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Nicholas S

CFP®, Series 66

St. Louis, MO

Wells Fargo Clearing

Nicholas Stork is a CFP® with five years of industry experience, currently serving as a financial advisor at Wells Fargo Clearing in St. Louis, MO. His prior experience includes roles at Citigroup, Edward Jones, and OSAIC Wealth, Inc. Wells Fargo Advisors is a national securities firm providing investment advisory services, financial planning, and retirement plan consulting to individual, corporate, and institutional clients. The firm manages approximately $671 billion in assets and offers both brokerage and advisory solutions supported by research from Wells Fargo Investment Institute.

Retired Founder/Business Owner
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Jeremy Y

CFP®, Series 66

St Louis, MO

Edward Jones

Jeremy Yoder is a CFP®-designated financial advisor with Edward Jones in St. Louis, Missouri, where he has worked since 2008. He has 17 years of industry experience. Outside of his advisory role, he is involved in managing rental properties as a sole proprietor and partner. Edward Jones is a full-service wealth management firm serving individual and institutional clients, including both high-net-worth and non-high-net-worth households. The firm offers a broad range of investment advisory services and maintains a large national presence with over 23,000 financial advisors.

Retirement income strategy Business ownership considerations Multi-generational wealth transfer Wealth management Founder/Business Owner Intergenerational Families
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Katelynn S

Series 66

Collinsville, IL

Edward Jones

Katelynn Schuetz is a financial advisor at Edward Jones with three years of industry experience. She holds a Series 66 designation and previously worked at McKendree University and ARCO Business Services. Edward Jones is a full-service wealth management firm serving individual and institutional clients, with over $1 trillion in assets under management. The firm offers various advisory strategies, including discretionary and non-discretionary wrap fee programs, separately managed accounts, and affiliated mutual funds, and operates under a fiduciary standard.

Wealth management Tax-loss harvesting Multi-generational wealth transfer Retired Founder/Business Owner Executive
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Rhys C

Series 66

Clayton, MO

J.P. Morgan Securities

Rhys Costello is a Series 66-licensed financial advisor at J.P. Morgan Securities with one year of industry experience. His prior roles include positions at JPMorgan Chase Bank and entrepreneurial work with The Clever Concept LLC. J.P. Morgan Securities provides institutional consulting services focused on asset allocation advice, investment manager searches, and customized performance reporting for plan sponsors, corporations, and endowments. The firm’s advisory process integrates quantitative and qualitative research with a forward-looking approach and incorporates a range of eligible strategies, including ESG considerations.

Founder/Business Owner
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Miguel L

Series 66

St Louis, MO

Edward Jones

Miguel Lopez is a financial advisor at Edward Jones with six years of industry experience and holds a Series 66 designation. He has been with Edward Jones since 2005. Outside of his advisory role, he serves as president of the STL IFC board of directors. Edward Jones is a full-service wealth management firm serving more than four million individual and institutional clients. The firm offers a range of advisory programs and investment options, supported by a large nationwide network of financial advisors and branch offices.

Business ownership considerations Tax strategies for small businesses Retirement plans for business owners (SEP, solo 401k) Wealth management Technology Professional Doctor or Medical Professional Engineering Professional Founder/Business Owner Hispanic/Latino/Latinx
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Sean D

Series 66

St. Louis, MO

STIFEL

Sean Darroch is a financial advisor at Stifel with one year of industry experience. He holds a Series 66 designation and has prior work history with State Farm, Durham Region Works Department, and Lindenwood University. Stifel serves a broad range of clients, including individuals, institutional clients, charitable organizations, and municipal entities, providing both brokerage and investment advisory services. The firm uses a proprietary investment methodology from its Investment Strategy Group to support asset allocation and planning analyses, with clients retaining discretion over implementation.

General retirement planning Income planning
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Paul F

Series 66

Belleville, IL

Raymond James & Associates

Paul Feder is a financial advisor with Raymond James & Associates in Belleville, IL, holding a Series 66 designation and 17 years of industry experience. He has been with Raymond James & Associates since 2013. Outside of advising, he serves as Treasurer for the Capistrano Condominium Association, a nonprofit organization. Raymond James & Associates is a large, dually registered broker-dealer and SEC-registered investment adviser serving a diverse client base including individuals, institutions, and public entities. The firm offers financial planning, non-discretionary investment consulting, and institutional fiduciary solutions, and is notable for its municipal advisory services and extensive affiliate network.

General retirement planning Retirement income strategy Business succession planning Founder/Business Owner Executive
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Max M

Series 66

St. Louis, MO

Cetera

Max Mc Arthur is a financial advisor with Cetera, holding a Series 66 designation and one year of industry experience. Prior to joining Cetera, he worked with Renaissance Financial and Ascension Mobile, and has experience in business operations and the food service industry. He currently serves as an investment advisory operations assistant at Renaissance Financial. Cetera is an SEC-registered adviser that supports a large network of independent advisors, offering portfolio management, financial planning, and retirement services to individuals, employer-sponsored plans, corporate, charitable, and institutional clients. The firm provides a multi-manager platform with a range of program options, including model portfolios, third-party managers, and bespoke strategies.

Wealth management Tax-loss harvesting Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy Founder/Business Owner Executive
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Peter K

CFP®, Series 66

St. Louis, MO

Cetera

Peter Krewet Jr. is a CFP®-certified financial professional with nine years of industry experience. He is currently with Cetera and Cetera Wealth Services, LLC, having joined in 2023, and has prior experience with North Star Resource Group and Minnesota Life Insurance Co. He is also involved as a financial professional with North Star Consultants of Texas, a financial services DBA. Cetera Investment Advisers LLC is an SEC-registered adviser that serves a broad client base including individuals, employer-sponsored retirement plans, corporate, charitable, and institutional clients. The firm offers a range of portfolio management, financial planning, and retirement services through a multi-manager platform with various program structures and custodial relationships.

Wealth management Tax-loss harvesting Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy Founder/Business Owner Executive
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Jason H

Series 66

Saint Louis, MO

LPL Financial

Jason Harness is a financial advisor at LPL Financial with 24 years of industry experience. He holds a Series 66 designation and previously worked 22 years at Mass Mutual Investors Services and Massmutual Life Insurance Co. Harness also operates a non-variable insurance business. LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individuals, retirement plans, banks, trust companies, and institutions. The firm offers a range of advisory and brokerage services, including financial planning, model portfolios, third-party asset management, and institutional platforms.

Wealth management Retirement income strategy College savings (529s, UTMA, etc.) Tax-loss harvesting Annuities Retired Founder/Business Owner Executive
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Ezra S

Series 66

St. Louis, MO

Wells Fargo Clearing

Ezra Stein is a financial advisor with Wells Fargo Clearing, holding a Series 66 designation and based in St. Louis, MO. He has experience at Ameriprise and Randstad prior to joining Wells Fargo Clearing. His background also includes diverse roles outside finance, such as working at Fenix Pest Control and Martin Brower Distribution Company, alongside periods of full-time education. Wells Fargo Advisors is a national securities firm serving individual, corporate, and institutional clients with investment advisory services, financial planning, and retirement plan consulting. The firm combines brokerage and advisory solutions, supported by extensive research and analytics, and manages approximately $671 billion in assets with a large network of advisors.

Retired Founder/Business Owner
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Eric K

Series 63, Series 66

St. Louis, MO

STIFEL

Eric Keling is a financial advisor at Stifel with 10 years of industry experience. He holds the Series 63 and Series 66 licenses and has previously worked at Northwestern Mutual and Scottrade. Outside of his advisory role, he owns Backyard Bounce LLC, a party supply rental business in O'Fallon, Missouri. Stifel serves a diverse client base including individuals, institutions, and municipal entities, offering brokerage and investment advisory services with an investment approach based on proprietary capital market assumptions and probabilistic modeling.

General retirement planning Income planning
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Mitchell L

Series 63, Series 66

St. Louis, MO

Wells Fargo Advisors

Mitchell Lauder is a financial advisor at Wells Fargo Advisors with seven years of industry experience. He holds Series 63 and Series 66 designations and has worked at Wells Fargo Clearing Services since 2018. Wells Fargo Advisors Financial Network is a large broker-dealer and registered investment adviser affiliated with Wells Fargo that serves individuals, trusts, and institutional clients. The firm offers a broad range of investment and financial planning services, including specialized planning for business transitions, special needs, and divorce, using Wells Fargo research and planning tools.

Divorce financial planning Planning for children with special needs Business exit / sale strategy Cash flow / budgeting Founder/Business Owner
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James C

Series 66

St. Louis, MO

STIFEL

James Campbell is a financial advisor at Stifel with 17 years of industry experience. He holds the Series 66 designation and has been with Stifel Nicolaus & Co Inc. since 2003. Stifel serves a broad range of clients, including individuals, institutional investors, and charitable organizations, offering brokerage and investment advisory services built on a proprietary investment methodology developed by its Investment Strategy Group.

General retirement planning Income planning
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Liesl M

Series 66

Clayton, MO

Merrill

Liesl Miller is a Wealth Management Advisor with Merrill Lynch Wealth Management. She joined Merrill Lynch in 2005 following a sixteen-year corporate career spanning multiple disciplines including finance, accounting, sales, logistics management, investor relations, and public relations. Liesl is a member of the Slocomb Livingston Group, which offers personalized wealth management services tailored to senior executives and families, combining global investment resources with a high-touch client experience. Liesl’s expertise encompasses a wide range of wealth management strategies such as investment advisory services, retirement and estate planning, philanthropic planning, employee stock option strategies, and concentrated stock management. She focuses on client areas including college education planning, corporate executive services, family wealth management, legacy planning, liquidity management, and portfolio management. Liesl holds a Bachelor of Science in Accounting from St. Louis University and a Master of Business Administration from Washington University in St. Louis. She holds professional certifications including CERTIFIED FINANCIAL PLANNER® (CFP), Chartered Retirement Planning Counselor™ (CRPC), and Personal Investment Advisor (PIA). Liesl has been recognized on multiple occasions in Forbes lists, including the "Best-in-State Wealth Management Teams," "Top Women Wealth Advisors Best in State," and "Best in State Wealth Advisors" for the years 2023 through 2025. Beyond her professional work, she is involved with the National Children's Cancer Society and Rett Syndrome and participates in community service with Habitat for Humanity. Her personal interests include gardening, hiking, traveling, and spending time with her family.

Wealth management Retirement income strategy General estate planning guidance Charitable giving & philanthropy Concentrated stock management Executive Women Professionals
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Christina T

Series 63, Series 66

St. Louis, MO

Wells Fargo Clearing

Christina Torrez is a financial advisor with Wells Fargo Clearing, holding Series 63 and Series 66 licenses and bringing 12 years of industry experience. She has been with Wells Fargo Clearing since 2016. Outside of her advisory role, she works as a consultant for Pampered Chef and participates in grocery and product delivery services. Wells Fargo Advisors is a national securities firm serving individual, corporate, and institutional clients through investment advisory services, financial planning, and retirement plan consulting. The firm manages approximately $671 billion in assets and offers a range of brokerage and advisory solutions supported by research from Wells Fargo Investment Institute and third-party databases.

Retired Founder/Business Owner
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Paul K

Series 66

Swansea, IL

LPL Enterprise

Paul Kampwerth is a financial advisor with LPL Enterprise, holding a Series 66 designation and having one year of industry experience. His prior roles include positions at PepsiCo, Northern Trust, and Young America Realty, alongside ongoing service in the Air National Guard since 2019. He is also involved with Innovate Event Co in a non-investment related capacity. LPL Enterprise provides investment advisory and brokerage services to a diverse client base, including individual investors, retirement plans, banks, and charitable entities. The firm’s investment approach is model-driven, utilizing portfolios developed by LPL Research and third-party strategists, and offers access to financial planning, third-party asset managers, and insurance products through affiliated entities.

Tax-loss harvesting
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Ziauddin M

Series 63, Series 66

St Louis, MO

OSAIC

Ziauddin Mahmood is a financial advisor with OSAIC, holding Series 63 and Series 66 designations and over 42 years of industry experience. He has worked at OSAIC since 2023 and previously spent 26 years with Royal Alliance Associates, INC. Mahmood has taught at Webster University since 1997. Outside of his advisory role, he serves as president of a religious community housing cooperative corporation. OSAIC Wealth serves a diverse client base including retail investors, retirement plan sponsors, charities, and corporate clients through a multi-advisor platform. The firm offers both brokerage and advisory services featuring model-based asset allocation, portfolio optimization, and access to third-party money managers.

Annuities Private / alternative investments
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Anthony G

Series 65, Series 63

St. Louis, MO

Wells Fargo Advisors

Anthony Garrett is a financial advisor with Wells Fargo Advisors in St. Louis, MO, holding Series 63 and Series 65 licenses with four years of industry experience. He previously worked at Buckingham Strategic Wealth and has a background that includes managing Sky Park Airport Parking for 15 years. Wells Fargo Advisors Financial Network offers investment and financial planning services to individuals, trusts, and institutions, providing a broad range of planning solutions supported by Wells Fargo research and tools.

Divorce financial planning Planning for children with special needs Business exit / sale strategy Cash flow / budgeting Founder/Business Owner
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Nicole C

Series 63, Series 66

St. Louis, MO

Wells Fargo Advisors

Nicole Clayton is a financial advisor at Wells Fargo Advisors with 10 years of industry experience. She holds Series 63 and Series 66 licenses and has worked previously at Edward Jones, TD Ameritrade, and Scottrade. Outside of her advisory role, she serves as an executor for an estate. Wells Fargo Advisors is an institutional firm with over 2,200 advisors, providing investment services to a broad client base.

Divorce financial planning Planning for children with special needs Business exit / sale strategy Cash flow / budgeting Founder/Business Owner
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