Quinn Boortz is a financial advisor at Citigroup Global Markets with a Series 66 designation and two years of industry experience. Prior to joining Citigroup in 2022, Boortz worked at CBRE Investment Management, Starwood Capital Group, and Ernst & Young. Citigroup Global Markets serves individual and institutional clients across various wealth segments, providing multi-asset, multi-manager investment strategies through discretionary and non-discretionary programs. The firm combines large institutional scale with specialized market roles, including in-house research, derivatives services, and bespoke solutions for high-net-worth clients.

Michael Klein is a financial advisor at NewEdge Advisors with six years of industry experience. He holds Series 65 and Series 63 licenses and has worked previously at firms including LPL Financial and Gerber Kawasaki Wealth & Investment Management. He is the president of Pacific Pointe Advisors, an S corporation established to manage his business activities. NewEdge Advisors is an enterprise-scale registered investment adviser serving individuals, pension and profit-sharing plans, corporations, trusts, estates, and charitable organizations through a network of independent adviser representatives. The firm provides a wide range of services including portfolio management, financial planning, retirement plan consulting, and access to sponsored advisory programs, using a combination of in-house manager selection and third-party model portfolios supported by technology tools and centralized due diligence.

Basil Barrett is a financial advisor with Citigroup Global Markets in Los Angeles, holding a Series 66 designation. He has one year of industry experience and has previously worked at Fiducient Advisors, Dell Technologies, Slater Infrastructure Group, and The Baupost Group, as well as academic roles at The University of Chicago and Morehouse College. Citigroup Global Markets serves individual and institutional clients across various wealth segments, offering a range of investment advisory programs and brokerage services. The firm employs multi-asset, multi-manager strategies and maintains significant in-house research and market roles that distinguish it from peers.

Robert Kelly is a CFA® charterholder with 18 years of industry experience. He is currently an advisor at Capital Group Private Client Services, Inc., where he has worked since 2021. Prior to that, he spent five years at Capital Bank and Trust Company. Capital Group Private Client Services, Inc. provides discretionary investment management and related services to high-net-worth individuals and charitable organizations, typically managing relationships with assets at or above $5 million. The firm’s investment approach emphasizes fundamental research, long-term horizons, and a multi-manager system that allocates portfolio segments to individual managers and analysts.

John Woo is a financial advisor with Transamerica Financial Advisors, holding Series 63 and Series 65 licenses and bringing 33 years of industry experience. He has held roles with World System Builders, Worldwide Legacy Builder, and the National Association of Registered Social Security Analysts. Additionally, he serves as an instructor at the Heartland Institute of Financial Education’s College Planning Program, where he provides coaching on college financial planning. Transamerica Financial Advisors, LLC offers investment advisory, brokerage, and retirement-plan services to a diverse client base including individual investors, employer-sponsored plans, and charitable organizations. The firm utilizes model portfolios and third-party managers to deliver its advisory services through a large network of advisors and multiple program platforms.

William Beeler is a financial advisor at NewEdge Advisors with 28 years of industry experience. He holds a Series 63 designation and previously worked at Regal Wealth Group Inc for 19 years before joining NewEdge Advisors in 2024. NewEdge Advisors serves a diverse client base including individuals, trusts, pension plans, corporations, and charitable organizations. The firm offers discretionary and non-discretionary portfolio management through a wrap fee program that integrates asset management with financial planning and consulting.

Jason Depetris is a financial advisor with Eagle Strategies (NY Life) based in Anaheim, CA, holding CFP® and Series 63 credentials with 15 years of industry experience. He has been affiliated with New York Life and its related entities since 2010 and currently operates under his own business names, including Blue Cedar Financial and Insurance Solutions and Be Here Now Insurance and Financial Services. Outside of advising, he is a published fiction writer working with a publisher on short stories and potentially a novel. Eagle Strategies serves individual and institutional clients by providing financial planning, investment management, and retirement-plan advisory services. The firm offers multiple program types tailored to client objectives and specializes in non-discretionary asset management, working extensively with defined contribution and defined benefit plans within an integrated New York Life affiliate structure.

Jose Lopez is a CFP® and holds a Series 65 license, currently advising at EP Wealth Advisors with two years of industry experience. His previous roles include positions at Wilson Financial Advisors and JP Morgan Chase & Co. Lopez also spent four years at Cal State University Fullerton. EP Wealth Advisors serves individual, corporate, and retirement plan clients with services including wealth management, financial planning, and ancillary offerings such as tax preparation and estate-document assistance. The firm uses a combination of fundamental, technical, and cyclical analysis to manage customized model portfolios and provides ERISA fiduciary services among other specialized financial solutions.

Alexander Hwang is a financial advisor at Capital Group Private Client Services, Inc. in Los Angeles, CA. He holds a Series 65 credential and has been with Capital Group since 2019, including his current role beginning in 2025. Prior to joining Capital Group, he worked briefly at Ernst & Young and studied at UCLA. Capital Group Private Client Services, Inc. provides discretionary investment management primarily to high-net-worth individuals and charitable organizations, typically with relationships at or above $5 million. The firm employs a fundamental research-driven, long-term investment approach using a multi-manager system and commonly allocates client assets to affiliated pooled funds and separately managed account programs.

Hasan Shirazi is a financial advisor at Citigroup Global Markets with 27 years of industry experience. He holds a Series 66 designation and has been with Citigroup Global Markets since 2007. The firm serves individual and institutional clients across various wealth segments, offering a broad range of investment advisory programs, execution, and custody services. Citigroup Global Markets combines large institutional scale with specialized market roles, providing multi-asset, multi-manager strategies through both discretionary and non-discretionary programs.

Dennis Mollison is a financial advisor with OSAIC Institutions, INC., holding a Series 66 designation and 22 years of industry experience. He has worked at Infinex Investments, Inc. since 2022, and previously spent 15 years at both Schoolsfirst FCU and Cuna Brokerage Services, Inc. OSAIC Institutions serves individuals, charitable organizations, corporations, and retirement plans, offering advisory and brokerage services through customized engagements. The firm is notable for its predominantly non-discretionary assets and its integrated broker-dealer/adviser structure, providing access to a broad range of investment and lending solutions.

Sam Lim is a financial advisor with Citigroup Global Markets, holding a Series 66 designation and 13 years of industry experience. He has worked at Citigroup since 2017 and previously held roles at Morgan Stanley Private Bank and Morgan Stanley. Citigroup Global Markets serves individual and institutional clients across a range of wealth segments, offering multi-asset, multi-manager investment strategies through discretionary and non-discretionary programs. The firm combines large institutional scale with specialized market roles, providing investment advisory, broker-dealer execution, custody services, and derivatives trading.

Matthew Patterson is a financial advisor at NewEdge Advisors holding Series 65 and Series 63 credentials. He has been with NewEdge Advisors and its affiliated NewEdge Securities since 2025. Prior to his advisory role, he was involved with Ignition Creative LLC for nine years and worked at Team Whistle for three years. NewEdge Advisors is an enterprise-scale registered investment adviser serving individuals—including high-net-worth clients—as well as pension and profit-sharing plans, corporations, trusts, estates, and charitable organizations through a network of independent investment adviser representatives. The firm offers a wide range of portfolio management, financial planning, and consulting services, utilizing multiple program structures that combine in-house and third-party strategies with a focus on centralized due diligence and technological support.

Sandra Morelli is a financial advisor at Capital Group Private Client Services, Inc. with 21 years of industry experience. She holds Series 63 and Series 65 licenses and has worked at Capital Group Private Client Services since 2021, following five years at Capital Bank and Trust Company. Capital Group Private Client Services, Inc. provides discretionary investment management and related services primarily to high-net-worth individuals and charitable organizations through separately managed account programs and pooled funds. The firm emphasizes fundamental research, a long-term investment horizon, and a multi-manager approach known as the “Capital System.”

Jennifer Birdsey is a CFP® professional with 16 years of industry experience, currently serving as a financial advisor at Capital Group Private Client Services, Inc. since 2021. Prior to this, she worked at Capital Bank and Trust Company for five years. She holds a Series 63 license and is based in Los Angeles, CA. Capital Group Private Client Services, Inc. provides discretionary investment management and related services primarily to high-net-worth individuals and charitable organizations, focusing on relationships with a $5 million or greater managed-relationship threshold. The firm employs a fundamental research-driven, long-term investment approach with a multi-manager system that allocates portfolio segments to individual managers and analysts.

David Kalata is a Series 66-licensed advisor with HSBC Securities (USA) Inc. in Beverly Hills, CA, where he has worked since 2007. He has 22 years of industry experience. HSBC Securities (USA) Inc. offers managed account programs to a broad client base, including individuals, retirement accounts, charitable organizations, and corporations. The firm employs a model-based investment approach with both discretionary and client-directed portfolios, supported by affiliated and third-party providers for advisory, fund selection, and custody services.

Jonathon Matson is a financial advisor with EP Wealth Advisors, holding Series 63 and Series 65 designations and 19 years of industry experience. He previously worked at REDW Wealth LLC and CUNA Brokerage Services, Inc., as well as CUNA Mutual Group. EP Wealth Advisors is a fee-only, independent registered investment adviser serving individuals, charitable organizations, corporations, trusts, and retirement plans. The firm offers discretionary portfolio management, financial planning, retirement plan advisory, and ancillary services such as tax preparation and estate-document facilitation.

Glenn Geist is a financial advisor at Capital Group Private Client Services, Inc. with 14 years of industry experience. He holds Series 63 and Series 65 licenses and previously worked at Capital Bank and Trust Company from 2016 to 2021. Capital Group Private Client Services, Inc. provides discretionary investment management and related services primarily to high-net-worth individuals and charitable organizations, focusing on relationships with at least $5 million in assets. The firm employs a multi-manager approach emphasizing fundamental research and long-term investment horizons, often utilizing affiliated pooled funds and separately managed account programs.

Imran Faruqui is a CFP® professional affiliated with Citigroup Global Markets, with 11 years of experience in the financial industry. His career includes roles at Wells Fargo and JPMorgan prior to joining Citigroup in 2025. Citigroup Global Markets serves individual and institutional clients across various wealth segments, offering a broad range of investment advisory programs and execution services. The firm employs multi-asset, multi-manager strategies and combines large institutional scale with unique market roles, including in-house research and derivatives services.

Angela Horvat is a financial advisor with Transamerica Retirement Advisors, LLC, holding a Series 66 designation and 25 years of industry experience. She has worked with Diversified Investors Securities Corporation since 2006 and with Diversified Investment Advisors since 2004. Outside of finance, she owns and operates The Dancing Broom, LLC, a residential and commercial cleaning service. Transamerica Retirement Advisors serves participants in employer-sponsored retirement plans and IRA owners, offering managed advice programs and investment education focused on asset allocation and retirement planning. The firm leverages Morningstar Investment Management’s proprietary tools and manages a large client base primarily through non-discretionary assets.