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Michael C

Series 63, Series 66

Las Vegas, NV

Mission Financial Group, LLC

Michael Cook is a financial advisor with Mission Financial Group, LLC in Las Vegas, NV, holding Series 63 and Series 66 licenses and having 12 years of industry experience. His prior experience includes roles at Charles Schwab & Co., Inc., Charles Schwab Bank, and Cardinal Financial. Outside of his advisory work, he serves as a general partner at Secure Yield LLC, where he is involved in real estate business development and project evaluation. Mission Financial Group serves individuals, retirement plans, trusts, and businesses by providing comprehensive portfolio management, financial planning, and consulting services. The firm manages discretionary accounts and employs a variety of investment strategies, including the use of ETFs, mutual funds, individual securities, and alternative products.

Retirement plans for business owners (SEP, solo 401k)
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Lotay Y

CFP®, Series 63, Series 65, Series 66

Las Vegas, NV

Black Card Circle

Lotay Yang is a CFP® with 22 years of industry experience, currently serving as a financial advisor at Black Card Circle in Las Vegas, NV. His prior work includes roles at Waddell & Reed, Inc. and various insurance agencies. Outside of finance, he is involved in the entertainment industry as an actor and executive producer of the Hollywood motion picture "The Razor's Edge," starring Tommy Lee Jones and James Franco. Black Card Circle is a registered investment adviser serving individuals, high-net-worth clients, trusts, and charitable organizations. The firm operates as a team of six advisors, providing portfolio management and financial planning using a non-discretionary, client-directed execution model that emphasizes diversified allocations and periodic rebalancing aligned with Modern Portfolio Theory.

General retirement planning Cash flow / budgeting Debt management College savings (529s, UTMA, etc.)
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Blaine V

Series 66, Series 65

Las Vegas, NV

Tactive Advisors, LLC

Blaine Vose is a financial advisor with Tactive Advisors, LLC in Las Vegas, NV, holding Series 65 and Series 66 designations and three years of industry experience. His prior roles include positions at Dynamic Wealth Advisors and Gifford Planning Strategies. Tactive Advisors provides portfolio management services to individuals, trusts, businesses, employee benefit plans, and institutional investors, utilizing a hybrid model that combines a robo-advisor platform and advisor-led investment strategies based on tactical asset allocation and the Black-Litterman framework.

Active portfolio management Factor investing / smart beta Options & derivatives strategies
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Kenneth H

Series 63, Series 65

Las Vegas, NV

One Wealth Map, LLC

Kenneth Himmler Sr. is a financial advisor with One Wealth Map, LLC in Las Vegas, NV, holding Series 63 and Series 65 credentials and 28 years of industry experience. He has worked at One Wealth Map (formerly H&H Retirement Design and Management) since 2014, and previously at Integrated Asset Management, LLC and American Financial Management, Ltd. Apart from advisory work, he is managing member of several non-investment businesses including a tax and business consulting firm and a commercial registered agent service, and owns an investment-related educational company. One Wealth Map provides investment advisory and financial planning services to individuals, businesses, family foundations, trusts, and charitable organizations. The firm employs a layered portfolio approach and offers a range of service levels from basic rebalancing to comprehensive wealth oversight, using fundamental and technical analysis, options strategies, and technology platforms such as eMoney and Orion.

Retirement income strategy Tax-loss harvesting Options & derivatives strategies General estate planning guidance General tax planning
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Trevin M

Series 65

Las Vegas, NV

Arista Wealth Management, LLC

Trevin Meredith is a financial advisor at Arista Wealth Management, LLC in Las Vegas, NV, holding a Series 65 designation with one year of industry experience. His prior roles include positions at Soltis Investment Advisors, JT SWPPP, Utah Tech University, and K-One Solutions. Meredith also served as a volunteer on a church mission for two years. Arista Wealth Management provides financial planning and wealth management services to individuals and high-net-worth clients, along with retirement plan advisory for employer plan sponsors. The firm employs an investment approach grounded in academic research and modern portfolio theory, utilizing passive index allocations, model portfolios, and low-cost mutual funds and ETFs, supplemented by third-party strategists and alternative investments where appropriate.

Social Security optimization Wealth management Private / alternative investments Tax strategies for small businesses Executive Founder/Business Owner
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Philip T

Series 63, Series 65

Las Vegas, NV

Hohimer Wealth Management, LLC

Philip Tom is a financial advisor at Hohimer Wealth Management, LLC with 42 years of industry experience. He holds Series 63 and Series 65 licenses and previously worked for RBC Capital Markets, LLC for 10 years. Hohimer Wealth Management, LLC serves individuals, including high net worth clients, as well as various institutional and family entities. The firm employs a team-based approach to investment and wealth management, utilizing both active and passive strategies across a range of asset classes, and integrates alternative pooled investments while providing discretionary and limited non-discretionary portfolio management.

Options & derivatives strategies Private / alternative investments Tax-loss harvesting Wealth management Founder/Business Owner Retired
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Randy G

Series 63, Series 65

Las Vegas, NV

The Investment Counsel Company

Randy Garcia is a financial advisor at The Investment Counsel Company of Nevada with 32 years of industry experience. He has been with the firm since 1988 and holds Series 63 and Series 65 designations. The Investment Counsel Company of Nevada provides discretionary and non-discretionary portfolio management and consulting services to individual clients, pension plans, trusts, estates, and charitable organizations. The firm employs a fundamental analysis approach combined with diversified allocations across equities, fixed income, mutual funds, ETFs, and independent managers, managing approximately $1.84 billion in assets.

Private / alternative investments Options & derivatives strategies
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Kenneth C

Series 66

Las Vegas, NV

Investor Fan

Kenneth Clark is a financial advisor with Investor Fan in Las Vegas, NV, holding a Series 66 designation and 11 years of industry experience. He previously worked at American Independent Securities Group, LLC and Rockwood Stone Wealth Management. Clark also works as an independent insurance agent through RMM Planning, LLC. Investor FAN provides investment management, financial consulting, and retirement plan advisory services to individuals, high-net-worth clients, and various institutional entities. The firm employs a diversified investment approach based on Modern Portfolio Theory and coordinates client portfolios with other professional advisors.

Private / alternative investments Retirement plans for business owners (SEP, solo 401k) Retirement income strategy Wealth management
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Luke P

Series 65

Las Vegas, NV

Whalen Financial

Luke Perry is a financial advisor at Whalen Financial with a Series 65 designation and one year of industry experience. He has served in the U.S. Navy for over 20 years and has held academic roles at Claremont University and Pepperdine University. Whalen Financial provides discretionary portfolio management and financial planning to individuals, pension and profit-sharing plans, charitable organizations, and businesses. The firm focuses on client-specific Investment Policy Statements and employs fundamental analysis and modern portfolio theory, utilizing mutual funds, equities, fixed income, and ETFs in its investment approach.

Wealth management Tax-loss harvesting College savings (529s, UTMA, etc.)
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Nicholas H

CFP®, Series 66

Las Vegas, NV

The Investment Counsel Company

Nicholas Hickly is a CFP® and holds a Series 66 license with 21 years of industry experience. He has been with The Investment Counsel Company in Las Vegas, NV, since 2015, where he works as part of a seven-advisor team. The Investment Counsel Company of Nevada serves individuals, pension and profit-sharing plans, business entities, trusts, estates, and charitable organizations by providing discretionary and non-discretionary portfolio management, financial planning, consulting, and specialized searches for qualified plan providers and independent managers. The firm employs fundamental analysis with long- and short-term strategies across multiple asset classes and offers services on a fee-only or hourly consulting basis.

Private / alternative investments Options & derivatives strategies
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Vincent D

ChFC®, Series 63, Series 65

Las Vegas, NV

Bull Harbor Capital LLC.

Vincent D Addona is a financial advisor at Bull Harbor Capital LLC with 44 years of industry experience. He holds the ChFC® designation along with Series 63 and Series 65 licenses. His prior experience includes long tenures at Guardian Life Insurance and Park Avenue Securities. Outside of his advisory role, he serves as a board member of Finseca and is involved as a partial owner in companies focused on behavioral finance and financial technology. Bull Harbor Capital LLC provides investment advisory and financial planning services to individuals, high-net-worth clients, trusts, estates, businesses, charitable organizations, and retirement plans. The firm emphasizes long-term strategic asset allocation with tactical adjustments and employs a diverse range of investment vehicles, including mutual funds, ETFs, individual equities, fixed income, and options.

Concentrated stock management Options & derivatives strategies Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner Executive
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Luisa Pamela M

CFP®

Las Vegas, NV

Ducere Wealth Management

Luisa Pamela Mendoza is a CFP® with one year of experience at Ducere Wealth Management and five years at Investment Counsel Company. She has previously worked in various roles outside the financial industry, including positions in hospitality and entertainment. Mendoza is based in Las Vegas, NV. Ducere Wealth Management is an SEC-registered advisory firm serving ultra-high net worth individuals, accredited investors, families, business owners, and select corporate clients. The firm emphasizes long-term strategic asset allocation with tax-efficient techniques and incorporates alternative investments through a Third-Party Manager program.

Tax-loss harvesting Private / alternative investments Concentrated stock management Wealth management General estate planning guidance Founder/Business Owner Executive
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Sean O

Series 66

Las Vegas, NV

Mission Financial Group, LLC

Sean Ohashi is a financial advisor at Mission Financial Group, LLC with 12 years of industry experience. He holds the Series 66 designation and previously worked at Edward Jones for 11 years. Outside of his advisory role, he serves as a volunteer board member for the Alzheimer's Association, assisting with event planning for the Walk to End Alzheimer's. Mission Financial Group provides investment advisory and planning services to individuals, high net worth clients, retirement plans, trusts, and business entities. The firm focuses on individualized portfolio construction and ongoing monitoring, utilizing a range of investment strategies and asset types, including ETFs, mutual funds, individual securities, alternative investments, and cryptocurrency products.

Retirement plans for business owners (SEP, solo 401k)
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Eric S

Series 66

Henderson, NV

Capstone Capital Wealth Advisors

Eric Sorenson is a financial advisor at Capstone Capital Wealth Advisors in Henderson, NV. He holds a Series 66 designation and has two years of industry experience, including prior roles at Merrill and Bank of America. Outside of his advisory work, he is a managing member of Sorenson Ventures LLC, an entity intended to own an indoor pickleball facility. Capstone Capital Wealth Advisors provides discretionary investment management and financial planning services to individuals and institutional clients, including pension plans and corporations. The firm emphasizes strategic asset allocation and long-term portfolio construction with broadly diversified funds, tailoring portfolios through personal discussions and exercising discretionary trading authority under client agreements.

Business exit / sale strategy Charitable giving & philanthropy General retirement planning Tax strategies for small businesses Founder/Business Owner Retired
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Chandler M

Series 63, Series 65

Las Vegas, NV

Arista Wealth Management, LLC

Chandler Mcknight is a financial advisor at Arista Wealth Management, LLC in Las Vegas, NV, holding Series 63 and Series 65 designations with one year of industry experience. Prior to joining Arista, he worked at Fidelity Investments and has held various roles across different sectors. Arista Wealth Management provides financial planning and wealth management services to individuals and high-net-worth clients, along with retirement plan advisory for employer plan sponsors. The firm’s investment approach relies on passive index allocations and low-cost mutual funds and ETFs, supplemented by third-party strategists and alternative investments when appropriate.

Social Security optimization Wealth management Private / alternative investments Tax strategies for small businesses Executive Founder/Business Owner
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William B

Series 65

Las Vegas, NV

The Investment Counsel Company

William Barton is a Series 65-licensed advisor at The Investment Counsel Company in Las Vegas, NV, with experience beginning in 2024. Prior to joining the firm, he worked for 26 years with the Clark County School District. The Investment Counsel Company of Nevada provides discretionary and non-discretionary portfolio management and consulting services to individuals, pension plans, business entities, trusts, estates, and charitable organizations. The firm employs a combination of fundamental analysis and diversified asset allocation across equities, fixed income, mutual funds, ETFs, and independent managers, managing approximately $1.84 billion in assets.

Private / alternative investments Options & derivatives strategies
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Damondrick J

Series 65

Las Vegas, NV

Abundo Wealth

Damondrick Jack is a Series 65-licensed financial advisor with Abundo Wealth in Las Vegas, NV, bringing two years of industry experience. His background includes roles at Bingham, Osborn, & Scarborough, LLC, Mercer Advisors, and work with nonprofit organizations such as The AFE Society and StreetCode Academy. Abundo Wealth offers comprehensive financial planning and non-discretionary investment advisory services primarily to individual clients, focusing on cash flow, retirement, estate, and tax planning without requiring an asset minimum. The firm employs a passive, low-cost index fund approach based on a Semi-Strong Form Efficient Market hypothesis and structures its advisory services on a subscription basis across a network of 11 offices.

Cash flow / budgeting College savings (529s, UTMA, etc.) General estate planning guidance Retirement withdrawal strategies
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Kenneth W

Series 63, Series 65

Las Vegas, NV

Winans Investments

Kenneth Winans is a financial advisor at Winans Investments with 32 years of industry experience. He holds Series 63 and Series 65 designations and has worked at Winans International since 1992. Outside of his advisory role, he serves as president of The W Foundation, a nonprofit organization dedicated to preserving and promoting space history through exhibits. Winans Investments provides discretionary and non-discretionary portfolio management, advisory consulting, and research services to individuals, trusts, investment companies, and pension plans. The firm serves a range of clients from non-high-net-worth to high-net-worth and employs a quantitative and technical analysis approach to construct growth and fixed-income portfolios, offering personalized strategies, model-based programs, and sub-adviser arrangements.

Passive / index investing Active portfolio management Real estate investing Options & derivatives strategies
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Adam C

Series 66

Henderson, NV

Capstone Capital Wealth Advisors

Adam Cress is a financial advisor at Capstone Capital Wealth Advisors with six years of industry experience. He holds a Series 66 designation and has previously worked at Bank of America, Merrill, Med James Inc, and Kaufman Financial Group. Capstone Capital Wealth Advisors provides discretionary investment management and one-time financial planning to individuals, including high-net-worth clients, as well as institutional clients such as pension and profit-sharing plans, trusts, estates, and corporations. The firm emphasizes strategic asset allocation and long-term portfolio construction using broadly diversified mutual funds and ETFs, tailoring portfolios based on individual client goals and risk tolerance.

Business exit / sale strategy Charitable giving & philanthropy General retirement planning Tax strategies for small businesses Founder/Business Owner Retired
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Jordan N

CFP®, Series 65, Series 63

Las Vegas, NV

Arista Wealth Management, LLC

Jordan Naffa is a financial advisor at Arista Wealth Management, LLC with 11 years of industry experience. He holds the CFP® designation and securities licenses Series 65 and Series 63. Prior to joining Arista in 2023, he worked at Portfolio Advisors, Inc. for six years. He is also a licensed insurance agent. Arista Wealth Management provides financial planning and wealth management services to individuals and high-net-worth clients, as well as retirement plan advisory to employer plan sponsors. The firm’s investment approach is based on academic research and modern portfolio theory, primarily using passive index allocations, model portfolios, and low-cost mutual funds and ETFs, supplemented by third-party strategists and alternative investments where appropriate.

Social Security optimization Wealth management Private / alternative investments Tax strategies for small businesses Executive Founder/Business Owner
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