Lori Farkas is a financial advisor at UBS Financial Services with 32 years of industry experience. She holds Series 63 and Series 66 designations and has been with UBS and its predecessor, Paine Webber Inc., since 1990. Outside of her advisory role, she is involved with multiple companies specializing in mystery shopping and customer experience research. UBS Financial Services serves individual, corporate, and institutional clients through brokerage and investment advisory offerings, combining institutional trading capabilities with wealth management services. The firm uses proprietary research and model-based asset allocations to tailor client plans and provides a broad array of financial products and capital markets services.

Matthew Mintz is a CFP® professional with six years of industry experience currently serving at Edward Jones since 2020. Prior to joining Edward Jones, he worked at Clarke Kent Plumbing and CynergisTek Inc. Edward Jones is a full-service wealth management firm serving individual and institutional clients, offering a range of discretionary and non-discretionary advisory strategies supported by a large nationwide network of financial advisors and branch offices.

Michael Priede is a financial advisor with Mass Mutual Investors Services in San Antonio, TX, holding a Series 63 designation and 37 years of industry experience. He has worked at Mass Mutual Investors Services since 2017 and previously at MetLife Securities Inc. from 2015 to 2017. Outside of advising, he is an independent insurance agent and a partner at MPSW Enterprises LLC, which focuses on auto and home capital strategies, and serves as a trustee for his stepchildren’s trust. MassMutual Investors Services, LLC is a broker-dealer and SEC-registered investment adviser providing financial planning and asset management services to individuals, business owners, trusts, estates, charitable organizations, and employers. The firm offers structured, collaborative financial planning engagements using firm-approved tools and delivers recommendations without investment discretion.

Noah Chambers is a financial advisor at Fidelity with a Series 66 designation and five years of industry experience. His career includes roles at Fidelity Investments and prior positions at Crouzet and Target. He works with Strategic Advisers LLC, a Fidelity Investments company that provides investment management and advisory services to retail and institutional clients. The firm integrates proprietary fundamental research with quantitative analysis and algorithmic portfolio construction to manage discretionary and non-discretionary portfolios, including fund advisory and model portfolios.

Eric Ross is a CFP® professional with 23 years of industry experience, currently serving as a financial advisor at Ameriprise since 2020. He previously worked with Ameriprise Financial Services, Inc. from 2002 to 2020. Outside of his advisory role, Ross owns Beyond The Money, LLC, a business unrelated to investing. Ameriprise provides retirement-income planning services primarily for individuals with significant investable assets, combining research, modeling, and tax-efficiency analysis to deliver tailored, written recommendations. The firm supports its clients through a range of advisory, brokerage, and insurance solutions typical of a large institutional provider.

John Tuccio is a financial advisor with UBS Financial Services in Austin, TX, holding a Series 63 designation and 42 years of industry experience. He has worked at UBS Financial Services since 1991. UBS Financial Services serves individual, corporate, and institutional clients with brokerage and investment advisory offerings, including fee-based financial planning and portfolio management. The firm combines institutional trading capabilities with wealth management services and utilizes proprietary research and model-based asset allocations to tailor client plans.

Thompson Smith is a financial advisor at J.P. Morgan Securities with eight years of industry experience. He has worked at J.P. Morgan since 2017 and previously was with GuideStone Financial Resources. Smith serves as a board member on the finance committee of The DoSeum, a nonprofit focused on informal education in STEM, the arts, and literacy for children. J.P. Morgan Securities provides institutional consulting services to corporations, foundations, and defined contribution plan sponsors, offering asset allocation advice, investment manager searches, and customized performance reporting through a select group of Wealth Advisors. The firm delivers these advisory services alongside affiliated brokerage and investment management capabilities.

Truman Haugen is a Series 66-credentialed financial advisor with J.P. Morgan Securities in Austin, TX. His experience includes roles at JPMorgan Chase Bank, N.A. and Kinneberg Management Group, as well as studies at the University of Georgia. Haugen has been with J.P. Morgan Securities since 2026. J.P. Morgan Securities LLC provides investment consulting and advisory services primarily to institutional clients and retirement plan sponsors through its Institutional Consulting Services program, combining quantitative asset-allocation modeling with centralized due diligence and applying an ESG eligibility framework.

Erica Sigholz is a financial advisor with J.P. Morgan Securities in Austin, TX, holding a Series 66 designation and four years of industry experience. Her prior roles include positions at Wells Fargo Clearing, Edward Jones, and HTH Capital LTD. She also operated Cruholz LLC dba Putt for Dough LLC from 2023 to 2024. J.P. Morgan Securities provides institutional consulting services to corporations, foundations, and defined contribution plan sponsors, offering asset allocation advice, investment manager searches, and customized performance reporting through a select group of Wealth Advisors. As a subsidiary of J.P. Morgan, the firm combines institutional advisory services with brokerage and investment management capabilities.

Ulysses Cisneros is a Series 65-licensed financial advisor at Fisher Investments with seven years of industry experience. Prior to joining Fisher Investments in 2025, he worked at Empower Advisory Group and Personal Capital. Fisher Investments serves a global client base including institutional and high-net-worth individuals, offering discretionary portfolio management across equity, fixed income, and blended mandates. The firm employs a centralized investment process combining quantitative and qualitative research, along with tax-aware management and risk strategies.

Gregg Abernathy is a financial advisor with UBS Financial Services in Austin, TX, holding Series 63 and Series 65 credentials and bringing 32 years of industry experience. He has worked at UBS since 2008 and has been affiliated with the Walter A. Haas School of Business since 1993. Outside of his advisory role, he is a sole proprietor of Angier Vineyards, a limited wine sales business. UBS Financial Services serves individual, corporate, and institutional clients through brokerage and investment advisory services, including financial planning and portfolio management. The firm combines institutional trading capabilities with wealth management services and provides research-driven advice tailored to clients’ goals and risk tolerances.

Daniel Lacey is a financial advisor at OSAIC with 25 years of industry experience. He holds Series 63 and Series 66 licenses and has worked at multiple firms, including Kramer Financial and FSC Securities Corporation. Outside of advisory roles, he operates a sole proprietorship providing tax preparation services. OSAIC Wealth, Inc. serves a diverse client base ranging from individual investors to institutions, offering integrated brokerage and advisory services supported by firm-provided asset-allocation tools and access to third-party money managers. The firm utilizes a variety of platforms and investment options, operating with both discretionary and non-discretionary account management.

Nicholas Smith is a financial advisor with LPL Financial, holding a Series 66 designation and 25 years of industry experience. He has been with LPL Financial since 2012. His other business activities include managing Smith Wealth Management Group TX, LLC. LPL Financial is an SEC-registered investment adviser and broker-dealer serving individuals, retirement plans, banks, credit unions, corporations, and charitable organizations through a national network of investment adviser representatives. The firm offers a range of advisory programs, financial planning, retirement plan consulting, and brokerage services, utilizing both discretionary and non-discretionary management with access to model portfolios and research.

Saina Yadlapalli is a financial advisor with UBS Financial Services in Austin, TX, holding a Series 66 designation and seven years of industry experience. She has been with UBS since 2019 and previously worked at New York University from 2015 to 2019. UBS Financial Services Inc. serves individual, corporate, and institutional clients by providing brokerage and investment advisory services, including fee-based financial planning and portfolio management. The firm combines institutional trading capabilities with wealth management services and utilizes proprietary research and model-based asset allocations to tailor financial plans.

Marni Widen is a financial advisor with J.P. Morgan Securities and holds Series 63 and Series 65 licenses. She has eight years of industry experience and also owns Marntoons, a digital art business where she creates and sells digital artwork. J.P. Morgan Securities LLC provides investment consulting and advisory services primarily to institutional clients and retirement plan sponsors, combining quantitative asset-allocation modeling with centralized due diligence and applying an ESG eligibility framework in its investment recommendations.

Cecilio Urquiza Marquez is a financial advisor with Wells Fargo Clearing based in Austin, TX. He holds the Series 63 and Series 65 designations and has eight years of industry experience. Prior to his current role, he worked at EZCORP Texas EZPAWN LP dba EZMONEY Loan Services for twelve years. Wells Fargo Advisors is a national securities firm providing investment advisory services, financial planning, and retirement plan consulting to individual, corporate, and institutional clients. The firm manages approximately $671 billion in assets and offers both brokerage and advisory solutions grounded in research and modern portfolio theory.

Logan Clipp is a financial advisor with Ameriprise based in Austin, TX, holding a Series 66 designation and 20 years of industry experience. He has been with Ameriprise and its affiliated entities since 2005. Ameriprise provides retirement-income planning services primarily for individuals nearing or in retirement with significant investable assets, combining research, modeling, and tax-efficiency analysis to deliver personalized recommendation reports. The firm offers a broad range of advisory, brokerage, and insurance solutions through its affiliated companies.

Kevin Spotts is a CFP® professional with 10 years of experience in the financial industry, currently serving at Edward Jones since 2016. He holds a Series 66 license and is based in Buda, TX. Outside of his advisory role, he is listed with Veteran Affairs in Washington DC but has no active responsibilities. Edward Jones is a full-service wealth management firm serving over four million individual and institutional clients with a broad range of advisory programs and investment options. The firm manages approximately $1.01 trillion in assets under management and operates a large network of financial advisors and branch offices nationwide.

Christopher Wieland is a financial advisor with J.P. Morgan Securities in Austin, TX, holding Series 63 and Series 65 licenses and bringing 13 years of industry experience. He has worked at JPMorgan Chase Bank NA and J.P. Morgan Securities since 2012 and was briefly employed at Tecovas in 2023. J.P. Morgan Securities LLC provides institutional consulting services to corporations, foundations, and defined contribution plan sponsors, offering asset allocation advice, investment manager searches, and customized performance reporting through a select group of Wealth Advisors. The firm combines institutional advisory operations with brokerage and investment management capabilities, delivering services on a non-discretionary basis while incorporating a centralized due-diligence framework.

Javier Ramos II is a financial advisor with LPL Financial, holding Series 63 and Series 65 licenses and seven years of industry experience. His prior roles include positions at Home Depot and Walgreens, as well as experience with IWC Financial Planning and Independent Wealth Consultants. He is based in Austin, TX. LPL Financial is an SEC-registered investment adviser and broker-dealer serving a broad client base that includes individuals, retirement plans, banks, and charitable organizations. The firm offers a range of advisory programs, financial planning, and retirement consulting services, utilizing model portfolios, third-party research, and technology-driven solutions.