Serria Rego is a financial advisor with LPL Financial, holding Series 63 and Series 66 licenses and 19 years of industry experience. Her prior roles include positions at Estately, where she assists clients in creating trusts and wills, as well as experience with United American Insurance Company, Zein Insurance Services, and Transamerica Financial Advisors. She also participated in a dance team managed by Pat Lacey for eight years. LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individuals, retirement plan participants, banks, trust companies, and institutions. The firm offers a range of advisory and brokerage services, including financial planning, model portfolio programs, third-party asset management, and institutional platforms.

Brian Schlichter is a financial advisor with Wells Fargo Advisors, holding Series 63 and Series 66 licenses and bringing 12 years of industry experience. His prior work includes roles at Merrill and Wells Fargo Clearing. Outside of his advisory role, he serves as an attorney in fact for a family member. Wells Fargo Advisors Financial Network is a large broker-dealer and registered investment adviser that offers a broad range of investment and financial planning services to individuals, trusts, and institutions. The firm provides tailored recommendations supported by proprietary research and tools, serving clients who meet certain net-worth criteria with specialized planning in areas such as retirement, education, and business transition.

Grant Seybold is a CFP® professional with 10 years of industry experience, currently advising at LPL Financial. He has previously worked at OSAIC, FSC Securities Corp, and Marangola Financial Group, where he also provides tax preparation services and insurance sales. Seybold serves as president of the Financial Planning Association of Ventura County, organizing networking events for financial planners. LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individuals, retirement plan participants, banks, trust companies, and institutions. The firm offers a range of advisory and brokerage services, including financial planning, model portfolio programs, and institutional platforms, supported by a large network of investment adviser representatives and advanced research tools.

Daniel Muniz is a financial advisor with J.P. Morgan Securities in Glendale, CA, holding Series 63 and Series 66 licenses and bringing 16 years of industry experience. He has worked with J.P. Morgan Securities since 2012 and with JPMorgan Chase Bank, N.A. during two separate periods from 2010 to 2018 and from 2018 to the present. J.P. Morgan Securities provides institutional consulting services to plan sponsors, corporations, endowments, and other institutional clients through a program focused on non-discretionary asset allocation advice, investment manager searches, and customized performance reporting. The firm’s advisory process integrates quantitative and qualitative analysis with an ESG eligibility framework, supporting its recommendations through centralized due diligence.

Jennifer A. Kim is a Financial Consultant currently working at Fidelity Investments since 2025. She partners with clients and their families to create customized financial plans aimed at promoting financial well-being. Jennifer emphasizes competency, trust, and open communication in her approach, focusing on identifying client priorities and developing strategies to achieve their goals. Her professional experience includes roles as a Financial Advisor at Northwestern Mutual from 2024 to 2025, a Private Wealth Advisor at Goldman Sachs Ayco from 2021 to 2023, and a Regional Investment Officer at Goldman Sachs Ayco from 2018 to 2021. Jennifer holds a California Insurance License. Outside of her professional work, Jennifer enjoys spending time with friends, attending social events, hiking, visiting museums, listening to music, and traveling.

Joseph Gopez is a financial advisor at LPL Financial with 12 years of industry experience. He holds Series 63 and Series 65 licenses and previously worked at Transamerica Financial Advisors, Inc. and WFGIA. He is involved in the sales of insurance and non-insurance products affiliated with Transamerica Financial Advisors. LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individuals, retirement plan participants, banks, trust companies, and institutions. The firm offers a range of advisory and brokerage services including financial planning, model portfolio programs, and institutional platforms.

Phillip Vertin is a CFP® and ChFC® professional at LPL Enterprise with nine years of industry experience. He has held roles at The Prudential Insurance Company of America and Pruco Securities, LLC, among others. Outside of financial services, he was involved with True Lacrosse for five years. LPL Enterprise, LLC provides investment advisory and brokerage services to a diverse client base including individual and high-net-worth investors, retirement plans, banks, and charitable entities. The firm primarily follows a model-driven investment approach using portfolios developed by LPL’s Research Department and third-party strategists.

Marc Henderson is a financial advisor with Thrivent Investment Management in Valencia, CA, holding Series 63 and Series 66 licenses and possessing 11 years of industry experience. Prior to joining Thrivent in 2018, he worked at Fidelity Investments from 2014 to 2018. Outside of his advisory role, Henderson serves on the boards of Habitat for Humanity of Greater Los Angeles and the Seed House Project, and he is vice president of the CSU Northridge Black Alumni Association. He is also involved in business ventures including co-ownership of BN Real Estate Group and ownership of The Hendee Group LLC, which provides organizational and operational consulting services. Thrivent Investment Management offers Dedicated Planning Services to individuals, families, businesses, and nonprofit clients, providing written recommendations on a broad range of financial planning topics without implementation. The firm integrates goal-based analyses with managed-account programs under a consolidated billing option, maintaining a focus on planning rather than portfolio management for institutional clients.

Leor Solomon is a CFP® professional affiliated with LPL Financial, based in Burbank, CA, with eight years of industry experience. Prior to joining LPL Financial in 2025, he worked at Ameriprise from 2017 to 2024 and spent 17 years at Cartoon Network Studios. LPL Financial is a national broker-dealer and SEC-registered investment adviser that provides advisory and brokerage services to individuals, retirement plan participants, banks, trust companies, and other institutions. The firm offers a range of financial planning and investment management solutions, leveraging both proprietary and third-party strategies across various platforms.

Mitchell Hedlund is a financial advisor at J.P. Morgan Securities with six years of industry experience. He holds a Series 66 designation and has worked at J.P. Morgan Securities and JPMorgan Chase Bank since 2019. Outside of his advisory role, Hedlund is involved in youth sports coaching, serving as an assistant coach for the varsity men's lacrosse team at Calabasas High School and as a summer lacrosse coach at Agoura High School. J.P. Morgan Securities provides institutional consulting services to plan sponsors, corporations, endowments, and other institutional clients, focusing on written asset allocation advice, investment manager searches, and customized performance reporting. The firm’s advisory process combines quantitative and qualitative research supported by centralized due diligence and incorporates ESG frameworks where applicable.

Hasina Saleh is a financial advisor with LPL Financial, holding Series 63 and Series 66 licenses and bringing 16 years of industry experience. She has worked at LPL Financial since 2018 and previously held positions at INVEST Financial Corporation, U.S. Bancorp Investments, and Bancwest Investment Services. Saleh is also involved with Logix Federal Credit Union, where she has contributed for over a decade. LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individuals, retirement plan participants, banks, trust companies, and institutions. The firm offers a range of advisory and brokerage services, including financial planning, model portfolio programs, and institutional platforms, supported by a large network of investment adviser representatives.

Nathaniel Huck is a financial advisor with LPL Enterprise, holding Series 65 and Series 63 licenses and four years of industry experience. His prior roles include positions at The Prudential Insurance Company of America, Pruco Securities LLC, and Bankers Life and Casualty. LPL Enterprise provides investment advisory and brokerage services to a diverse client base, including individual and high-net-worth investors, retirement plans, banks, and charitable entities. The firm’s approach is typically model-driven, offering financial planning, access to third-party asset managers, and participation in its Model Wealth Portfolios wrap program.

Ronald Roesler is a financial advisor at Wells Fargo Clearing with 38 years of industry experience. He holds Series 63 and Series 65 credentials and has worked at Wells Fargo Clearing since 2016, following a prior role at Prudential Equity Group, LLC from 2000 to 2003. Wells Fargo Advisors is a national securities firm serving individual, corporate, and institutional clients through investment advisory, financial planning, retirement plan consulting, and brokerage services. The firm manages approximately $671 billion in assets and offers solutions supported by research and analytics, with a broad range of financial products accessible through bank and insurance affiliates.

Andy Mazmanian is a financial advisor with Wells Fargo Clearing, holding Series 63 and Series 65 licenses and bringing 21 years of industry experience. His prior roles include positions at JP Morgan Securities LLC and JP Morgan Chase Bank, N.A. Wells Fargo Clearing provides retirement plan consulting to qualified ERISA and non-qualified deferred compensation plans, offering both discretionary and non-discretionary services. The firm’s advisory process is IPS-driven and grounded in modern portfolio theory, with a notable inclusion of insurance-related vehicles and bank deposit sweep options among its investment menu.

Katherine Brown is a financial advisor at Fidelity with a Series 66 designation and one year of industry experience. Her prior roles include positions at WealthBridge Advisors and Human Investing, as well as work related to education at George Fox University and Trinity Classical Academy. Outside of finance, she has experience working in the retail food sector with Menchie's Frozen Yogurt. Fidelity’s Strategic Advisers LLC provides investment management and advisory services to retail and institutional investors, including management of Charitable Gift Funds and registered investment companies. The firm combines fundamental research with quantitative analysis and algorithmic portfolio construction to develop model portfolios using mutual funds, ETFs, and ETPs.

Ryan Godliman is a financial advisor at UBS Financial Services with 9 years of industry experience. He holds the Series 66 designation and has been with UBS since 2015. UBS Financial Services serves individual, corporate, and institutional clients through brokerage and investment advisory services, including fee-based financial planning and portfolio management. The firm combines institutional trading capabilities with wealth management, offering a range of capital markets services alongside its advisory offerings.

Anna Turco is a financial advisor at Osaic Wealth with 31 years of industry experience. She holds Series 63 and Series 65 licenses and previously worked at Sagepoint Financial, Inc. for 14 years. Outside of her advisory role, Turco owns a consulting business providing tax and estate settlement services and serves as a volunteer on her local homeowners association board. Osaic Wealth serves a diverse clientele including individual investors, retirement plan sponsors, charities, and corporate clients. The firm offers brokerage and advisory services through multiple programs, emphasizing model-based asset allocation and portfolio optimization supported by various analytical tools.

Mark Duntz is a financial advisor at LPL Enterprise with two years of industry experience. He holds the Series 66 designation and has prior work experience at Ameriprise Financial Services, Uber Technologies, Sony Pictures Studios, and CBS Studios. LPL Enterprise provides investment advisory and brokerage services to a diverse range of clients, including individuals, high-net-worth investors, and institutional entities. The firm employs a model-driven investment approach and offers financial planning, access to third-party asset managers, and participation in a wrap program, alongside affiliated trust, insurance, and lending services.

Neil Okeeffe is a financial advisor with Charles Schwab in Woodland Hills, CA, holding a Series 66 designation and 20 years of industry experience. His work history includes roles at Charles Schwab Bank SSB and Charles Schwab & Co., Inc. since 2019, as well as prior experience at Bank of the West and BancWest Investment Services from 2016 to 2019. Charles Schwab & Co., Inc. serves a large client base primarily composed of high- and ultra-high-net-worth individuals through its Schwab Wealth Advisory wrap fee program and affiliated managed-account and financial planning services. The firm offers a combination of non-discretionary and discretionary investment management using multi-asset model portfolios supported by research from the Schwab Center for Financial Research.

Matthew Wagner is a financial advisor with Morgan Stanley in Woodland Hills, CA, holding a Series 66 designation. He has one year of industry experience and previously held roles outside finance, including positions in education and the restaurant industry. Morgan Stanley Wealth Management is an SEC-registered investment adviser and broker-dealer serving individual and institutional clients with a range of advisory programs, including tailored financial planning supported by firm-approved tools and resources.