Timothy King is a financial advisor at Oppenheimer with one year of industry experience. He holds the Series 66 designation. Outside of his advisory role, he volunteers as a class assistant helping professionals teach leatherworking and plans to teach a full class independently in the future. Oppenheimer serves a diverse client base including individuals, corporations, pension plans, and charitable organizations. The firm provides a range of advisory services across equity, balanced, and fixed-income portfolios using both discretionary and non-discretionary approaches.

Dianne Pritchard is a financial advisor with SPC and holds a Series 66 designation. She has 21 years of industry experience, including 12 years at Sigma Financial Corporation and SPC. Outside of her advisory role, she is an independent insurance agent specializing in dental, group disability income, life, accident, health, and Medicare-related products, and serves as a board member at her church. SPC serves a diverse client base including individual clients, charitable organizations, corporations, and employer-sponsored retirement plans, managing approximately $5.66 billion in assets. The firm offers portfolio management, financial planning, and ERISA-related retirement plan services through a network of over 460 advisers.

Lily Lin is a financial advisor at Citigroup Global Markets with Series 63 and Series 65 credentials and eight years of industry experience. She has been with Citigroup since 2007. Citigroup Global Markets serves individual and institutional clients across various wealth segments, offering a range of investment advisory programs, broker-dealer execution, and custody services. The firm employs multi-asset, multi-manager strategies and maintains unique institutional capabilities such as in-house research and security-pricing, alongside roles as a swap dealer and futures commission merchant.

Lorena Braunstein is a financial advisor with HSBC Securities (USA) Inc. in Flushing, NY, holding Series 63 and Series 65 credentials and bringing 19 years of industry experience. She has been with HSBC Securities since 2019 and concurrently serves as a bank officer for HSBC Bank USA, N.A. Braunstein also owns and operates an organization focused on promoting advanced education for teachers and educators. HSBC Securities (USA) Inc. offers managed account programs to individuals, retirement accounts, charitable organizations, and corporations, utilizing a range of client-directed and discretionary portfolio options with investment strategies developed alongside HSBC Global Asset Management.

Gary Javier is a financial advisor with Equity Services, Inc. and holds a Series 63 designation. He has 28 years of industry experience, including prior roles at National Life Group and MML Investors Services. Outside of his advisory work, he serves as CFO and Treasurer for Seniors Community Services, Inc. and is a member and educator with the Association of Financial Educators. Equity Services, Inc., doing business as ESI Financial Advisors, provides financial planning, consulting, and asset management services to individuals, corporations, trusts, estates, charitable organizations, and employer retirement plans. The firm offers multiple advisory platforms and utilizes a variety of third-party asset managers and model portfolios, combining long-term strategies with options for shorter-term trading.

Ryan Peters is a financial advisor with Private Advisor Group, LLC and holds Series 63 and Series 65 licenses. He has 21 years of industry experience with prior roles at Merrill and TIAA-CREF. He operates his advisory services through Private Advisor Group and LPL Financial. Private Advisor Group serves individuals, trusts, estates, charitable organizations, businesses, and retirement plans, offering discretionary and non-discretionary portfolio management, financial planning, and retirement plan consulting. The firm uses a fiduciary-based advisory model and employs various investment strategies and technology platforms, including proprietary and third-party managed account solutions.

Jian Qi is a financial advisor with Transamerica Financial Advisors, holding Series 63 and Series 65 licenses and bringing nine years of industry experience. He has been with Transamerica Financial Advisors since 2016 and also maintains a role at World Financial Group, Inc. Outside of his advisory work, Jian Qi is involved in the sales of insurance and non-insurance products affiliated with Transamerica Financial Advisors. Transamerica Financial Advisors, LLC provides investment advisory, brokerage, and retirement-plan services to a diverse client base, including individual investors, employer-sponsored plans, trusts, and charitable organizations. The firm utilizes a broad advisor network and multiple program platforms, relying on model portfolios and third-party managers to implement its advisory strategies.

Charles Boardman is a financial advisor with Capital Group Private Client Services, Inc. He holds Series 65 and Series 63 licenses and has four years of industry experience. Prior to joining Capital Group in 2025, he worked at Evercore Partners, UBS Securities, and JPMorgan Chase. Capital Group Private Client Services provides discretionary investment management primarily to high-net-worth individuals and charitable organizations, using a multi-manager approach known as the Capital System that emphasizes fundamental research and long-term investment horizons.

Jason Bell is a financial advisor at MAI Capital Management, LLC with 18 years of industry experience. He holds Series 63 and Series 65 licenses and has previously worked at Regal Wealth Management, LLC and UBS Financial Services, Inc. In addition to his advisory role, he is also an independent insurance agent. MAI Capital Management provides investment management, integrated wealth management, retirement plan consulting, and family-office services to individuals, families, sports professionals, trusts, and institutional clients. The firm manages a broad range of strategies and offers trust and insurance administration services, serving both advisory and product-sponsor roles.

Jane Wasserstrom is a financial advisor at Oppenheimer with 46 years of industry experience. She holds Series 63, Series 65, and Series 66 licenses and has worked at Oppenheimer since 2018, following 12 years at UBS Financial Services. Oppenheimer is a registered investment adviser and broker-dealer serving individuals, corporations, pension plans, charitable organizations, and other entities. The firm offers a range of programs and advisory services across equity, balanced, and fixed-income portfolios, employing both discretionary and non-discretionary approaches.

Paul Oliva is a CFA® charterholder and holds a Series 65 license with eight years of industry experience. He is currently with Mercer Global Advisors Inc. in New York, NY, where he has worked since 2024, following prior roles at Geller Advisors LLC and KLS Professional Advisors Group, LLC. Mercer Global Advisors provides investment advisory and planning services to a diverse client base, including individuals, high-net-worth families, small business owners, corporate plan sponsors, foundations, and nonprofits. The firm’s investment approach is based on Modern Portfolio Theory, utilizing globally diversified, risk-appropriate portfolios with multi-factor tilts and a variety of implementation options.

Igor Bereznitski is a financial advisor with Citigroup Global Markets, holding Series 63 and Series 66 licenses and 28 years of industry experience. He has worked at Citigroup Global Markets since 2020, with prior roles at JPMorgan Chase Bank and JPMorgan Securities. Citigroup Global Markets serves individual and institutional clients across various wealth segments, offering multi-asset, multi-manager investment advisory programs alongside broker-dealer execution and custody services. The firm combines large institutional scale with unique market roles, including in-house research and futures commission merchant activities.

Ronald Putelo is a financial advisor at Citigroup Global Markets with 37 years of industry experience. He holds Series 63 and Series 65 designations and has been with Citigroup Global Markets since 2007. Based in New York, NY, his career primarily spans this enterprise firm. Citigroup Global Markets serves individual and institutional clients across a range of wealth segments, offering investment advisory programs alongside broker-dealer execution and custody services. The firm employs multi-asset, multi-manager strategies and leverages its large institutional scale and specialized market roles to deliver its services.

John Maher is a financial advisor with Wealth Enhancement Advisory Services, LLC, holding Series 63 and Series 65 licenses and having one year of industry experience. His prior roles include positions at WealthShield Partners, Ironclad Asset Management, Hawks Acquisition Corp, and Wilmington Trust. Wealth Enhancement Advisory Services provides financial planning, asset management, and retirement-plan consulting for individuals, high-net-worth clients, corporations, and retirement plans. The firm manages over $122 billion in assets through a large advisor network and employs a diversified investment process that blends passive and active managers with quantitative, momentum, and fundamental analysis.

Lawrence Papola Jr. is a financial advisor with Commonwealth Financial Network, holding the ChFC® and Series 63 designations and bringing 10 years of industry experience. His professional background includes roles at OSAIC, ThinkEquity Insurance Services LLC, and U.S. Captive Partners & Associates, Inc. He is also involved in providing insurance services related to life, health, annuities, and long-term care products beyond standard offerings. Commonwealth Financial Network is a registered investment adviser serving a national network of approximately 2,950 advisors and their clients. The firm offers a range of advisory programs and support services, including wealth management and retirement plan consulting, while enabling advisors to construct customized client portfolios with access to discretionary model portfolios and various program structures.

Utkur Zubaydullaev is a CFA® charterholder with seven years of industry experience, currently advising at Citigroup Global Markets. He has worked at Citigroup in two separate periods and was self-employed for five years. From 2017 to 2020, he also spent time on extended travel. Citigroup Global Markets serves individual and institutional clients across various wealth segments, offering a range of investment advisory programs, broker-dealer execution, and custody services. The firm employs multi-asset, multi-manager strategies and maintains distinctive market roles, including operating as a swap dealer and futures commission merchant.

Stephen Seremetis is a financial advisor at Oppenheimer with 31 years of industry experience. He has held his current position at Oppenheimer & Co., Inc. since 2002. Outside of his advisory role, he serves on the advisory committee for finance for the Manhasset Public School District and is involved in business investments through partnerships in start-ups and venture capital funds. Oppenheimer is a registered investment adviser and broker-dealer serving individuals, corporations, pension plans, charitable organizations, and other entities. The firm offers a range of investment programs and advisory services across equity, balanced, and fixed-income portfolios, with a notable share of assets managed on a non-discretionary basis.

Charles Yale is a financial advisor at First Manhattan Co. LLC in New York, NY, holding Series 63 and Series 65 licenses with 22 years of industry experience. His prior roles include positions at Lawson Kroeker Investment Management and Red Cedar Capital, LLC. First Manhattan Co. LLC provides discretionary and non-discretionary investment management and financial planning primarily for high-net-worth individuals, trusts, pension and profit-sharing plans, charitable organizations, private investment vehicles, and institutional clients. The firm emphasizes long-term, research-driven, value-oriented management of equity and fixed-income portfolios, combining actively managed holdings with third-party passive investments and integrating wealth planning alongside portfolio management.

Louis Difrancesco is a financial advisor at Oppenheimer with a Series 66 designation and four years of industry experience. Prior to joining Oppenheimer in 2022, he worked at the University of Miami and Iona Preparatory. Outside of his advisory role, he owns and manages two cooperative properties, dedicating minimal time to their administrative tasks. Oppenheimer is a registered investment adviser and broker-dealer serving individuals, corporations, pension and profit-sharing plans, charitable organizations, and IRAs. The firm offers a range of investment and consulting services, managing portfolios across equity, balanced, and fixed-income strategies with both discretionary and non-discretionary approaches.

Camila Mercado is a financial advisor at Citigroup Global Markets with eight years of industry experience. She holds the Series 66 designation and has been with Citigroup since 2017. Prior to joining Citigroup, she attended Boston College from 2013 to 2017. Citigroup Global Markets serves individual and institutional clients across several wealth segments, offering a broad range of investment advisory programs and custody services. The firm employs multi-asset, multi-manager strategies through both discretionary and non-discretionary programs, combining large institutional scale with unique market roles and arrangements.