Fan Chen is a financial advisor with Maxim Financial Advisors LLC in New York, NY, holding Series 63 and Series 65 credentials and bringing 16 years of industry experience. His work history includes roles at Murdock Capital Partners Corp, Four Points Capital Partners LLC, Bio Pharmaceuticals, Inc, WestPark Capital Inc., and China Ginseng Holdings, Inc. Maxim Financial Advisors LLC provides discretionary and non-discretionary investment supervisory services and referrals to third-party managers for a wide range of clients, including individuals, trusts, corporations, retirement accounts, sovereign wealth funds, and municipal governments. The firm’s representatives tailor advice based on client interviews and utilize various investment strategies and platforms, combining individual management styles with third-party research.

Franklyn Collymore is a financial advisor at Jefferies Investment Advisers LLC with 26 years of industry experience. He holds Series 63 and Series 66 licenses and has worked at Jefferies LLC since 2018, with prior experience at Leucadia Asset Management LLC and Morgan Stanley. Jefferies Investment Advisers LLC provides fee-based financial planning services to individuals, trusts, estates, foundations, charitable organizations, corporations, and other business entities. The firm offers a customized, collaborative planning process covering a range of topics including tax and estate planning, executive compensation, and philanthropic planning.

Jean Pier Suarez is a financial advisor at A.G.P. / Alliance Global Partners with 10 years of industry experience. He holds a Series 66 designation and has worked previously at Merrill, Bank of America, and Spartan Capital. Suarez is also the owner and managing member of Suarez Advisory & Holdings, LLC, an investment-related business. A.G.P. / Alliance Global Partners is a dually registered SEC investment adviser and FINRA-member broker-dealer serving individual clients, retirement plans, and institutional vehicles across a multi-team platform. The firm emphasizes international investing through its EPC Advisors Group division and manages portfolios using a mix of discretionary and non-discretionary strategies.

Jonathan Lucente is a financial advisor at Citizens Private Wealth with eight years of industry experience. He has previously worked at HSBC Bank and Signature Securities Group, among others. Lucente holds Series 63 and Series 66 designations. Citizens Private Wealth, LLC is a multi-team registered investment adviser serving high-net-worth individuals and a range of institutional clients. The firm uses a long-term, open-architecture investment approach with discretionary portfolio management overseen by a Chief Investment Officer and offers additional services including tax and estate structuring and business consulting for multigenerational families and closely held businesses.

Brian Cummins is a CFP® professional with four years of industry experience, currently serving at Joel Isaacson & Co., LLC. He has been with the firm since 2007. Joel Isaacson & Co., LLC is an SEC-registered wealth management firm that primarily serves high-net-worth individuals, as well as corporate pension plans, charitable organizations, and non-HNW clients. The firm manages approximately $8.04 billion in assets and provides services including financial planning, tax advice, portfolio management, family-office support, and outsourced CFO services.

Avi Deutsch is a Series 65-licensed financial advisor at Robertson Stephens Wealth Management with eight years of industry experience. He has worked at Robertson Stephens since 2022 and previously held roles at Vodia Ventures II, Vodia Capital, and Lavan Inc. Outside of his advisory work, he is a partner at TDO Capital, a real estate investment firm involved in commercial real estate transactions in the New York area. Robertson Stephens Wealth Management provides investment advisory services to individual clients, families, trusts, charitable organizations, and retirement plans, offering portfolio management, financial planning, and access to public and private funds. The firm combines individualized advice with centrally developed model portfolios and oversight by an Investment Committee, managing over $7 billion in client assets as of December 31, 2024.

Jonathan Siegel is a financial advisor at A.G.P. / Alliance Global Partners with 38 years of industry experience. He holds a Series 63 designation and previously worked at Stifel for 18 years before joining his current firm in 2025. Based in New York, NY, he is part of a multi-team platform serving a diverse client base. A.G.P. / Alliance Global Partners is a dually registered SEC investment adviser and FINRA-member broker-dealer that serves individual clients, retirement plans, and institutional vehicles. The firm emphasizes international investing through its EPC Advisors Group division and offers a range of portfolio management and financial planning services across its multi-team platform.

Jake Given is a financial advisor at Arax Advisory Partners with one year of industry experience. He holds a Series 66 designation and previously worked at UBS Financial Services and Ernst & Young. Arax Advisory Partners provides wealth management and advisory services to a diverse client base, including individual and high-net-worth clients, family offices, institutions, and businesses. The firm offers discretionary and non-discretionary portfolio management, comprehensive financial planning, and private fund advisory, utilizing both traditional and alternative investments alongside AI tools and third-party analytics.

Thomas Savino is a financial advisor at Jefferies Investment Advisers LLC in New York, NY. He holds a Series 66 credential and has recently begun his career in the financial industry, joining Jefferies LLC in 2024. Prior to this, he was involved in a family landscaping business for five years. Jefferies Investment Advisers LLC provides fee-based financial planning services to individuals, trusts, estates, foundations, charitable organizations, corporations, and other business entities. The firm offers a range of planning topics through a customized, collaborative process supported by third-party financial planning software and probability-based outcome analyses.

Marc Shapiro is a financial advisor at Palisade Capital Management, LP with 13 years of industry experience. He holds Series 63 and Series 65 designations and has been with the firm since 2004. Palisade Capital Management provides discretionary and non-discretionary investment management and financial planning services to a diverse client base, including corporations, public pension plans, financial institutions, family offices, trusts, and individual investors. The firm employs a research-intensive, bottom-up fundamental approach with conviction-weighted portfolios and serves as a sub-adviser to mutual funds and collective investment trust vehicles.

Peter Knapp is a financial advisor at Capital Analysts with Series 63 and Series 65 credentials and 43 years of industry experience. He has worked previously at Lincoln Investment, Cadaret Grant & Co., Inc., and Guardian Life. Outside of his advisory role, he is a member and owner of Westchester Financial Partners LLC, an insurance sales and service business. Capital Analysts serves a diverse client base, including individual and high-net-worth investors, trusts, foundations, and charitable organizations, offering portfolio management, custom and model portfolios, and retirement-plan advice through a nationwide network of advisors and in-house investment management.

Michael Herron is a financial advisor at Citizens Private Wealth with 30 years of industry experience. He holds the ChFC® designation and Series 63 license. Prior to joining Citizens Private Wealth, he worked at several firms including J.P. Morgan Securities and First Republic Securities Company. Citizens Private Wealth is a multi-team registered investment adviser that serves high-net-worth individuals, families, and a variety of institutional clients. The firm offers customized investment management within an open-architecture framework, combining quantitative and qualitative research, and provides additional advisory services including tax, estate, and business consulting tailored to multigenerational and closely held business matters.

Julia Bialek is a CFP® and holds a Series 65 license with four years of industry experience. She has been with BakerAvenue Asset Management since 2020. BakerAvenue Asset Management is an SEC-registered multi-team wealth manager serving individual, high-net-worth, and institutional clients. The firm provides discretionary portfolio management, financial planning, and family office services, utilizing a range of named strategies that combine quantitative, fundamental, and tactical approaches.

Laurie Goodman is a financial advisor at Jefferies Investment Advisers LLC with 18 years of industry experience. She holds Series 63 and Series 66 credentials and has previously worked at Merrill Lynch, Pierce, Fenner & Smith, Inc., Leucadia Asset Management LLC, and Jefferies LLC. She serves on the advisory boards of Two Sigma Venn Organization and Johns Hopkins University’s Center for Financial Economics, providing guidance on product development and academic program needs. Jefferies Investment Advisers LLC offers fee-based financial planning services to a range of clients including individuals, trusts, and charitable organizations, using a customized, collaborative process supported by third-party planning software and scenario analysis.

Caesar Cepeda is a financial advisor with Snowden Capital Advisors LLC in New York, NY, holding Series 63 and Series 65 licenses and bringing 39 years of industry experience. He has been with Snowden Capital Advisors and its affiliated entities since 2014. Outside of advisory work, he is the president and owner of Plan B Athletics Inc., operating the Crossfit Monrovia gym. Snowden Capital Advisors serves high-net-worth individuals, family offices, foundations, pension plans, endowments, and institutional clients. The firm offers a range of portfolio management and consulting services, employing customized model portfolios and third-party managers while maintaining client oversight.

Edward Spiegel is a financial advisor at Wedbush Securities Inc. with 27 years of industry experience. He holds Series 63 and Series 65 designations and has worked at notable firms including E*TRADE Capital Management and Banc of America Investment Services. Wedbush Securities offers investment advisory and broker-dealer services to individual, high-net-worth, and institutional clients, providing a range of services including discretionary and non-discretionary portfolio management, wealth management, fixed income, commodities, and capital markets.

Riccardo Rainieri is a financial advisor at A.G.P. / Alliance Global Partners with 38 years of industry experience. He holds the Series 63 designation and has worked at notable firms including Euro Pacific Capital, Morgan Stanley Private Bank, Morgan Stanley Smith Barney, Citigroup Global Markets, and Prudential Bache. A.G.P. / Alliance Global Partners is a dually registered SEC investment adviser and FINRA-member broker-dealer serving individual clients, retirement plans, and pooled/institutional vehicles. The firm offers a range of portfolio management, financial and estate planning, and brokerage services, with a notable focus on international investing through its EPC Advisors Group division.

Scott Doyle is a financial advisor at Kovack Advisors, Inc. with 33 years of industry experience. He holds Series 63 and Series 65 licenses and previously worked at firms including SCF Investment Advisors, National Securities Corp, and Stifel Independent Advisors. Outside of his advisory role, Doyle is involved in senior health insurance, providing Medicare plan guidance through an independent senior health insurance representative business. Kovack Advisors, Inc. is a multi-team registered investment adviser with approximately 260 advisors and over $6 billion in client assets. The firm serves a diverse client base, including individuals, pension plans, charitable organizations, banks, and government entities, utilizing a risk-based investment process supported by Envestnet and employing both internally developed and third-party models.

Lawrence Fields is a financial advisor at Tocqueville Asset Management LP in New York, NY, holding Series 63 and Series 65 licenses with 40 years of industry experience. He has been with Tocqueville Securities L.P. since 2008 and currently serves as a Senior Advisor. Tocqueville Asset Management provides discretionary and non-discretionary portfolio management and supervisory services to a diverse client base, including individual and high-net-worth investors, registered investment companies, private pooled vehicles, insurance companies, and public pension plans. The firm employs multiple investment teams that use a bottom-up, value-oriented, and contrarian approach across various asset classes and manages both separate accounts and pooled vehicles.

Sion Harari is a Series 65 credentialed advisor at J. Safra Asset Management Corporation with three years of industry experience. Before joining J. Safra, Harari spent time in academia and took two sabbaticals. J. Safra Asset Management Corporation offers discretionary and non-discretionary portfolio management and investment consulting to a diverse client base, including individuals, high-net-worth clients, corporations, and institutions. The firm employs a combination of fundamental analysis, macroeconomic assessment, and tactical positioning, using both model-driven managed accounts and direct advisory services.