Gary Klazmer is a financial advisor with Equitable Advisors in Boca Raton, FL, holding Series 63 and Series 65 licenses and bringing 42 years of industry experience. He previously worked with Eagle Strategies (NY Life), New York Life, and Axa Advisors. Klazmer is also a licensed attorney, though currently inactive, and serves as president and partner in several family holding entities. Equitable Advisors serves a broad client base including individuals, pension and profit-sharing plans, corporations, and charitable organizations. The firm offers financial planning, retirement plan consulting, and asset management through both proprietary programs and third-party managers, focusing on personalized risk assessment and model matching with access to diverse investment solutions.

Bradford Goldner is a financial advisor at Osaic Wealth with 33 years of industry experience. He holds Series 63 and Series 65 licenses and previously spent 22 years with American Portfolios Financial Services. Outside of advising, he serves as treasurer for a production company and is the executor of his late brother’s estate. Osaic Wealth serves a diverse client base including retail investors, retirement plan sponsors, charities, and corporate clients. The firm offers a range of brokerage and advisory services with a model-based investment process emphasizing asset allocation and portfolio optimization.

Herschel Diaz is a financial advisor with Charles Schwab, holding a Series 66 designation and seven years of industry experience. His prior roles include positions at Bank of America, Merrill, E*TRADE, and Edward Jones. Outside of advising, he is a silent partner and vice president of a retail business owned jointly with his wife, for which he provided initial funding. Charles Schwab & Co., Inc. serves primarily high- and ultra-high-net-worth individuals through its Schwab Wealth Advisory wrap fee program, offering a combination of non-discretionary advisory services and access to discretionary separately managed accounts. The firm’s integrated model includes brokerage, custody, and financial planning services delivered through a large network of representatives.

Christopher Mata is Vice President and Financial Consultant at Fidelity Investments, a position he has held since 2013. He has been with Fidelity since 2007, progressing through roles including Financial Representative, Investment Representative, and Financial Consultant. With nearly 20 years of experience working with high net worth clients, Christopher specializes in retirement, income, and wealth planning. He assists clients in creating and executing financial plans tailored to their individual and family needs. Christopher holds an Arkansas Insurance License. No additional information regarding his education, personal interests, or community involvement was provided.

Tristen Auclair is a financial advisor with Equitable Advisors, holding the Series 66 designation and based in Boca Raton, FL. He has one year of industry experience and has held various roles outside finance, including involvement with I9 Sports league and Bright Future Electric. Auclair has also been affiliated with Florida Atlantic University since 2024. Equitable Advisors serves a wide range of clients, including individuals, pension and profit-sharing plans, corporations, and charitable organizations. The firm offers financial planning, retirement plan consulting, and asset management through a network of Investment Adviser Representatives, utilizing both firm-offered and third-party advisory programs.

Brian Lee is a financial advisor with Morgan Stanley in Boca Raton, FL, holding Series 63 and Series 65 licenses and bringing 25 years of industry experience. He has worked at Morgan Stanley Smith Barney since 2009 and at Morgan Stanley Private Bank, National Association since 2015. Prior to that, he was with Citigroup Global Markets from 2001 to 2009. Morgan Stanley Wealth Management serves individuals and institutional clients with a range of advisory programs, including tailored financial planning. The firm manages approximately $2.74 trillion in client assets and utilizes structured planning tools and investment committee analyses to support its financial planning process.

Jonathan Stempel is a financial advisor at RBC Capital Markets with 25 years of industry experience. He holds Series 63 and Series 66 licenses and has held positions at City National Bank, Bank of America, and Merrill Lynch. RBC Wealth Management, a division of RBC Capital Markets, serves individual investors, institutions, pension plans, corporations, and charitable organizations. The firm offers a range of advisory programs with customizable portfolio management and financial planning services, utilizing both in-house and third-party investment managers.

Eric Peterson is a financial advisor with Ameriprise in Boca Raton, FL, holding Series 63 and Series 66 licenses and six years of industry experience. He previously worked at The Hotaling Group and Northwestern Mutual in both investment services and life insurance roles. Ameriprise Financial Services is a large, diversified advisory firm serving individual and institutional clients. The firm offers a specialized Premier Retirement Income service that provides written recommendation reports and ongoing retirement-income planning advice focused on dependable income sources and tax-aware withdrawal strategies.

Neil Hassett Jr. is a financial advisor with LPL Financial in Delray Beach, FL, holding a Series 63 designation and with 33 years of industry experience. He has worked at LPL Financial since 2018 and previously at INVEST Financial Corporation for 11 years. He is also the owner of Hassett Tax & Financial Services, a tax preparation and accounting firm since 2003. LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individuals, retirement plan participants, banks, trust companies, and institutions. The firm offers a broad range of advisory and brokerage services, including financial planning, model portfolio programs, third-party asset management, and institutional platforms.

Thomas Alten is a CFP® with 39 years of industry experience, currently affiliated with LPL Financial since 2022. He previously worked for Lincoln Financial Advisors Corporation and The Lincoln National Life Insurance Company for 30 years. Alten is also licensed to sell fixed and indexed annuities and traditional life insurance. LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individuals, retirement plan participants, banks, trust companies, and other institutions through a large network of investment adviser representatives. The firm offers a range of advisory and brokerage services including financial planning, model portfolios, third-party asset management, and institutional platforms.

James Thomson is a financial advisor with Wells Fargo Clearing in Boca Raton, FL, holding Series 63 and Series 66 licenses and bringing 19 years of industry experience. His prior roles include positions at Merrill and UBS Financial Services. Wells Fargo Advisors is a national securities firm serving individual, corporate, and institutional clients with investment advisory, financial planning, and retirement plan consulting services. The firm manages approximately $671 billion in assets and offers both brokerage and advisory solutions, utilizing research from Wells Fargo Investment Institute and other sources to support diversified investment strategies.

Sydney Maiuro is a financial advisor with Wells Fargo Clearing in Boca Raton, FL, holding Series 65 and Series 63 licenses and six years of industry experience. Prior to joining Wells Fargo in 2022, Maiuro worked at Morgan Stanley and Morgan Stanley Private Bank from 2017 through 2022, as well as a role at Robecco in 2018. Wells Fargo Advisors is a national securities firm serving individual, corporate, and institutional clients with investment advisory, financial planning, retirement consulting, and brokerage services. The firm manages approximately $671 billion in assets through a network of more than 14,000 financial advisors and integrates research from Wells Fargo Investment Institute alongside third-party analytics.

Jonathan Gervais is a financial advisor at J.P. Morgan Securities with 14 years of industry experience. He holds a Series 66 designation and has been with J.P. Morgan Securities since 2012, also working with JPMorgan Chase Bank since 2011. J.P. Morgan Securities provides institutional consulting services to plan sponsors, corporations, endowments, and other institutional clients through a non-discretionary advisory program focused on written asset allocation advice, investment manager searches, and customized performance reporting. The firm’s advisory process combines quantitative screening and qualitative research supported by a centralized manager solutions team, incorporating an ESG eligibility framework and broader derivatives capabilities.

Ilona Fialkin is a financial advisor at Morgan Stanley with 42 years of industry experience. She holds a Series 63 designation and has worked at Morgan Stanley Smith Barney since 2009, following eight years with Citigroup Global Markets. Morgan Stanley Wealth Management is an SEC-registered investment adviser and broker-dealer serving both individual and institutional clients. The firm offers a range of advisory programs, including tailored financial planning supported by structured discovery processes and advanced modeling tools.

Eric Martinez is a financial advisor with LPL Financial in West Palm Beach, FL, holding a Series 66 designation and 13 years of industry experience. His career includes positions at Edward Jones, Wells Fargo Clearing, and CUNA Mutual Group. LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individuals, retirement plan participants, banks, trust companies, and other institutions. The firm provides a range of advisory and brokerage services through a large network of investment adviser representatives, offering access to financial planning, model portfolio programs, third-party asset management, and institutional platforms.

Robert Kelly is a financial advisor at Merrill with Series 63 and Series 65 licenses and 39 years of industry experience. He has worked at Merrill and Bank of America since 1986, holding roles across both firms. Outside of his advisory work, he serves as an executor for a family estate. Merrill, together with its affiliate Managed Account Advisors LLC, provides managed account services to Bank of America fiduciary clients through the Select Portfolio Solutions Program. The firm offers model-based and discretionary strategies managed by internal and third-party teams for individuals, high-net-worth clients, pension plans, corporations, and charitable organizations.

Leo Gotleib is a CFP® with 40 years of experience in the financial services industry. He is currently with LPL Financial and has held previous roles at Kestra Advisory, Bridge Wealth Advisors, and has operated Gotleib and Associates, LLC since 1989. Outside of his advisory work, he is involved in business ownership related to fitness facilities and supplement companies. LPL Financial is a national broker-dealer and SEC-registered investment adviser that provides services to individuals, retirement plan participants, banks, trust companies, and institutions. The firm offers a range of advisory and brokerage solutions, including financial planning, model portfolio programs, third-party asset management, and institutional platforms.

Yara Gonsalves is a financial advisor at UBS Financial Services in Boca Raton, FL, holding a Series 66 designation with two years of industry experience. Prior to joining UBS, she worked at Edward Jones and has a long career history with Boeing. Outside of her advisory work, she owns a professional services business based in Lake Worth, FL. UBS Financial Services serves individual, corporate, and institutional clients through brokerage and investment advisory offerings, combining institutional trading capabilities with wealth management services. The firm provides fee-based financial planning, discretionary and non-discretionary portfolio management, and distributes mutual funds and alternative products.

David Hernandez is a CFP® with 16 years of industry experience, currently serving as a financial advisor at Wells Fargo Clearing since 2018. Prior to this, he worked at CitiGroup from 2010 to 2018. Outside of his advisory role, he is co-owner of RAD STUFF LLC, a business that sells online merchandise such as T-shirts, where he is involved in designing clothing. Wells Fargo Clearing provides retirement plan consulting services to qualified ERISA and non-qualified deferred compensation plans, offering both discretionary and non-discretionary options. The firm’s advisory process is IPS-driven and incorporates modern portfolio theory, with a broader range of financial product offerings than typical institutional advisers.

Najran Thompson is a Series 66 credentialed financial advisor with seven years of industry experience, currently with J.P. Morgan Securities. Prior to joining J.P. Morgan in 2019, Najran held positions at CarMax, Inc. and Teleperformance. Outside of his advisory role, he is involved in managing rental real estate through his ownership in Thompson Maragh Enterprises LLC and 732 Papillon LLC. J.P. Morgan Securities provides institutional consulting services to plan sponsors, corporations, and endowments through a non-discretionary program focused on asset allocation advice, investment manager searches, and customized performance reporting. The firm’s advisory approach combines quantitative and qualitative due diligence and includes broader derivatives and commodities capabilities.