Catherine Keane is a financial advisor at TIAA-CREF with 29 years of industry experience. She holds Series 63 and Series 65 licenses and has been with TIAA-CREF since 1991. Outside of her advisory role, she is a co-owner of a second home used as a rental property. TIAA‑CREF Individual & Institutional Services provides financial planning and discretionary managed account programs primarily for individuals connected to TIAA-administered employer retirement plans, as well as trusts, estates, and other entities. The firm offers both point-in-time planning services and ongoing portfolio management under a fiduciary standard, utilizing model portfolios or customized solutions.

Nicole Fox is a CFP® professional with 20 years of experience in financial advising. She has worked at Cerity Partners LLC since 2023 and previously held positions at AJ Wealth, Wells Fargo Clearing, Merrill, and J.P. Morgan Securities. Cerity Partners advises a diverse client base, including high-net-worth individuals, families, institutions, and foundations, managing approximately $166.2 billion in assets. The firm offers customized wealth management services and employs an investment approach focused on client-specific profiles, combining quantitative screening, manager selection, and direct security selection, along with access to alternative and private market solutions for qualified clients.

Justine Li is a financial advisor with RBC Rochdale, LLC, holding a Series 65 designation and one year of industry experience. She has worked at CNR Securities, LLC since 2017 and previously was employed at the University of Scranton for one year. RBC Rochdale serves a diverse client base including high net worth individuals, corporations, and charitable organizations, offering discretionary and non-discretionary portfolio management along with sub-advisory and model delivery services. The firm uses a multi-strategy investment process combining quantitative screening, statistical modeling, and fundamental analysis to create tailored portfolios across various asset classes.

Berenice Dupiton is a financial advisor at Citigroup Global Markets with a Series 66 designation. She has been with Citigroup since 2022 and has prior work experience including a role at All Star Security. Citigroup Global Markets serves individual and institutional clients across various wealth segments, offering a broad range of investment advisory programs and brokerage services. The firm utilizes multi-asset, multi-manager strategies and combines large institutional scale with specialized market roles.

Cynthia Wong is a financial advisor at Citigroup Global Markets with over 23 years of industry experience. She holds a Series 66 designation and has been with Citigroup Global Markets since 2004, currently based in New York City. Citigroup Global Markets Inc. serves individual and institutional clients across various wealth segments, offering a broad range of investment advisory programs and execution services. The firm implements multi-asset, multi-manager strategies through both discretionary and non-discretionary programs, supported by in-house research, security pricing, and unique market roles.

Katrina Luca is a financial advisor with Transamerica Financial Advisors, holding Series 63 and Series 65 licenses and five years of industry experience. She previously worked at IBM and WFGIA and maintains an active CPA license, occasionally assisting friends with tax preparation. Transamerica Financial Advisors, LLC serves a broad client base including individuals, retirement plans, trusts, and businesses, delivering services through a large advisor network and multiple program platforms. The firm primarily uses model portfolios and third-party managers to implement investment strategies.

Alexander Dinklage is a financial advisor at Hightower Advisors in New York, NY, holding Series 63 and Series 66 credentials with two years of industry experience. His prior roles include positions at Empower Financial Services and Champlain Investment Partners, as well as professional experience outside the financial industry. Hightower Advisors provides investment advisory and planning services to a diverse client base, including individual and institutional investors. The firm’s approach emphasizes manager selection and multi-manager solutions, offering access to affiliated and third-party managers across various investment vehicles.

Dmitry Veksler is a financial advisor at HSBC Securities (USA) Inc. with 27 years of industry experience. He holds Series 63 and Series 65 licenses and has been with HSBC Securities and HSBC Bank USA since 2006. HSBC Securities (USA) Inc. provides managed account programs to a diverse client base, including individuals, retirement accounts, charitable organizations, and corporations. The firm offers multiple program types ranging from client-directed to fully discretionary portfolios, utilizing a structured investment process that incorporates strategic and tactical asset allocation alongside ongoing fund due diligence.

Lucette Calas is a financial advisor at Citigroup Global Markets with 16 years of industry experience. She holds a Series 66 designation and has worked previously at HSBC Securities (USA) Inc. and HSBC Bank USA, N.A. from 2015 to 2021 before joining Citigroup in 2021. Citigroup Global Markets serves individual and institutional clients across various wealth segments, offering a range of investment advisory programs and execution services. The firm employs multi-asset, multi-manager strategies and maintains unique market roles, including operating as a security-based swap dealer and futures commission merchant.

Ricardo Kong is a CFA® charterholder with 16 years of industry experience. He is currently with RBC Rochdale, LLC and has prior work history at City National Bank/City National Securities and HSBC Securities (USA) Inc. In addition to his advisory work, he is the founder and owner of Klothe, Inc., a clothing website. RBC Rochdale serves a diverse client base including high net worth individuals, investment companies, corporations, and municipal entities. The firm employs an active, multi-strategy investment process combining quantitative and fundamental analysis to tailor portfolios across various asset classes, often partnering with sub-advisors and independent financial advisors.

Scott Rosenblum is a financial advisor at Rockefeller Financial LLC with 21 years of industry experience. He holds a Series 66 designation and previously worked at Bank of America, N.A. for 14 years before joining Rockefeller Capital Management in 2025. Rockefeller Financial LLC serves high-net-worth and ultra-high-net-worth individuals, families, family offices, institutional clients, retirement plans, foundations, and corporations. The firm provides discretionary and non-discretionary portfolio management, financial planning, and consulting, and operates as a registered broker-dealer offering a range of investment and placement services through a Private Advisor model and a consolidated investment platform.

Carlos Cortez is a CFP® and ChFC® with 24 years of experience in the financial services industry. He is affiliated with Eagle Strategies (NY Life) and New York Life Insurance Company, with prior roles including Nylife Distributors LLC. Outside of advising, he serves as a notary public without charging fees. Eagle Strategies serves individual and institutional clients by providing financial planning, investment management, and retirement-plan advisory services. The firm offers a variety of program types and emphasizes tailored recommendations, with most assets managed on a non-discretionary basis within an integrated New York Life affiliate structure.

Franklin Lainez is a financial advisor at TD Private Client Wealth LLC with three years of industry experience. He holds Series 63 and Series 65 licenses and has worked at TD Bank N.A. and CVS Health prior to his current role. Based in New York, NY, his background includes client service within the banking and health sectors. TD Private Client Wealth LLC provides discretionary wrap‑fee managed account programs and brokerage services to institutional clients, high‑net‑worth private clients, and retail investors. The firm offers portfolio management, financial planning, and access to a range of investment products through a combination of strategic asset allocation and third-party advisory platforms.

Steven Guggenheimer is a financial advisor at Janney Montgomery Scott with 39 years of industry experience. He holds Series 63 and Series 65 licenses and has been with Janney since 2014 in their New York office. Janney Montgomery Scott LLC is a large, dually registered broker-dealer and SEC-registered investment adviser managing approximately $110 billion in client assets. The firm serves a diverse client base, including individuals, families, trusts, estates, and institutional sponsors, offering a range of brokerage, financial planning, and advisory services supported by both in-house and third-party portfolio management.

Liwen Li is a CFA® charterholder and registered representative with Citigroup Global Markets, where she has worked since 2017. She has four years of industry experience, including two years at Washington University in St. Louis prior to joining Citigroup. Citigroup Global Markets serves individual and institutional clients across various wealth segments, offering multi-asset, multi-manager investment advisory programs alongside execution and custody services. The firm combines large institutional scale with unique market roles, including in-house research, derivative services, and bespoke discretionary solutions for high-net-worth clients.

Wyatt Reksten is a financial advisor at Wealthspire Advisors in New York, NY, holding a Series 65 designation with three years of industry experience. Prior to joining Wealthspire Advisors, he worked in educational roles at Binghamton University and in secondary education for six years. Wealthspire Advisors is an SEC-registered firm managing approximately $34.3 billion in assets and serving nearly 9,700 clients, including individuals, corporate and pension plans, nonprofits, and foundations. The firm uses an institutional-style asset allocation approach, employing mutual funds, ETFs, private investments, and separate account managers, with ongoing client monitoring and recent expansions into bookkeeping and bill-pay services.

Kathleen Kelly is a financial advisor with Eagle Strategies (NY Life) in New York, NY, holding Series 63 and Series 65 licenses and bringing 26 years of industry experience. She has worked at Eagle Strategies and related New York Life entities since 2017, with prior experience at Equitable Advisors and Mony Securities Corporation. Eagle Strategies serves a diverse client base including individuals, defined contribution and defined benefit plans, and institutional clients, providing financial planning, investment management, and retirement-plan advisory services. The firm offers multiple advisory program types and emphasizes tailored recommendations to client objectives and plan sponsor criteria.

Nicholas Ramsoondar is a financial advisor at TD Private Client Wealth LLC with Series 63 and Series 65 licenses and four years of industry experience. He previously worked at Morgan Stanley for three years and Aegis Capital Corp for one year before joining TD. TD Private Client Wealth LLC offers discretionary wrap-fee managed account programs and brokerage services to institutional, high-net-worth, and retail clients, combining strategic and tactical asset allocation with investments from both affiliated and third-party managers.

Sheldon Walker is a financial advisor at TD Private Client Wealth LLC in New York, NY, with 11 years of industry experience. He holds Series 63 and Series 66 licenses. His prior work experience includes positions at TD Bank N.A., Bank of America N.A., Merrill, Santander Securities, and Wells Fargo Clearing. TD Private Client Wealth LLC provides discretionary wrap-fee managed account programs and brokerage services to institutional clients, high-net-worth private clients, and retail investors. The firm combines strategic and tactical asset allocation with investments from affiliated and third-party sub-managers, offering ongoing portfolio management, financial planning support, and third-party custody and reporting.

Kerry Cochran is a CFP® professional with 32 years of industry experience, currently serving at Citigroup Global Markets since 2007. Based in New York, NY, Cochran holds Series 63 and Series 66 licenses and has focused his career at a leading global financial firm. Citigroup Global Markets serves individual and institutional clients across various wealth segments, offering a range of investment advisory programs, execution, and custody services. The firm employs multi-asset, multi-manager strategies and operates with a combination of institutional scale and unique market roles, including swap dealing and futures commission merchant activities.