David Pearson is a financial advisor with Carret Asset Management, LLC in New York, NY, holding Series 63 and Series 65 licenses and bringing 24 years of industry experience. He has worked with Carret Asset Management since 2004 and was previously with Carret and Company, LLC from 2002 to 2004. Carret Asset Management is an SEC-registered multi-team adviser managing approximately $3.46 billion for individuals, retirement plans, investment companies, and other institutional and advisor clients. The firm uses fundamental research and periodic rebalancing to structure portfolios with an emphasis on fixed income, enhanced cash, large-cap equity, and a Leveraged Opportunity Strategy, while also providing sub-advisory services and managing a registered mutual fund.

Marc Specht is a financial advisor with Perigon Wealth Management, LLC in New York, NY, holding a Series 66 designation and 15 years of industry experience. His prior roles include positions at Purshe Kaplan Sterling Investments, Midtown Wealth Management, LPL Financial, and Private Advisor Group. Outside of his advisory work, he is a licensed insurance agent and owner of PM Risk Management, an insurance sales business. Perigon Wealth Management provides customized investment advisory and wealth management services to individuals, trusts, estates, businesses, charitable organizations, and banking or thrift institutions. The firm offers a wrap-fee program and may implement client portfolios through sub-advisors or turnkey asset management programs, with ongoing portfolio monitoring and formal annual reviews.

Gianni Difroscia is a CFP® professional with five years of industry experience, currently associated with Citizens Private Wealth. He has worked at Citizens Bank and its affiliated entities since 2012. Citizens Private Wealth, LLC is a multi-team registered investment adviser serving high-net-worth individuals, families, pension and profit-sharing plans, business entities, trusts, estates, charitable organizations, and endowments. The firm focuses on long-term, tailored asset allocation within an open-architecture framework, offering both discretionary and non-discretionary portfolio management alongside tax, estate, and business consulting services.

Adam Grisanti is a financial advisor at Ingalls Investment Management, LLC with 12 years of industry experience. He has been associated with Ingalls & Snyder LLC since 2011 and joined Ingalls Investment Management in 2026. Ingalls Investment Management provides discretionary and non-discretionary investment advisory services to a diverse client base, including individuals, financial institutions, pension plans, trusts, charitable organizations, and private investment partnerships. The firm employs multiple asset-management styles, managing accounts on a discretionary basis with strategies ranging from long-term equity holdings to short-term trading and option writing.

Alan Feldman is a financial advisor at Jefferies Investment Advisers LLC with 25 years of industry experience. He has held roles at Jefferies LLC, Leucadia Asset Management LLC, JPMorgan Chase Bank, N.A., and J.P. Morgan Securities. Feldman holds a Series 63 designation. Jefferies Investment Advisers LLC provides fee-based financial planning services to individuals, trusts, estates, foundations, charitable organizations, corporations, and other business entities. The firm offers a customized, collaborative planning process covering a broad range of topics, including tax and estate planning, executive compensation, and philanthropic planning.

Kai Chong Cheng is a financial advisor with NFSG Corporation in New York, NY, holding Series 63, Series 65, and Series 66 designations and 18 years of industry experience. His prior work includes roles at Newbridge Securities Corporation and Affinity Capital Management LLC. NFSG Corporation provides investment advisory and financial planning services to a diverse client base, including individuals, trusts, estates, and business entities. The firm constructs diversified portfolios, offers discretionary and non-discretionary asset management, and supports its advisors with research, model portfolios, and third-party asset manager options.

Mc Clain Bishop is a financial advisor at Simon Quick Advisors, LLC with eight years of industry experience. He holds a Series 66 designation and previously worked at Bank of America and Merrill for seven years each. Outside of his advisory role, he is a minority partner in HGC Investments, LLC, a holding company for investments, and participates in charitable activities through the R and H H Foundation. Simon Quick Advisors serves individuals, families, pension and non-profit entities, endowments, and foundations by providing wealth management, investment consulting, financial planning, tax planning and compliance, and administrative services. The firm uses a combination of proprietary quantitative analysis and in-person due diligence to allocate client assets across a range of investment vehicles, managing accounts on both discretionary and non-discretionary bases and sponsoring multiple pooled investment vehicles.

Sarah White is a financial advisor at Sapient Capital LLC with 25 years of industry experience. She holds Series 63 and Series 66 licenses and previously worked for 20 years at J.P. Morgan Securities. Sapient Capital provides wealth management, financial planning, family office services, and sub‑advisory support to individuals, high‑net‑worth families, trusts, foundations, and pooled investment vehicles. The firm employs a long-term investment process combining fundamental and technical analysis to build diversified portfolios and acts as an adviser and sponsor to private funds as well as a sub-advisor to registered ETFs.

Nicholas Caradonna is a financial advisor with Advisors Capital Management, LLC and holds Series 66 and Series 63 designations. He has 21 years of industry experience, including roles at Wunderlich Securities, Inc. and LPL Enterprise LLC. Outside of his advisory work, he is involved in non-variable insurance and real estate rental activities. Advisors Capital Management serves a diverse client base, including individuals, employee benefit plans, and clients of unaffiliated broker-dealers and RIAs, offering discretionary portfolio management through customized private accounts and model strategies. The firm integrates top-down macro analysis with bottom-up security selection across equity, fixed-income, and tactical approaches, managing over $8.1 billion of discretionary assets.

Paul Morse is a Certified Financial Planner (CFP®) with 33 years of industry experience. He has worked at A.G.P. / Alliance Global Partners since 2020, following prior roles at Gladstone Wealth Group, LPL Financial, and Wells Fargo Clearing. He is based in New York, NY. A.G.P. / Alliance Global Partners is a multi-team SEC-registered investment adviser and FINRA-member broker-dealer serving over 7,000 clients with approximately $2.95 billion in assets under management. The firm employs an open-architecture model that includes internally managed strategies and sub-advisory relationships, focusing on value and dividend-oriented international equity approaches, and offers a range of portfolio management, financial planning, and advisory services.

George Kuruvilla is a financial advisor with Virtue Capital Management, LLC, holding the ChFC® designation and Series 63 and 65 licenses. He has 43 years of industry experience, including prior roles at Center Street Advisors, Inc. and Lifemark Securities Corp. Outside of his advisory work, he is an independent insurance agent specializing in life and health insurance. Virtue Capital Management, LLC serves a broad range of clients, including individuals, trusts, estates, and qualified retirement plans, offering customized portfolio management and financial planning through a multi-team model. The firm combines tactical, strategic, and dynamic investment approaches and provides third-party manager due diligence, ongoing monitoring, and client education.

Christy Matzen is a CFP® and Series 66-licensed financial advisor at Sapient Capital LLC with 10 years of industry experience. Her prior roles include positions at Northstar Investment Advisory, JP Morgan Chase, Zoe Financial, Goldman Sachs, and The AYCO Company, L.P./Mercer Allied. Sapient Capital provides wealth management, financial planning, family office services, and sub-advisory support to individuals, high-net-worth families, trusts, foundations, and pooled investment vehicles. The firm employs a long-term investment process that combines fundamental and technical analysis to build diversified portfolios, and it serves as both adviser and sponsor to private funds and registered ETFs.

Melissa Shaw Patino is a financial advisor at Arete Wealth Advisors, LLC in New York, NY, with three years of industry experience. She holds the Series 66 designation and previously worked at Neuberger Berman for five years before joining Arete Wealth Management and Golub Capital. Arete Wealth Advisors provides investment advisory and financial planning services to a diverse client base including individuals, pension and profit-sharing plans, trusts, estates, and charitable organizations. The firm primarily manages assets on a discretionary basis using both advisor-driven and proprietary model allocations, and it integrates affiliated financial businesses and product channels into its service offerings.

Michelle Mc Kinnon is a CFP® with 11 years of industry experience. She has been with Klingman and Associates, LLC since 2019 and previously worked at Payne Capital Management, LLC from 2012 to 2019. Klingman and Associates provides wealth management, financial planning, and consulting services to high-net-worth individuals, families, trusts, estates, charitable organizations, and retirement plan sponsors. The firm manages approximately $4.84 billion in assets through a disciplined investment process grounded in Modern Portfolio Theory, utilizing a range of investment vehicles including mutual funds, ETFs, separate accounts, and alternative investments.

William Houck is a CFP® and ChFC® with 21 years of industry experience. He has been with Modera Wealth Management, LLC since 2011. Modera Wealth Management, LLC provides fiduciary, fee-only advisory services to a diverse client base, including individuals, pension plans, trusts, and charitable organizations. The firm employs an allocation-driven investment approach based on Modern Portfolio Theory, utilizing diversified portfolios with mutual funds, ETFs, individual debt securities, and selected equities, supplemented by independent managers and specialized strategies.

Molly Rimes is a CFP® with four years of industry experience, currently serving as a financial advisor at Modera Wealth Management, LLC. Her prior work includes roles at Insmmed Insurance Agency and positions in education at Florida State University and Fort Myers High School. Modera Wealth Management, LLC provides fiduciary, fee-only advisory services to a diverse client base, including individuals, pension plans, trusts, and charitable organizations. The firm employs an allocation-driven investment approach based on Modern Portfolio Theory, utilizing diversified portfolios with options for independent managers, private placements, and ESG integration upon client request.

Robert Vessecchia is a financial advisor with Flagstar Securities, Inc. in New York, NY, holding Series 63 and Series 65 credentials and bringing 36 years of industry experience. He has worked at Flagstar and its related entities since 2023 and previously spent 22 years at Signature Securities Group Corp./Signature Bank. He also holds the title of Group Director Investments - Senior Vice President at New York Community Bancorp. Flagstar Securities, Inc. provides investment advisory and portfolio management services to individual clients, retirement plans, trusts, estates, charitable organizations, corporations, and insurance companies. The firm manages approximately $784 million in discretionary assets and uses a disciplined approach involving Investment Policy Statements, third-party managers, and Envestnet PMC for due diligence.

Thomas Valenzuela is a Series 65-licensed financial advisor with one year of industry experience. He is currently with Ingalls Investment Management, LLC and has prior experience at Spouting Rock Asset Management, L / Stewart Asset Management, LLC, and WPS Advisers, Inc. Ingalls Investment Management provides discretionary and non-discretionary investment advisory services to a range of clients including individuals, financial institutions, pension plans, and charitable organizations. The firm employs various asset-management styles and manages accounts using fundamental, technical, and cyclical analysis, offering strategies from long-term equity holdings to shorter-term trading and other specialized approaches.

Brian Doughney is a CFP® and CFA® with 27 years of industry experience. He is currently with Nations Financial Group, Inc. and previously worked for Fidelity Investments and its affiliates for ten years. Outside of his advisory role, he is the owner of Fortress Wealth Planning, where he provides investment and advisory services. Nations Financial Group, Inc. serves a diverse client base including individuals, pension plans, trusts, and charitable organizations. The firm offers discretionary and non-discretionary portfolio management, pension consulting, and various model portfolios employing a mix of fundamental, technical, and tactical investment strategies.

Caribel Colon is a financial advisor with Perennial Financial Services, holding Series 63 and Series 66 licenses and six years of industry experience. Her prior roles include positions at MML Investors Services, Mass Mutual Life Insurance, and Francis Financial. She also works part-time with Aetna Health Insurance. Perennial Financial Services offers investment advisory and consulting to individuals, trusts, retirement plans, and business entities. The firm provides fiduciary portfolio management tailored to client goals, utilizing multiple platform relationships and combining retirement plan consulting with licensed insurance activities.