Thomas Boucher Jr. is a financial advisor at Ingalls Investment Management, LLC with 45 years of industry experience. He holds a Series 63 designation and has been associated with Ingalls & Snyder, LLC since 1992. Outside of his advisory role, he serves as a trustee of five family trusts. Ingalls Investment Management provides discretionary and non-discretionary investment advisory services to individuals, financial institutions, pension plans, trusts, charitable organizations, and private investment partnerships. The firm employs a variety of asset-management styles and offers specialized services including financial planning, sub-advisory support, and management of third-party wrap programs.

Scott Dresser is a financial advisor at Laird Norton Wetherby Wealth Management (LNW) based in New York, NY, holding a Series 65 designation with two years of industry experience. His prior experience includes four years at Wetherby Asset Management and multiple roles within the LNW organization since 2022. LNW provides wealth planning and investment management services primarily to high-net-worth individuals, families, and related entities. The firm emphasizes customized investment policy statements, strategic asset allocation, global diversification, and a core-satellite approach incorporating active managers, tax-aware strategies, and alternative investments.

Falgun Jariwala is a financial advisor with The Pinnacle Financial Group, holding a Series 66 designation and 17 years of industry experience. He has been with The Pinnacle Financial Group since 2014 and also maintains a longstanding relationship with LPL Financial, LLC since 2008. The Pinnacle Financial Group provides investment advisory and financial planning services to a diverse client base, including individuals, high-net-worth clients, pension and profit-sharing plans, trusts, estates, charitable organizations, and business entities. The firm uses a written Investment Policy Statement for each client and applies fundamental analysis across various instruments, managing accounts primarily on a discretionary basis with regular monitoring and reviews.

Scott Shames is a financial advisor at A.G.P. / Alliance Global Partners with 29 years of industry experience. He holds Series 63 and Series 66 designations and has worked at Alliance Global Partners since 2022, with prior experience at National Asset Management, Inc. and V-Finance. A.G.P. / Alliance Global Partners is an SEC-registered investment adviser and FINRA-member broker-dealer operating a multi-team platform of about 131 advisors managing approximately $2.95 billion for over 7,000 clients. The firm offers portfolio management, financial planning, retirement-plan advisory, and brokerage services through an open-architecture model that combines internally managed strategies with co- and sub-advisory relationships.

Kevin Young is a CFP® with 19 years of experience in the financial services industry. He has worked at Ritholtz Wealth Management since 2021 and previously spent six years with Northwestern Mutual in various roles. He is also the owner of Chartwell Services LLC, a company providing expense-related services to Ritholtz Wealth Management. Ritholtz Wealth Management serves individual and institutional clients, offering comprehensive financial planning and portfolio management. The firm employs a goal-based investment approach focused on asset allocation and behavioral finance, utilizing diversified low-cost ETFs, tactical overlays, and alternative investments alongside digital platforms for model portfolio management.

Ileana Platt is a financial advisor at Jefferies Investment Advisers LLC with 30 years of industry experience. She holds Series 63 and Series 65 credentials and has been with various Jefferies entities since 2015. Outside of her advisory role, she is a general partner in a real estate partnership and serves as a director of a real estate holding company. Jefferies Investment Advisers LLC provides fee-based financial planning services to individuals, trusts, estates, foundations, charitable organizations, and businesses, using a customized and collaborative planning process supported by third-party software and scenario analysis.

Phillip Pedrena is a Series 66–registered advisor with Snowden Capital Advisors LLC, based in New York, NY. He has 19 years of industry experience and has worked at Snowden Lane Partners since 2014. Snowden Capital Advisors serves a diverse client base including high-net-worth individuals, family offices, foundations, pension plans, and institutional clients. The firm offers discretionary and non-discretionary portfolio management, investment consulting, and third-party manager selection, combining multi-team scale with institutional capabilities.

Jonathan Ocampo is a financial advisor with Santander Securities LLC based in Brooklyn, NY, holding Series 63 and Series 66 registrations and 14 years of industry experience. His prior roles include positions at TD Private Client Wealth LLC, Citigroup Global Markets, and Investors Bank. Santander Securities LLC serves a broad retail client base with approximately $3.14 billion in regulatory assets under management across about 10,800 client relationships. The firm offers investment advisory services, portfolio management through wrap-fee programs, goal-based financial planning, and access to securities-based lending and insurance products, primarily focusing on retail investors.

Daniel Nessim is a financial advisor at IHT Wealth Management LLC with 36 years of industry experience. He holds a Series 63 designation and has worked at firms including Private Advisor Group, LPL Financial, and Ameritas Life Insurance Corp of New York. Nessim also has a background with A & C Management Group, where he was involved for over a decade. IHT Wealth Management serves individuals, corporate and institutional clients, and retirement plan sponsors by providing discretionary asset management, financial planning, ERISA plan consulting, outsourced CIO arrangements, and access to third-party managers. The firm employs a combination of fundamental value screening, quantitative optimization, and periodic rebalancing in its investment approach, managing approximately $9.8 billion in assets through a large network of advisors.

Paul Lambert is a financial advisor at Tocqueville Asset Management LP in New York, NY, with 15 years of industry experience. He holds a Series 63 designation and has been with Tocqueville Securities L.P. since 2010, serving as a portfolio manager and analyst. Tocqueville Asset Management provides discretionary and non-discretionary portfolio management and supervisory services to a diverse client base, including individual and high-net-worth investors, registered investment companies, private pooled vehicles, insurance companies, and public pension plans. The firm employs a bottom-up, value-oriented, and contrarian investment approach across multiple asset classes and is notable for its involvement with investment companies, private pooled vehicles, and affiliated broker-dealer operations.

Craig Hassel is a financial advisor with The Pinnacle Financial Group in Rockville Centre, NY, holding Series 63 and Series 65 credentials and over 23 years of industry experience. He has been with The Pinnacle Financial Group since 2014 and also spent time with LPL Financial starting in 2022. The Pinnacle Financial Group offers discretionary portfolio management, financial planning, and pension consulting services to a diverse client base including individuals, trusts, estates, charitable organizations, and corporate entities. The firm uses fundamental analysis and a combination of long- and short-term trading strategies, typically managing accounts on a discretionary basis with regular portfolio monitoring.

Michael Jeff is a financial advisor at Latitude Advisors, LLC with 27 years of industry experience. He holds a Series 63 designation and has worked at Latitude Advisors and GWN Securities Inc. since 2010. Additionally, he owns and operates Taxation & Management Consultants Inc., an accounting and tax practice he has managed since 1993. Latitude Advisors serves individual and business clients, offering financial planning, discretionary portfolio management, third-party manager selection, and pension consulting. The firm employs a combination of model-based strategies and fundamental/quantitative analysis, managing most client relationships on a discretionary basis.

Craig Lieber is a financial advisor with Saxony Capital Management, LLC, holding Series 63 and Series 66 registrations and 28 years of industry experience. He has been with Saxony Capital Management since 2006 and was previously with Saxony Securities, Inc. starting in 2005. Saxony Capital Management provides portfolio management and financial planning services to individuals, including high-net-worth clients, as well as institutional clients such as retirement plans, trusts, charitable organizations, and corporations. The firm operates a multi-team model with 38 advisors across multiple offices and offers a range of investment strategies including discretionary asset management, third-party manager due diligence, and the use of technical and fundamental analysis.

Ana Avina is a financial advisor at Jefferies Investment Advisers LLC with 20 years of industry experience. She holds the Series 66 designation and has previously worked at Morgan Stanley and Jefferies LLC. Jefferies Investment Advisers LLC provides fee-based financial planning services to individuals, trusts, estates, foundations, charitable organizations, corporations, and other business entities. The firm employs a customized, collaborative planning process supported by third-party software and offers a wide range of planning topics including tax, estate, executive compensation, and philanthropic planning.

Dennison Veru is a financial advisor with Palisade Capital Management, LP, holding Series 63 and Series 65 designations and bringing 25 years of industry experience. He has been with Palisade since 2000. Mr. Veru serves on the boards of directors for Brickell Biotech, Inc. and BioCancell, Ltd., both portfolio companies advised by Palisade Capital Management. Palisade Capital Management provides discretionary and non-discretionary investment management and financial planning services to a diverse range of clients including corporations, public pension plans, financial institutions, family offices, trusts, and individuals. The firm employs a research-intensive, bottom-up fundamental approach with conviction-weighted portfolios across multiple equity and fixed income strategies, and holds formal subadvisory relationships alongside its separate account management.

Robert Peller is a financial advisor with The AmeriFlex Group in New York, NY, holding a Series 63 designation and 26 years of industry experience. His prior work includes long tenures at Cetera and Kestra, as well as a position at Premier Exhibitions Inc. Outside of his advisory role, he serves as treasurer for the Peller Family Foundation, a 501(c)(3) nonprofit organization. The AmeriFlex Group is an SEC-registered investment adviser serving individuals, corporations, and retirement plans through a network of advisory affiliates. The firm offers portfolio management, financial planning, third-party money manager selection, and retirement plan consulting, delivering customized strategies via model asset allocations, discretionary and non-discretionary manager relationships, and multiple custodial platforms.

James Deutsch is a financial advisor at Gilder Gagnon Howe & Co. LLC with 24 years of industry experience. He has been with the firm since 2000. Outside of his advisory role, he serves as a trustee on the investment committee at Trinity School and is a board member on the investment committee for the NYU Law Foundation. Gilder Gagnon Howe & Co. provides discretionary portfolio management to individuals, trusts, charitable organizations, corporations, and retirement plans through multiple independent portfolio managers who employ an active, growth-oriented equity strategy. The firm operates as both a registered investment adviser and broker-dealer, offering client brokerage accounts with distinctive trading flexibility and transaction-based commissions on non-retirement accounts.

Kenneth Pollinger is a financial advisor with Klingenstein Fields Advisors in New York, NY, holding a Series 65 credential and five years of industry experience. He has worked at Klingenstein, Fields & Co., L.L.C. since 2013 and is also associated with KF Group, L.P. Additionally, he serves as a Director and member of the Audit Committee of Brandywine Trust Company, LLC, a Delaware trust company providing fiduciary and administrative services. Klingenstein Fields Advisors offers discretionary portfolio management, financial planning, and advisory services to individuals, high-net-worth families, trusts, foundations, endowments, and pooled investment vehicles. The firm employs a team-based, fundamental research approach with a long-term orientation and operates both core equity model portfolios and open-architecture asset allocations, including management of affiliated private funds.

Tara Shulman is a financial advisor at Compound Planning, Inc. with 12 years of industry experience. She holds a Series 66 designation and has worked previously at UBS Financial Services, Janney Montgomery Scott, and Compound Advisers, Inc. Compound Planning serves individuals, families, businesses, and retirement plans with discretionary portfolio management, financial planning, consulting, and a Turnkey Asset Management Program for financial intermediaries. The firm’s investment approach combines customized, risk-based model allocations with fundamental, technical, and modern portfolio theory analysis, utilizing low-cost ETFs, direct indexing, and alternative strategies.

Robert Tansey is a financial advisor at Wedbush Securities Inc. in New York, NY, holding Series 63 and Series 65 licenses with 42 years of industry experience. He previously worked at RBC Capital Markets Corporation for 12 years before joining Wedbush in 2020. Wedbush Securities provides investment advisory and broker-dealer services to individual, high-net-worth, and institutional clients, offering a range of wealth management, fixed income, commodities, and capital markets solutions. The firm’s dual registration enables it to deliver both discretionary and non-discretionary portfolio management alongside securities lending and prime services.