Adam Rastegar is a financial advisor with Charles Schwab in Pasadena, CA, holding Series 65 and Series 63 licenses and possessing six years of industry experience. His previous roles include positions at Morgan Stanley, LPL Financial, and Bank of America. Charles Schwab & Co., Inc. serves a large client base primarily composed of high- and ultra-high-net-worth individuals through its Schwab Wealth Advisory wrap fee program and affiliated managed-account and financial planning services. The firm combines non-discretionary advisory services with access to discretionary separately managed accounts, leveraging multi-asset model portfolios and centralized operational support.

Qiang Duan is a financial advisor with Merrill holding a Series 66 license and no prior industry experience. His work history includes multiple roles at Bank of America, N.A., as well as positions at Lyft, Inc., Uber Technologies, Inc., and Super Vacation Inc. DBA America Asia Travel Center. Merrill, together with its affiliate Managed Account Advisors LLC, provides managed account services to Bank of America fiduciary clients through the Select Portfolio Solutions Program, offering model-based and discretionary investment strategies for individuals, high-net-worth clients, pension plans, corporations, and charitable organizations.

Brandon Saito is a financial advisor at Wells Fargo Clearing with eight years of industry experience. He has been with Wells Fargo Clearing since 2017 and previously worked at Tanita Harvest for five years. Outside of finance, he is a member of the Screen Actors Guild and holds a 25% ownership stake in a film production LLC. Wells Fargo Clearing provides retirement plan consulting services to qualified ERISA plans and non-qualified deferred compensation plans, offering both discretionary and non-discretionary advisory services grounded in an IPS-driven process based on modern portfolio theory. The firm includes insurance-related vehicles and bank deposit sweep options among its investment offerings and acts as an ERISA fiduciary when providing investment advice.

Steven Marroquin is a financial advisor at J.P. Morgan Securities with five years of industry experience. He holds a Series 66 designation and has worked at Merrill, Bank of America, and Mutual of America prior to joining his current firm. J.P. Morgan Securities provides institutional consulting services to plan sponsors, corporations, and endowments, offering non-discretionary asset allocation advice, investment manager searches, and customized performance reporting supported by centralized due diligence and a combination of quantitative and qualitative research.

Luis Jaime is a Series 66 licensed financial advisor with six years of industry experience, currently with J.P. Morgan Securities in Pasadena, CA. Prior to his current role, he worked at Bank of America and Merrill from 2019 to 2023. Outside of advising, he is an owner and partner of Compu-Service LLC, a computer services and video game sales business. J.P. Morgan Securities provides institutional consulting services to plan sponsors, corporations, endowments, and other institutional clients, focusing on written asset allocation advice, investment manager and fund searches, and customized performance reporting. The firm’s advisory process is supported by centralized due diligence that combines quantitative screening and qualitative research, with recommendations incorporating ESG eligibility and broader derivatives capabilities.

Alexander Zajac is a financial advisor at Fidelity with a Series 66 designation and two years of industry experience. He previously worked at Wells Fargo Advisors Financial Network and Wells Fargo Advisors Private Client Group, and practiced law at the Law Offices of Shardlow & Vick. Fidelity’s Strategic Advisers LLC provides investment management and advisory services to retail and institutional clients, using a combination of proprietary fundamental research, quantitative analysis, and algorithmic portfolio construction to manage model portfolios and advise multiple registered investment companies.

Frank Ortiz is a financial advisor at Wells Fargo Clearing with 26 years of industry experience. He holds the Series 63 and Series 65 designations and has previously worked at Merrill and Banc of America Investment Services, Inc. Ortiz is based in La Puente, California. Wells Fargo Advisors is a national securities firm serving individual, corporate, and institutional clients with investment advisory services, financial planning, retirement plan consulting, and wrap-fee programs. The firm manages approximately $671 billion in assets and combines brokerage and advisory solutions supported by research from Wells Fargo Investment Institute and third-party sources.

Denise Brady is a financial advisor with J.P. Morgan Securities in Pasadena, CA, holding Series 63 and Series 65 licenses and bringing 36 years of industry experience. She has been with J.P. Morgan Securities and JPMorgan Chase Bank, N.A. since 2012 and previously worked at Chase Investment Services Corp., Wamu Investments, Inc., and operated Mes Amis Pasadena, LLC. J.P. Morgan Securities provides institutional consulting services to plan sponsors, corporations, endowments, and other institutional clients through a select group of Wealth Advisors. Their advisory process combines quantitative and qualitative research to deliver written asset allocation advice, investment manager searches, and customized performance reporting, with clients retaining final decision-making authority.

Veronica Aguirre is a financial advisor at Raymond James & Associates with 27 years of industry experience. She holds Series 63, Series 65, and Series 66 licenses and previously worked at UBS Financial Services Inc. for 11 years before joining Raymond James in 2020. Raymond James & Associates, Inc. is a large, dually registered broker-dealer and SEC-registered investment adviser managing approximately $501 billion in assets. The firm serves a diverse client base including individuals, institutions, and charitable organizations, offering financial planning, non-discretionary investment consulting, and institutional fiduciary solutions.

Derek Yu is a financial advisor at Wells Fargo Clearing with nine years of industry experience. He holds a Series 63 designation and has worked at Wells Fargo Clearing Services LLC since 2016 and Wells Fargo Bank NA since 2015. Wells Fargo Clearing provides retirement plan consulting to qualified ERISA plans and non-qualified deferred compensation plans, offering both non-discretionary and discretionary services. The firm’s advisory process is IPS-driven and grounded in modern portfolio theory, with a notable inclusion of insurance-related vehicles and bank deposit sweep options among its investment offerings.

Daniel Chiaracharuwat is a financial advisor with Cetera who holds Series 63 and Series 66 licenses and has 12 years of industry experience. He previously worked with Bank of America and Merrill from 2015 to 2023. Outside of advisory work, he is a co-owner of a real estate acquisition company focused on wholesale properties and residential construction. Cetera Investment Advisers LLC is an SEC-registered firm serving individual and institutional clients through a nationwide network of independent advisors. The firm offers a range of portfolio management and financial planning services, utilizing a multi-manager platform with various program structures and investment options.

Sapphira Chow is a financial advisor at Cetera with 12 years of industry experience. Her background includes positions at JP Morgan Securities LLC and East West Bank. Outside of finance, she is a licensed real estate agent and part-owner of a dog daycare and boarding business, Family Paws Resort LLC. Cetera Investment Advisers LLC is an SEC-registered firm that serves individual, corporate, charitable, and institutional clients through a nationwide network of independent advisors. The firm offers a variety of portfolio management and retirement services and operates a multi-manager platform that includes model portfolios and third-party manager options.

Chunyi Lei is a financial advisor at J.P. Morgan Securities with 15 years of industry experience. She holds the ChFC® designation and the Series 66 license. Prior to joining J.P. Morgan Securities in 2016, she worked at Merrill and MSI Financial Services, Inc. She is also involved with AJ4properties, LLC. J.P. Morgan Securities provides institutional consulting services to plan sponsors, corporations, endowments, and other institutional clients through a program focused on written asset allocation advice, investment manager searches, and customized performance reporting. The firm’s advisory process incorporates quantitative and qualitative research and may include an ESG eligibility framework.

Lidan Zhang is a financial advisor at Cetera with four years of industry experience and holds a Series 66 designation. Prior to joining Cetera, Zhang worked at KCAL Insurance Company and East West Bank. Zhang took a year for extended travel between 2016 and 2017. Cetera Investment Advisers LLC is an SEC-registered firm serving a diverse client base including individuals, retirement plans, corporate and charitable clients, and institutional accounts. The firm offers a range of portfolio management and financial planning services through a multi-manager platform that supports various investment strategies and program structures.

Hsueh Sheng Su is a financial advisor at UBS Financial Services with 29 years of industry experience. He holds Series 63 and Series 66 registrations and has been with UBS since 2016. UBS Financial Services serves individual, corporate, and institutional clients through brokerage and investment advisory services, offering financial planning, portfolio management, and alternative product distribution. The firm combines institutional trading capabilities with wealth management and conducts principal trading, underwriting, and market-making activities alongside its advisory services.

Daryush Jahanbigloo is a financial advisor at UBS Financial Services with 16 years of industry experience. He holds the Series 66 designation and has been with UBS Financial Services since 2011. UBS Financial Services Inc. serves individual, corporate, and institutional clients through brokerage and investment advisory offerings, including fee-based financial planning and portfolio management. The firm combines institutional trading capabilities with wealth management services and utilizes proprietary research and model-based asset allocations to tailor client plans.

Elizabeth Sandoval is a financial advisor with Wells Fargo Clearing in Pasadena, CA, holding Series 63 and Series 65 credentials and having 28 years of industry experience. She has worked at Wells Fargo Clearing since 2016 and previously held roles at Wells Fargo Investments, LLC and Invest Financial Corporation. Wells Fargo Advisors is a national securities firm serving individual, corporate, and institutional clients with investment advisory services, financial planning, retirement plan consulting, and brokerage solutions. The firm manages approximately $671 billion in assets and employs over 14,000 financial advisors.

Alexander Badoyan is a financial advisor at Merrill with a Series 66 designation and one year of industry experience. His prior roles include positions at Kith and Option One Lending. Merrill, together with its affiliate Managed Account Advisors LLC, provides managed account services to Bank of America fiduciary clients through the Select Portfolio Solutions Program, offering model-based and discretionary strategies for individuals, high-net-worth clients, pension and profit-sharing plans, corporations, and charitable organizations.

Tatiane Minetti is a financial advisor with UBS Financial Services in Pasadena, CA, holding a Series 66 designation and 12 years of industry experience. Her prior roles include two years at Wedbush Securities Inc. before joining UBS Financial Services in 2016. UBS Financial Services Inc. serves individual, corporate, and institutional clients through brokerage and investment advisory offerings, combining institutional trading capabilities with wealth management services. The firm provides fee-based financial planning, discretionary and non-discretionary portfolio management, and access to proprietary research and capital markets resources.

Harry Kim is a financial advisor at Osaic with 24 years of industry experience. He holds a Series 66 designation and has previously worked at Sagepoint Financial, LPL Financial, and Wamu Investments. He is also the owner of Quest Wealth Management, a corporation involved in tax payroll services. Osaic Wealth serves a diverse client base including retail investors, retirement plan sponsors, charities, and corporate clients. The firm offers a range of brokerage and advisory services utilizing model-based asset allocation and portfolio optimization tools, with a platform supported by a complex affiliate network and a range of investment programs.