Stephen Tucci is a financial advisor at Wells Fargo Clearing with 10 years of industry experience. He holds the Series 66 designation and has previously worked at J.P. Morgan Securities LLC, JPMorgan Chase Bank, N.A., and Axa Advisors. Wells Fargo Advisors is a national securities firm that provides investment advisory services, financial planning, and retirement plan consulting to individual, corporate, and institutional clients. The firm manages approximately $671 billion in assets and offers both brokerage and advisory solutions.

Ryan Bomersback is a financial advisor with Charles Schwab, holding a Series 66 designation and bringing 20 years of industry experience. His prior roles include positions at Fidelity Brokerage Services LLC and Strategic Advisers, Inc. before joining Charles Schwab and Charles Schwab Bank in 2017. Charles Schwab & Co., Inc. serves primarily high- and ultra-high-net-worth individuals through its Schwab Wealth Advisory wrap fee program and affiliated managed-account and financial planning services. The firm’s investment approach combines non-discretionary advisory models with access to discretionary separately managed accounts, multi-asset portfolio strategies, and a formal alternative-investment process.

Jaime Vizcarra is a financial advisor with Cetera, holding Series 63 and Series 66 designations and 24 years of industry experience. He has worked primarily with various Cetera entities since 2013 and also spent time at Legend Equities Corporation. Cetera Investment Advisers LLC serves a broad range of clients including individuals, employer-sponsored retirement plans, and institutional accounts. The firm offers discretionary and non-discretionary portfolio management, financial planning, and access to multiple third-party managers through a multi-manager platform.

Thomas Trauger is a financial advisor with Wells Fargo Advisors, holding Series 66 and Series 63 licenses and bringing 13 years of industry experience. He previously worked at UBS Financial Services from 2014 to 2016 before joining Wells Fargo Advisors in 2016. Wells Fargo Advisors Financial Network serves individuals, trusts, and institutional clients by providing a broad range of investment and financial planning services, using proprietary research and planning tools to develop tailored recommendations. The firm offers specialized planning services and integrates advisory with other financial products through multiple compensation and referral channels.

Mark Rizkalla is a financial advisor with Thrivent Investment Management holding a Series 66 designation and two years of industry experience. Prior to joining Thrivent, he was the owner of Riz Management Inc and worked for Wescom Central Credit Union for 18 years. He is also a licensed notary public providing services to escrow companies in California. Thrivent Investment Management offers Dedicated Planning Services to individuals, families, businesses, and nonprofit clients through a network of financial advisors, focusing on goal-based analyses and planning on a broad range of financial topics without discretionary trading authority.

Cesar Macedo is a CFP® with 25 years of industry experience, currently affiliated with LPL Financial. He has worked at LPL Financial in various capacities since 2007, with brief tenures at FSC Securities Corporation and Wamu Investments, Inc. Outside of his advisory role, Cesar provides tax preparation services and acts as a notary. LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individuals, retirement plan participants, banks, trust companies, and institutions. The firm offers a range of advisory and brokerage services, including financial planning, model portfolios, and institutional platforms, supported by technology and a broad network of more than 22,800 advisors.

Merlin Micken is a CFP® with 19 years of industry experience, currently with Wells Fargo Advisors since 2019. He previously worked at Wells Fargo Clearing and Citigroup Global Markets. He serves as a member of the FINRA Sales Representative Exam Committee. Wells Fargo Advisors Financial Network provides investment and fee-based financial planning services to individuals, trusts, and institutions, offering a broad range of planning including retirement, education, and business-owner transition services. The firm uses proprietary research and planning tools to develop tailored client recommendations and integrates advisory services with other financial products and referral channels.

Yusei Shigeta is a financial advisor at Fidelity with two years of industry experience. He holds a Series 66 designation and previously worked at Mass Mutual Investors Services and MassMutual Life Insurance Co. From 2021 to 2025, he was involved with Raku Aburiya, Endo Gourmet. Fidelity’s Strategic Advisers LLC provides investment management and advisory services to retail and institutional clients, employing a combination of proprietary fundamental research, quantitative analysis, and algorithmic portfolio construction. The firm is registered with the CFTC as a commodity pool operator and serves in advisory roles to multiple registered investment companies.

Daniel Ladd is a CFP® and Series 66-licensed financial advisor with three years of industry experience. He has worked at Edward Jones since 2023 and previously held roles in accounting and tax services at Glen Ladd Accounting & Tax Services, DJK CPA, APAC, Edelstein & Co, and CBIZ MHM. Edward Jones is a full-service wealth management firm serving over four million individual and institutional clients. The firm manages approximately $1.01 trillion in assets under management and offers a range of advisory programs, including discretionary and non-discretionary wrap fee strategies, separately managed accounts, and affiliated mutual funds.

Antonio Fontana is a financial advisor at Wells Fargo Clearing with 30 years of industry experience. He holds Series 63 and Series 66 designations and previously worked at J.P. Morgan Securities and JPMorgan Chase Bank NA from 2014 to 2022. Outside of his advisory role, he is a passive investor in Rapidgrow LED, a lighting equipment company. Wells Fargo Clearing provides retirement plan consulting services to qualified ERISA and non-qualified deferred compensation plans, offering investment policy development, performance reporting, participant education, and discretionary investment management. The firm’s advisory approach is IPS-driven and incorporates a broad range of financial products, including insurance-related vehicles and bank deposit sweep options.

Ryan Naki is a Series 66 licensed financial advisor with J.P. Morgan Securities, based in Harbor City, CA. He has two years of industry experience, including roles at J.P. Morgan Securities, JPMORGAN Chase Bank, N.A., and Ameriprise Financial Services LLC. Prior to entering the financial industry, he worked at Best Buy for 11 years. J.P. Morgan Securities provides institutional consulting services to plan sponsors, corporations, endowments, and other institutional clients through a select group of Wealth Advisors. Their program focuses on written asset allocation advice, investment manager and fund searches, and customized performance reporting, supported by centralized due diligence and a manager solutions team.

Dixie Yeck is a financial advisor with Morgan Stanley Wealth Management, holding Series 63 and Series 66 credentials and bringing 16 years of industry experience. She has worked at Morgan Stanley Smith Barney from 2013 to 2021 and returned in 2022 after a one-year tenure at RBC Capital Markets. Outside of her advisory role, Yeck serves as Secretary on the Board of Directors for the Ravenspur Condominium Owners Association. Morgan Stanley Wealth Management is an SEC-registered investment adviser and broker-dealer that provides a variety of advisory programs to individual and institutional clients, including tailored financial planning supported by firm-approved tools and modeling techniques.

Eleni Attard is a financial advisor with Morgan Stanley in Long Beach, CA, holding a Series 66 designation and having four years of industry experience. Prior to joining Morgan Stanley, she was involved with St John the Baptist Greek Orthodox Church for five years and has experience in educational roles at Chapman University and Canyon High School. Morgan Stanley Wealth Management serves both individual and institutional clients, offering a range of advisory programs focused on tailored financial planning supported by firm-approved tools and methodologies.

James Cantrell is a financial advisor with UBS Financial Services in Seal Beach, CA, holding Series 63 and Series 65 registrations and 34 years of industry experience. He has been with UBS since 1992. Cantrell serves as Vice President and is one of the Directors of the Los Angeles Philanthropic Foundation, a nonprofit educational endowment. UBS Financial Services serves individual, corporate, and institutional clients through brokerage and investment advisory offerings, combining institutional trading capabilities with wealth management services and proprietary research to tailor financial plans and portfolio management to clients' goals and risk tolerances.

Vance Litchfield is a CFP® and ChFC® with 20 years of experience in the financial services industry. He is currently with Mass Mutual Investors Services in El Segundo, CA, and has held prior roles at firms including Prudential Insurance Company of America, MetLife Securities Inc, and Lincoln Investment. Outside of his advisory work, he is also active as an insurance broker focusing on health insurance. Mass Mutual Investors Services, LLC is a broker-dealer and SEC-registered investment adviser that offers financial planning and asset management services to individuals, business owners, trusts, estates, charitable organizations, and employers. The firm employs comprehensive planning tools and maintains collaborative annual client relationships to develop tailored investment and financial strategies.

Efrain Sanchez is a financial advisor at Cetera with 26 years of industry experience. He holds a Series 63 designation and has worked at several Cetera entities as well as East West Bank and National Planning Corporation. Cetera Investment Advisers LLC is an SEC-registered advisor serving individuals, employer-sponsored retirement plans, corporate, charitable, and institutional clients through a large nationwide network. The firm offers a range of portfolio management and financial planning services and operates a multi-manager platform providing access to affiliated and third-party managers across various program structures.

Edward Haus is a financial advisor at Morgan Stanley with four years of industry experience. He holds the Series 63 and Series 66 licenses and has worked previously at City National Bank, RBC Capital Markets, and J.P. Morgan Chase Bank. Morgan Stanley Wealth Management offers a wide range of advisory programs to individuals and institutional clients, providing tailored financial planning supported by structured discovery and firm-approved planning tools. The firm manages approximately $2.74 trillion in client assets and delivers services through a combination of advisory and brokerage capabilities.

William Westling is a financial advisor with LPL Financial, holding a Series 63 designation and bringing 39 years of industry experience. His career includes over a decade at Cetera Advisor Networks and extensive involvement in Multi Benefits Analysis, a business he has operated since 1991. LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individuals, retirement plans, banks, trust companies, and institutions. The firm offers a range of advisory and brokerage services, including financial planning, model portfolios, third-party asset management, and institutional platforms, supported by a large network of investment adviser representatives.

Steven Scerra is a financial advisor at Morgan Stanley with Series 63 and Series 65 licenses and 43 years of industry experience. His career includes roles at Citigroup Global Markets from 1993 to 2009 and Morgan Stanley Smith Barney since 2009, currently serving within Morgan Stanley Private Bank. Morgan Stanley Wealth Management is an SEC-registered investment adviser and broker-dealer that provides a range of advisory programs to both individual and institutional clients, offering tailored financial planning through dedicated professionals and specialized groups. The firm manages approximately $2.74 trillion in client assets and uses structured planning processes supported by advanced modeling tools.

Rafael Galeno Jr. is a financial advisor with Wells Fargo Clearing, holding a Series 66 designation and 15 years of industry experience. His career includes roles at Wells Fargo Bank, U.S. Bancorp Advisors, and Ameriprise. Outside of his advisory work, he rents out a vehicle through the car-sharing platform Turo. Wells Fargo Advisors is a national securities firm serving individual, corporate, and institutional clients with investment advisory, financial planning, and retirement plan consulting services. The firm manages approximately $671 billion in assets and offers both brokerage and advisory solutions supported by research from Wells Fargo Investment Institute and third-party sources.