Matthew Frakes is a financial advisor with Wells Fargo Clearing, holding a Series 66 designation and 19 years of industry experience. He has worked at Wells Fargo Clearing since 2018 and previously was employed at Morgan Stanley Private Bank and Morgan Stanley Smith Barney from 2009 to 2018. Wells Fargo Clearing provides retirement plan consulting services to qualified ERISA plans and non-qualified deferred compensation plans. The firm’s advisory process is IPS-driven and based on modern portfolio theory, offering both discretionary and non-discretionary services tailored to plan objectives, demographics, and risk tolerances.

Judith Leeth is a Series 66-credentialed financial advisor with eight years of industry experience. She is currently with LPL Enterprise and previously worked at Ameriprise and Ameriprise Financial Services, Inc. Leeth is also an author and a musician in the band Tim & Mandy Music. LPL Enterprise, LLC provides investment advisory and brokerage services to individual and high-net-worth investors, retirement plans, banks, and corporate and charitable entities. The firm uses model-driven investment approaches and offers financial planning, third-party asset manager access, and participation in a wrap program among its services.