Serria Rego is a financial advisor with LPL Financial based in Canoga Park, CA, holding Series 63 and Series 66 licenses and bringing 19 years of industry experience. Her career includes roles at Estately, where she assisted clients with trusts and wills using software, as well as prior positions at United American Insurance Company, Zein Insurance Services, Transamerica Financial Advisors, and World Financial Group. Outside of financial advising, she was involved with a dance team managed by Pat Lacey for eight years. LPL Financial is an SEC-registered investment adviser and broker-dealer serving a broad range of clients including individuals, retirement plans, banks, and charitable organizations. The firm offers various advisory programs, retirement consulting, and brokerage services, utilizing both discretionary and non-discretionary management alongside research-backed model portfolios and alternative investment strategies.

Brian Schlichter is a financial advisor at Wells Fargo Advisors with 12 years of industry experience. He holds Series 63 and Series 66 licenses and has been with Wells Fargo Clearing since 2016. Outside of his advisory role, he serves as attorney-in-fact for his sister, managing certain investment-related matters. Wells Fargo Advisors Financial Network is a large broker-dealer and registered investment adviser that provides investment and financial planning services to individuals, trusts, and institutions. The firm offers a broad planning menu, including specialized services such as business-owner transition planning and special-needs analysis, supported by Wells Fargo research and planning tools.

Grant Seybold is a CFP® professional with 10 years of industry experience, currently serving as a financial advisor at LPL Financial. He has prior experience with OSAIC and Fsc Securities Corp and holds roles at Marangola Financial Group, Inc., including tax preparation and insurance sales. Seybold also serves as President of the Financial Planning Association of Ventura County, organizing networking events for financial planners. LPL Financial is an SEC-registered investment adviser and broker-dealer serving individuals, retirement plans, banks, credit unions, corporations, and charitable organizations through a national network of investment adviser representatives. The firm offers a range of advisory programs, retirement plan consulting, and brokerage services, with both discretionary and non-discretionary management supported by extensive research and a variety of model portfolio options.

Daniel Muniz is a financial advisor at J.P. Morgan Securities with 16 years of industry experience. He holds Series 63 and Series 66 licenses and has worked at JPMorgan Chase Bank and J.P. Morgan Securities since 2010. J.P. Morgan Securities LLC provides institutional consulting services to corporations, foundations, and defined contribution plan sponsors, offering asset allocation advice, investment manager searches, and customized performance reporting. The firm combines large institutional advisory operations with brokerage and investment management capabilities, delivering non-discretionary recommendations supported by an in-house manager solutions team and a centralized due-diligence framework.

Jennifer A. Kim is a Financial Consultant currently working at Fidelity Investments since 2025. She partners with clients and their families to create customized financial plans aimed at promoting financial well-being. Jennifer emphasizes competency, trust, and open communication in her approach, focusing on identifying client priorities and developing strategies to achieve their goals. Her professional experience includes roles as a Financial Advisor at Northwestern Mutual from 2024 to 2025, a Private Wealth Advisor at Goldman Sachs Ayco from 2021 to 2023, and a Regional Investment Officer at Goldman Sachs Ayco from 2018 to 2021. Jennifer holds a California Insurance License. Outside of her professional work, Jennifer enjoys spending time with friends, attending social events, hiking, visiting museums, listening to music, and traveling.

Joseph Gopez is a financial advisor at LPL Financial with 12 years of industry experience. He holds Series 63 and Series 65 licenses and previously worked at Transamerica Financial Advisors, Inc. and WFGIA. He is involved in the sale of insurance and non-insurance products affiliated with Transamerica Financial Advisors on a part-time or full-time basis. LPL Financial is an SEC-registered investment adviser and broker-dealer serving individuals, retirement plans, banks, corporations, and charitable organizations through a national network of investment adviser representatives. The firm offers a range of advisory programs, financial planning, and brokerage services, with access to discretionary and non-discretionary management, model portfolios, and research from multiple sources.

Phillip Vertin is a financial advisor at LPL Enterprise with 9 years of industry experience. He holds the CFP®, ChFC®, and Series 66 designations. His prior experience includes roles at The Prudential Insurance Company of America and Pruco Securities, LLC. Outside of finance, he was involved with True Lacrosse for five years. LPL Enterprise serves a diverse client base including individuals, retirement plans, charitable organizations, and institutions through advisory and brokerage channels. The firm offers financial planning, access to model portfolios, third-party asset management, and a range of brokerage and insurance products on an integrated platform.

Marc Henderson is a financial advisor with Thrivent Investment Management in Valencia, CA, holding Series 63 and Series 66 licenses and possessing 11 years of industry experience. Prior to joining Thrivent in 2018, he worked at Fidelity Investments from 2014 to 2018. Outside of his advisory role, Henderson serves on the boards of Habitat for Humanity of Greater Los Angeles and the Seed House Project, and he is vice president of the CSU Northridge Black Alumni Association. He is also involved in business ventures including co-ownership of BN Real Estate Group and ownership of The Hendee Group LLC, which provides organizational and operational consulting services. Thrivent Investment Management offers Dedicated Planning Services to individuals, families, businesses, and nonprofit clients, providing written recommendations on a broad range of financial planning topics without implementation. The firm integrates goal-based analyses with managed-account programs under a consolidated billing option, maintaining a focus on planning rather than portfolio management for institutional clients.

Leor Solomon is a CFP® professional with 8 years of industry experience, currently affiliated with LPL Financial in Burbank, CA. He previously worked at Ameriprise Financial Services for seven years and spent 17 years at Cartoon Network Studios. LPL Financial is an SEC-registered investment adviser and broker-dealer serving individuals, retirement plans, banks, corporations, and charitable organizations through a national network of investment adviser representatives. The firm offers a range of advisory programs, retirement plan consulting, and brokerage services, utilizing both discretionary and non-discretionary management supported by LPL Research and third-party subadvisors.

Mitchell Hedlund is a financial advisor at J.P. Morgan Securities with six years of industry experience. He holds a Series 66 designation and has been with J.P. Morgan Securities since 2019. Outside of his advisory role, he serves as a lacrosse coach for youth teams at Agoura High School and Calabasas High School. J.P. Morgan Securities provides investment consulting and advisory services primarily to institutional clients and retirement plan sponsors, focusing on quantitative asset-allocation modeling and manager due diligence. The firm offers non-discretionary advisory services through a select group of wealth advisors.

Hasina Saleh is a financial advisor at LPL Financial with 16 years of industry experience. She holds the Series 63 and Series 66 designations and has worked at LPL Financial since 2018. Prior to that, she was with INVEST Financial Corporation and has been involved with Logix Federal Credit Union since 2016. In addition to advisory work, she is involved in insurance sales related to life and long-term care insurance. LPL Financial serves a broad range of clients including individuals, retirement plans, banks, credit unions, corporations, and charitable organizations. The firm offers various advisory programs and financial planning services, utilizing both discretionary and non-discretionary management with support from internal research and third-party resources.

Nathaniel Huck is a financial advisor with LPL Enterprise in Sherman Oaks, CA, holding Series 63 and Series 65 licenses and four years of industry experience. His previous roles include positions at The Prudential Insurance Company of America, Pruco Securities LLC, and Bankers Life Advisory Services, Inc. LPL Enterprise serves a diverse client base, including individuals, retirement plans, charitable organizations, corporations, and institutional clients, offering financial planning, advisory services, and access to model portfolios and third-party asset management programs. The firm combines advisory programs with brokerage and insurance product offerings through an integrated platform.

Ronald Roesler is a financial advisor with Wells Fargo Clearing in Los Angeles, CA, holding Series 63 and Series 65 designations and bringing 37 years of industry experience. He has worked with Wells Fargo since 2009, including time at Wells Fargo Advisors LLC before joining Wells Fargo Clearing in 2016. Wells Fargo Clearing provides retirement plan consulting services to qualified ERISA and non-qualified deferred compensation plans, offering both discretionary and non-discretionary investment advisory services. The firm’s approach is IPS-driven and grounded in modern portfolio theory, with a notable inclusion of insurance-related products and bank deposit sweep options among its investment offerings.

Andy Mazmanian is a financial advisor with Wells Fargo Clearing, holding Series 63 and Series 65 licenses and bringing 21 years of industry experience. His prior roles include positions at JP Morgan Securities LLC and JP Morgan Chase Bank, N.A. Wells Fargo Clearing provides retirement plan consulting to qualified ERISA and non-qualified deferred compensation plans, offering both discretionary and non-discretionary services. The firm’s advisory process is IPS-driven and grounded in modern portfolio theory, with a notable inclusion of insurance-related vehicles and bank deposit sweep options among its investment menu.

Ryan Godliman is a financial advisor at UBS Financial Services with 9 years of industry experience. He holds the Series 66 designation and has been with UBS since 2015. UBS Financial Services serves individual, corporate, and institutional clients through brokerage and investment advisory services, including fee-based financial planning and portfolio management. The firm combines institutional trading capabilities with wealth management, offering a range of capital markets services alongside its advisory offerings.

Anna Turco is a financial advisor at OSAIC with 31 years of industry experience. She holds Series 63 and Series 65 licenses and was previously with Sagepoint Financial, Inc. for 14 years. Outside of her advisory role, Turco owns a sole proprietorship offering tax preparation and estate settlement services and serves as a FINRA arbitration panelist. OSAIC serves a wide range of clients including retail and institutional investors, offering integrated brokerage and advisory services through a large network of advisers. The firm employs asset-allocation tools and third-party money managers to tailor portfolios, providing both discretionary and non-discretionary account management.

Mark Duntz is a Series 66-licensed financial advisor with LPL Enterprise and two years of industry experience. Before joining LPL Enterprise, he held roles at The Prudential Insurance Company of America, Pruco Securities LLC, and Ameriprise Financial Services, Inc. Prior to his finance career, he worked in the entertainment industry with CBS Studios and Sony Pictures Studios. LPL Enterprise serves a diverse client base including individuals, retirement plans, charitable organizations, corporations, and institutional clients. The firm offers financial planning, advisory services, and access to model portfolios and third-party asset management programs, combining investment advisory with brokerage and insurance product sales through an integrated platform.

Neil Okeeffe is a financial advisor with Charles Schwab in Woodland Hills, CA, holding a Series 66 designation and 20 years of industry experience. His work history includes roles at Charles Schwab Bank SSB and Charles Schwab & Co., Inc. since 2019, as well as prior experience at Bank of the West and BancWest Investment Services from 2016 to 2019. Charles Schwab & Co., Inc. serves a large client base primarily composed of high- and ultra-high-net-worth individuals through its Schwab Wealth Advisory wrap fee program and affiliated managed-account and financial planning services. The firm offers a combination of non-discretionary and discretionary investment management using multi-asset model portfolios supported by research from the Schwab Center for Financial Research.

Matthew Wagner is a Series 66-licensed financial advisor at Morgan Stanley with one year of industry experience. His background includes roles in education and hospitality, such as teaching positions at the University of California, Santa Barbara, and Santa Barbara City College, as well as work with several restaurants and youth camps. Morgan Stanley Wealth Management is an SEC-registered investment adviser and broker-dealer serving individuals and institutional clients with a range of advisory programs, including tailored financial planning. The firm manages approximately $2.74 trillion in client assets and employs a structured planning process supported by firm-approved tools and market analyses.

Javier Mondragon Jr. is a financial advisor with J.P. Morgan Securities, holding Series 63 and Series 66 designations and bringing 16 years of industry experience. He has worked at J.P. Morgan Securities since 2012 and has been with JPMorgan Chase Bank, N.A. since 2010. J.P. Morgan Securities LLC provides investment consulting and advisory services primarily to institutional clients and retirement plan sponsors, offering services such as asset-allocation advice, investment manager searches, and customized performance reporting through its Institutional Consulting Services program. The firm combines quantitative asset-allocation modeling with centralized due diligence and applies an ESG eligibility framework when recommending strategies.