Todd Forgione is a financial advisor with Cantor Fitzgerald Investment Advisors and holds Series 63 and Series 65 credentials. He has 19 years of industry experience, including roles at Morgan Stanley, RBC Capital Markets, and the U.S. Department of Education. Outside of his advisory work, Forgione serves on the boards of the Ronald McDonald House of New York City and the Brian Forgione Foundation, both nonprofit organizations focused on supporting families and individuals in need. Cantor Fitzgerald Investment Advisors provides discretionary investment management and advisory services to a diverse client base, including individuals, institutions, and financial intermediaries. The firm emphasizes proprietary ETF model portfolios and integrates strategic, tactical, and opportunistic asset allocation informed by macroeconomic research.

Christopher Wilson is a financial advisor at Valley Wealth Managers, Inc. in New York, NY, with 13 years of industry experience. He holds the Series 66 designation and has previously worked at Leumi Investment Services Inc. from 2015 to 2022. Valley Wealth Managers, Inc. is an SEC-registered investment adviser managing approximately $2.32 billion through a multi-advisor team. The firm serves both institutional clients and individual investors, including high-net-worth households, offering discretionary portfolio management, financial planning, and multiple wrap fee programs. Their investment process incorporates client-specific guidelines and a proprietary Valuation Analysis to inform equity selections, with portfolios constructed from individual securities, mutual funds, and ETFs.

Graham Blackburn is a financial advisor at Arete Wealth Advisors, LLC with a Series 66 designation and one year of industry experience. Prior to joining Arete Wealth Advisors in 2025, he worked at Golub Capital and Liberty Mutual Insurance. He also attended the University of Michigan from 2016 to 2020. Arete Wealth Advisors provides investment advisory and financial planning services to individuals, pension and profit-sharing plans, trusts, estates, charitable organizations, and other business entities. The firm manages assets primarily on a discretionary basis using both advisor-driven allocation and proprietary model portfolios, and it incorporates affiliated financial businesses and product channels in its service offerings.

Dean Bantis is an Investment Advisor Representative with Siebert AdvisorNXT, LLC, holding Series 63 and Series 65 registrations and having 11 years of industry experience. He has worked at Spartan Capital Securities LLC since 2017 and Dawson James Securities in 2016-2017. He is a dual employee of Siebert AdvisorNXT and Muriel Siebert & Co., operating under the same parent company. Siebert AdvisorNXT serves individuals, high-net-worth clients, families, trusts, and business entities with investment supervisory services and managed programs. The firm uses a web-based platform incorporating Modern Portfolio Theory and risk-tolerance assessments to build and rebalance ETF/ETN-based portfolios, combining automated management with access to third-party and independent sub-advisers.

Michael Weissman is a CFP® and holds a Series 65 designation with 24 years of experience in the financial services industry. He has been with Aspiriant, LLC in New York, NY since 2012. Aspiriant primarily serves high-net-worth individuals and families, professional fiduciaries, and select institutional and retirement plan clients, offering discretionary and non-discretionary investment management along with wealth planning, family office, and specialty services. The firm constructs customized investment programs using a variety of implementation options and provides an expanded suite of family office capabilities, including accounting, banking support, and targeted consulting.

Reagan Meyer is a financial advisor with Jordan Park Group LLC in New York City. He holds Series 66 and Series 63 licenses and has two years of industry experience. Prior to joining Jordan Park Group, he worked at Goldman Sachs for four years. Jordan Park Group serves primarily high-net-worth individuals, families, related entities, and philanthropic organizations, offering discretionary portfolio management and family office services tailored to multi-million dollar portfolios. The firm employs customized investment guidelines and integrates ESG considerations when requested, utilizing a range of investment vehicles supported by a Chief Investment Office.

Katia Friend is a financial advisor at SVB Wealth with 21 years of industry experience. She holds the Series 66, Series 63, and Series 65 designations. Her previous roles include positions at BNY Mellon Securities Corporation, BNY Mellon, and Banc of America Investment Services, Inc. Outside of her advisory work, she is a 50% member of Mosaic Designs, a business unrelated to investments. SVB Wealth serves individuals, trusts, retirement plans, charitable organizations, and corporate clients by providing wealth management, portfolio management, financial planning, and retirement plan advisory services. The firm uses a documented due diligence process to select and monitor third-party managers and operates as a wholly owned, non-bank subsidiary of First-Citizens Bank & Trust Company.

Evan Binder is a CFP® certificant with eight years of industry experience, currently serving as a financial advisor at Williams Jones Wealth Management, LLC since 2025. His prior experience includes roles at Longwave Financial, Commonwealth Financial Network, and The Vanguard Group. Outside of finance, he worked at Fireside Bar & Grill in 2017. Williams Jones Wealth Management serves high-net-worth individuals, families, and institutional clients with portfolio management, financial planning, and access to private investment vehicles. The firm emphasizes concentrated portfolios with a growth-at-a-reasonable-price equity approach and active, tax-aware fixed-income management.

David Betances is a financial advisor with Jefferies Investment Advisers LLC and holds the Series 66 designation. He has 15 years of industry experience, including roles at Jefferies LLC and Wells Fargo Clearing. Outside of his advisory work, he is a 50% owner of DEB Marine Services Inc, a boat services and parts company based in Miami Beach, FL. Jefferies Investment Advisers LLC provides fee-based financial planning services to individuals, trusts, estates, foundations, charitable organizations, and businesses. The firm offers a customized planning process covering a wide range of topics such as tax, estate, and philanthropic planning, utilizing third-party software and probability-based financial simulations.

Elizabeth Barney is a financial advisor at Beck, Mack & Oliver LLC with four years of industry experience. She has worked at Beck, Mack & Oliver since 2018 and previously spent seven years at Berkshire Hathaway. Beck, Mack & Oliver LLC provides asset management services to individuals, high net worth clients, trusts, tax-exempt institutions, corporations, and pooled vehicles, primarily through separately managed accounts. The firm employs a value-based, long-term equity approach with fundamental company research and tailored portfolio construction, and it manages both long-only and more complex pooled fund strategies.

Joshua Wolfel is a financial advisor with Jefferies Investment Advisers LLC in New York, NY. He holds a Series 66 designation and has been with Jefferies since 2024, including roles at Jefferies LLC prior to joining the advisory team. His background includes positions at Capco and Savana Inc, with earlier experience in retail and education sectors. Jefferies Investment Advisers LLC provides fee-based financial planning services to individuals, trusts, estates, foundations, charitable organizations, corporations, and other business entities. The firm offers a range of planning topics and employs a collaborative process supported by third-party financial planning software, focusing on customized client goals without providing security-specific investment recommendations.

Tsering Ngudu is a financial advisor with Tocqueville Asset Management LP in New York, NY, holding a Series 63 designation and 39 years of industry experience. He has been with Tocqueville Securities L.P. since 2002, serving as a research analyst. Tocqueville Asset Management provides discretionary and non-discretionary portfolio management and supervisory services to a diverse client base, including individual and high-net-worth investors, registered investment companies, private pooled vehicles, insurance companies, and public pension plans. The firm employs multiple investment teams with independent committees focusing on a bottom-up, value-oriented, and contrarian approach across various asset classes.

Evan Rapp is a financial advisor at Ingalls Investment Management, LLC with four years of industry experience. He holds Series 65 and Series 66 licenses. Prior to his current role, he was affiliated with Ingalls & Snyder LLC and attended Boston College. Ingalls Investment Management provides discretionary and non-discretionary investment advisory services to a variety of clients including individuals, financial institutions, and charitable organizations. The firm employs diverse asset-management styles and offers services ranging from long-term equity holdings to more active strategies, managing accounts primarily on a discretionary basis.

Terrence Britt is a financial advisor with Ashton Thomas Securities, LLC in New York, NY, holding Series 63 and Series 65 designations and possessing 35 years of industry experience. He has worked at Ashton Thomas Securities since 1991. Ashton Thomas Securities is a registered investment adviser and broker-dealer that provides investment management, financial planning, and retirement plan consulting to individuals, business entities, trusts, estates, and charitable organizations. The firm manages approximately $1.86 billion for over 2,200 clients through a team of 18 advisors across six offices, offering various program structures and ERISA fiduciary services.

Hugh Nickola Jr. is a financial advisor at GenTrust with 32 years of industry experience. He holds a Series 63 designation and has worked at GenTrust since 2011, with prior experience at Old City Securities LLC from 2015 to 2021. He is also a passive investor in Catenary Asset Management, LLC, an affiliate of GenTrust focused on alternative investments. GenTrust is an SEC-registered investment adviser that provides wealth management, investment management, financial planning, concierge, and consulting services to individuals, families, pooled vehicles, and institutional clients. The firm employs an asset-allocation driven approach that integrates fundamental, technical, and macroeconomic analysis with scenario-based risk management and utilizes AI-enabled tools alongside human oversight in its investment process.

Ivor O'keeffe is a financial advisor with RBC Securities, Inc. in New York, NY, holding Series 63 and Series 65 credentials and bringing 31 years of industry experience. His prior work includes roles at City National Securities, Inc., Flagstar Advisors, Flagstar Bank, Signature Bank, and Signature Securities Group Corp. Since 2015, he has also served as a non-public arbitrator on FINRA arbitration and mediation panels. RBC Securities, Inc. provides wealth management and brokerage services to individuals, trusts, estates, IRAs, and retirement plans through its wrap-fee investment advisory program. Investment management is delegated to an affiliated sub-advisor, RBC Rochdale, which implements diversified portfolios using mutual funds, ETFs, SMAs, and individual securities.

Daniel Pisera is a financial advisor at Ingalls Investment Management, LLC with 28 years of industry experience. He holds a Series 63 designation and has been associated with Ingalls & Snyder LLC since 2013. Pisera joined Ingalls Investment Management in 2026. Ingalls Investment Management provides discretionary and non-discretionary investment advisory services to a diverse client base, including individuals, financial institutions, pension plans, and charitable organizations. The firm employs various asset-management styles, managing accounts primarily on a discretionary basis, and offers services such as financial planning, portfolio consulting, and private investment partnership management.

Sumit Handa is a financial advisor with Arax Advisory Partners, holding a Series 65 designation and six years of industry experience. His prior roles include positions at BNY Mellon, Pennington Partners & Co., LLC, and Ashton Thomas Private Wealth, LLC. He also serves as Chief Investment Officer at Arax Investment Partners, where he manages day-to-day investment activities. Arax Advisory Partners provides wealth management and advisory services to a diverse client base, including individuals, family offices, institutions, and businesses. The firm offers discretionary and non-discretionary portfolio management, financial planning, retirement consulting, and private fund advisory, utilizing both traditional and alternative investment strategies supported by in-house teams and external managers.

Yair Klyman is a financial advisor with The Partners Wealth Management and holds Series 63 and Series 65 licenses. He has nine years of industry experience, including roles at Zucker Associates, American Portfolios Financial, and his own firm, Klyman Financial LLC. Klyman also operates as an independent insurance agent. The Partners Wealth Management serves individuals, families, trusts, estates, businesses, and retirement plans, providing investment management, financial planning, and retirement-plan advisory services. The firm offers both customized portfolios and model-based management, combining internally developed models with third-party managers and requires the use of the Amplify Platform for trading and portfolio management.

Maritza Young is a financial advisor at Simon Quick Advisors, LLC in New York, NY, holding a Series 65 credential with four years of industry experience. She previously worked at KLS Professional Advisors Group, LLC for 12 years before joining Simon Quick Advisors in 2023. Simon Quick Advisors serves individuals, families, pension and non-profit entities, endowments, foundations, and corporate clients by providing wealth management, investment consulting, financial planning, tax planning and compliance, and administrative services. The firm allocates client assets among independent managers, mutual funds, ETFs, and affiliated private investment funds, and distinguishes itself through its private fund sponsorship, sub-advisory relationships, and integrated tax and back-office offerings.