Kurt Ryden is a financial advisor at Wedbush Securities Inc. in New York, NY, holding Series 63 and Series 65 licenses with 27 years of industry experience. He previously worked at Bank of America and Merrill from 2016 to 2025. Wedbush Securities provides investment advisory and broker-dealer services to individual, high-net-worth, and institutional clients, offering a range of wealth management, fixed income, commodities, and capital markets solutions. The firm supports both discretionary and non-discretionary portfolio management and provides custodial, clearing, and prime services alongside its dual registration as an adviser and broker-dealer.

Gustavo Colomina is a financial advisor at Jefferies Investment Advisers LLC with 11 years of industry experience. He holds Series 63 and Series 66 registrations and has worked at firms including J.P. Morgan Securities, CITIGROUP, and Jefferies. He serves as a board member of the Briar Bay Townhouse Homeowners Association. Jefferies Investment Advisers LLC provides fee-based financial planning services to individuals, trusts, estates, foundations, charitable organizations, and corporations, using a customized, collaborative process supported by third-party software to help clients define and pursue their financial goals.

Ryan Schechner is an advisor at B. Riley Wealth Advisors, Inc. with one year of industry experience. He holds a Series 66 designation and has worked previously at Batting 1000 and B. Riley Wealth Management. B. Riley Wealth Advisors provides investment advice and portfolio management to individual clients, pension and profit-sharing plans, trusts, estates, charitable organizations, and corporate clients. The firm offers various programs including internally managed models and third-party managed solutions, managing approximately $4.21 billion in client assets through about 173 advisors.

Nicholas Stark is a financial advisor at TSA Management Inc with 15 years of industry experience. He has held positions at Halliday Financial, LLC since 2017 and Mass Mutual Investors Services from 2016 to 2017. Outside of advisory work, he is involved in fundraising for Wonderland Nursery School and has experience in insurance sales and landscaping. TSA Portfolio Management Inc. provides investment supervisory and portfolio management services to individuals, high-net-worth clients, retirement plans, foundations, and other institutions. The firm manages approximately $1.479 billion across about 2,566 clients, utilizing model allocations, tax-aware security selection, and a combination of in-house and third-party managers.

Irene Lam is a financial advisor at Core Planning with a Series 65 designation and over a decade of industry experience, including 12 years at Intesa Sanpaolo IMI Securities and shorter tenures at BBVA and other firms. She joined Core Planning in 2026. Core Planning provides fee-only financial planning and wealth management services primarily to individual and high-net-worth clients, as well as ERISA 3(21) retirement-plan advisory services. The firm uses a tailored investment approach with model portfolios and rule-based rebalancing tools to manage client accounts.

Gregory Kaplan is a CFA® charterholder with 17 years of industry experience. He currently works at Jefferies Investment Advisers LLC and has previously been associated with Rochdale Investment Management, Rim Securities, and City National Bank. Kaplan serves as a board member and treasurer for MIB Agents, a nonprofit organization focused on supporting children fighting osteosarcoma. Jefferies Investment Advisers LLC provides fee-based financial planning services to individuals, trusts, estates, foundations, charitable organizations, corporations, and other business entities. The firm utilizes a customized, collaborative planning process supported by third-party software to offer comprehensive financial planning without security-specific investment recommendations.

Brianna Matro is a financial advisor at Range Advisory, LLC with seven years of industry experience. She holds a Series 66 designation and previously worked at Fidelity Investments and Fidelity Brokerage Services LLC. Range Advisory serves high-net-worth and ultra-high-net-worth individuals across the U.S., providing financial planning, investment advice, and discretionary portfolio management. The firm manages approximately $1.4 billion in discretionary assets and employs a subscription-based compensation model alongside advanced tools including AI-driven client support and portfolio modeling.

Catherine Tse is a financial advisor at Allen Investment Management, LLC with five years of industry experience. She holds a Series 63 designation and has previously worked at Qu Capital and Cascina LLC. Catherine is based in New York, NY. Allen Investment Management, LLC provides customized wealth management and advisory services primarily to high-net-worth individuals, family offices, trusts, foundations, and other accredited investors, including a significant non-U.S. client base. The firm offers tailored investment programs through discretionary and non-discretionary agreements, focusing on manager due diligence and a range of equity and multi-asset strategies.

Geoffrey Schiciano is a financial advisor at Jefferies Investment Advisers LLC with 33 years of industry experience. He has held various roles within Jefferies entities since 2013. Outside of his advisory work, he manages several family partnerships and LLCs that invest in private equity. Jefferies Investment Advisers LLC offers fee-based financial planning services to individuals, trusts, estates, foundations, charitable organizations, and corporations. The firm delivers a customized planning process that incorporates third-party software and scenario analysis to support a range of financial planning needs.

Andrew Schoenfeld is a financial advisor with Kingswood Wealth Advisors, LLC in New York, NY, holding Series 63 and Series 65 licenses and bringing 35 years of industry experience. His prior roles include positions at Kingswood Capital Partners, Edge Wealth Management, Brean Capital, Sandler O'Neill & Partners, and Hunt Financial Securities. Kingswood Wealth Advisors serves a diverse client base including individual and high-net-worth investors, retirement plan sponsors, and institutions, offering portfolio management, financial planning, ERISA plan advisory, and consulting services. The firm operates an open-architecture platform utilizing third-party managers and integrates insurance-linked account management alongside institutional consulting and wrap program sponsorship.

Benjamin Lanier is a financial advisor at Ingalls Investment Management, LLC with eight years of industry experience. He holds a Series 65 designation and previously worked at Ingalls & Snyder LLC and Deloitte & Touche. Ingalls Investment Management provides discretionary and non-discretionary advisory services to a range of clients including individuals, financial institutions, and charitable organizations. The firm employs various asset-management styles and manages accounts using fundamental, technical, and cyclical analysis across multiple strategies.

Kenneth Mcdonald is a financial advisor at Maxim Financial Advisors LLC with 36 years of industry experience. He holds Series 63 and Series 65 licenses and has been with Maxim Financial Advisors since 2006, also working at affiliated Maxim Group LLC since 2002. Maxim Financial Advisors LLC provides discretionary and non-discretionary investment supervisory services and referrals to third-party managers for a diverse client base, including individuals, trusts, corporations, and institutional entities. The firm’s advisors tailor investment strategies that incorporate mutual funds, ETFs, individual equities, fixed income, and alternative investments, using both proprietary and third-party research.

William Spears is a CFA® charterholder with 4 years of industry experience. He is a member of SPEARS & CO. LLC, a holding company, and has been associated with Spears Abacus Advisors LLC since 2007. He is currently with Cannell & Spears LLC in New York, NY. Cannell & Spears LLC provides discretionary portfolio management, financial planning, and rollover advice to individual and institutional clients, including high-net-worth individuals, charities, pension plans, and pooled investment vehicles. The firm employs a value-oriented, long-term investment approach based on proprietary fundamental research and concentrated security selection, and it operates as a multi-team structure with approximately 17 advisors managing several billion dollars in assets.

Ryshard Grzanka is a financial advisor with Integrity Advisory Solutions in Brooklyn, NY, holding Series 63 and Series 65 licenses and bringing 16 years of industry experience. His prior roles include positions at Burlington Alliance Capital Management, LLC and Equitable Advisors, LLC. Integrity Advisory Solutions serves individuals, trusts, estates, corporations, and other business clients through a network of approximately 100 independent advisors, managing around $1.1 billion in client assets. The firm offers portfolio management, financial planning, retirement plan consulting, and utilizes a range of investment strategies and third-party platforms to provide tailored advisory services.

Henry Kaplan is a financial advisor with B. Riley Wealth Advisors, Inc. in New York, NY, holding Series 63, 65, and 66 licenses and bringing 37 years of industry experience. His prior roles include positions at National Asset Management and Morgan Stanley Distribution, Inc. He is also a limited partner and passive investor in a fixed income investment portfolio. B. Riley Wealth Advisors, Inc. is an SEC-registered firm managing approximately $7.03 billion in client assets through about 274 advisors. The firm serves individuals, high-net-worth clients, charitable organizations, corporations, and retirement plans, offering a broad range of advisory programs, financial planning, and retirement solutions.

John Pantowich is the sole advisor at TAG Associates LLC in New York, NY, with 14 years of industry experience. He has been with TAG Associates since 2002. TAG Associates provides multi-family office and portfolio management services primarily to high-net-worth individuals, family-related entities, trusts, estates, endowments, and certain retirement plans. The firm offers comprehensive wealth management, including portfolio management, tax planning, financial management, and estate/trust planning, and also advises pooled investment vehicles with both client and non-client investors.

Montague Henry is a financial advisor at B. Riley Wealth Advisors, Inc. with 39 years of industry experience. He holds Series 63 and Series 65 licenses and has previously worked at Dominick & Dickerman LLC and Merrill. He is also a licensed insurance agent involved in fixed insurance sales through B. Riley Wealth Insurance. B. Riley Wealth Advisors serves a diverse client base including individuals, pension plans, trusts, and corporate clients, offering a variety of investment programs and financial planning services. The firm manages approximately $4.21 billion in assets and employs about 173 advisors.

Joseph Orff Jr. is a CFP® and CFA® with three years of industry experience. He is currently an advisor at Greenspring Advisors, LLC, where he has worked since 2025. Prior to that, he spent several years with Wealthstream Advisors, Inc. He has a background that includes time at the University of Miami. Greenspring Advisors provides investment advisory and financial planning services to individuals, trusts, estates, non-profit organizations, and employer-sponsored retirement plans. The firm uses a combination of fundamental, quantitative, and qualitative analysis with an asset-allocation focus and offers both discretionary and non-discretionary portfolio management tailored to client objectives.

David Pearson is a financial advisor with Carret Asset Management, LLC in New York, NY, holding Series 63 and Series 65 licenses and bringing 24 years of industry experience. He has worked with Carret Asset Management since 2004 and was previously with Carret and Company, LLC from 2002 to 2004. Carret Asset Management is an SEC-registered multi-team adviser managing approximately $3.46 billion for individuals, retirement plans, investment companies, and other institutional and advisor clients. The firm uses fundamental research and periodic rebalancing to structure portfolios with an emphasis on fixed income, enhanced cash, large-cap equity, and a Leveraged Opportunity Strategy, while also providing sub-advisory services and managing a registered mutual fund.

Marc Specht is a financial advisor with Perigon Wealth Management, LLC in New York, NY, holding a Series 66 designation and 16 years of industry experience. He has worked at several firms including Purshe Kaplan Sterling Investments, Inc., Midtown Wealth Management, LPL Financial, and Private Advisor Group. In addition to his advisory role, Mr. Specht is a licensed insurance agent and owner of PM Risk Management, an insurance sales business. Perigon Wealth Management provides customized investment advisory and wealth management services to a diverse client base, including individuals, high-net-worth clients, trusts, estates, businesses, charitable organizations, and banking or thrift institutions. The firm emphasizes individualized portfolio construction, ongoing monitoring, and serves as both sponsor and overseer of wrap-fee programs and sub-advisor relationships.