning areas.

Michael Mckay is a Senior Financial Advisor at Merrill Lynch Wealth Management based in San Jose, CA. He has been involved in investing for 20 years across financial markets, real estate, and small businesses. His professional focus includes working with small and medium-sized businesses in the Higher Education industry, providing financial and wealth management strategies, financial education, retirement planning, and portfolio construction and management. Michael holds a Master's Degree in Personal Financial Planning from the College for Financial Planning and a Bachelor's Degree in Business Finance from San Diego State University. He possesses professional designations including CERTIFIED PLAN FIDUCIARY ADVISOR (CPFA), Personal Investment Advisor (PIA), and Retirement Accredited Financial Advisor (RAFA). He and his wife have lived in Sunnyvale for more than eighteen years, raising their two sons. Michael has served as a Board member with the American Youth Soccer Association (AYSO) Region 44, acting as Community Program Outreach Director, reflecting his involvement in community activities related to youth soccer.