Danling Cao is a financial advisor with Transamerica Financial Advisors, holding Series 65 and Series 63 licenses and possessing nine years of industry experience. She has worked with organizations including IMG Global, World System Builders, and World Financial Group since 2012. Her activities include sales of insurance and non-insurance products affiliated with Transamerica Financial Advisors. Transamerica Financial Advisors serves a diverse client base ranging from individual investors to corporations, offering both advisory and broker-dealer services with a combination of proprietary and third-party investment models. The firm operates as both a registered broker-dealer and a registered investment advisor, providing various program choices that can be discretionary or non-discretionary.

Justin Diaz is a financial advisor at Citigroup Global Markets with 11 years of industry experience. He holds Series 63 and Series 66 designations and has been with Citigroup since 2012. Based in New York, NY, his career at a major enterprise firm spans over a decade. Citigroup Global Markets serves individual and institutional clients across various wealth segments, offering a broad range of investment advisory programs and execution services. The firm combines large institutional scale with specialized market roles, providing multi-asset, multi-manager strategies through both discretionary and non-discretionary programs.

Heather Philip is a financial advisor with Rockefeller Financial LLC, holding Series 63 and Series 65 credentials and 28 years of industry experience. Her prior work experience includes roles at J.P. Morgan Securities and J.P. Morgan Chase Bank, NA. Outside of finance, she is a yoga instructor with YogaSpace LLC. Rockefeller Financial LLC serves high-net-worth and ultra-high-net-worth individuals, families, family offices, institutional clients, retirement plans, foundations, and corporations. The firm offers discretionary and non-discretionary portfolio management, financial planning, and consulting services, operating with a private advisor model and an integrated investment platform that includes portfolio management, third-party manager access, and alternative investment placement.

Michael Schwartz is a financial advisor at Citigroup Global Markets with 30 years of industry experience. He holds Series 63 and Series 66 licenses and has previously worked at J.P. Morgan Securities, J.P. Morgan Chase Bank, and Morgan Stanley Smith Barney. Outside of his advisory role, Schwartz is a partial owner of Proactive Speech and Language PC, a provider of speech therapy services for children, and is involved in client outreach for Vivent Solar, a renewable energy company. Citigroup Global Markets serves individual and institutional clients across a range of wealth segments, offering multi-asset, multi-manager investment strategies through discretionary and non-discretionary programs. The firm combines large institutional scale with unique market roles, including in-house research, security pricing, and derivatives services.

Keith Cox is a financial advisor with PlanMember Securities Corporation, holding a Series 63 license and 27 years of industry experience. He has worked at PlanMember since 2010 and also has a long-standing role with Scarborough Alliance Corp. Outside of his advisory duties, he manages a town park and beach in Carmel, New York. PlanMember Securities Corporation provides retirement-plan advisory services to employers and participants, offering fiduciary management for many plans alongside participant-level investment options and educational support. The firm employs a strategic asset allocation framework and risk-based mutual fund portfolios, serving its clients through both broker-dealer and investment advisory registrations.

Caroline Santiago is a financial advisor at Citigroup Global Markets with 13 years of industry experience. She holds Series 63 and Series 65 credentials and has worked at Citigroup since 2017, following three years at Charles Schwab. Outside of her advisory role, she is an associate at Luxottica/Sunglass Hut. Citigroup Global Markets serves individual and institutional clients across various wealth segments, offering investment advisory programs, broker-dealer execution, and custody services. The firm employs multi-asset, multi-manager strategies and maintains significant market roles, including operating as a swap dealer and futures commission merchant.

Josip Antolos is a financial advisor with Citigroup Global Markets who holds a Series 66 designation and has 15 years of industry experience. He has been with Citigroup since 2014. Citigroup Global Markets serves individual and institutional clients across various wealth segments, offering a range of investment advisory programs alongside broker-dealer execution and custody services. The firm employs multi-asset, multi-manager strategies through discretionary and non-discretionary programs, supported by in-house research and specialized market roles.

William Maurer is a financial advisor at Citigroup Global Markets with 20 years of industry experience. He holds a Series 66 designation and has been with Citigroup Global Markets since 2007. Citigroup Global Markets serves individual and institutional clients across multiple wealth segments, offering a range of investment advisory programs alongside broker-dealer execution and custody services. The firm uses multi-asset, multi-manager strategies supported by internal standards and oversight committees, catering to workplace, high-net-worth, and ultra-high-net-worth clients.

Riley Cameron is a financial advisor at Rockefeller Financial LLC with a Series 66 designation and no prior industry experience. Before joining Rockefeller Financial in 2025, Riley held roles in the education sector at Southern Methodist University, San Diego State University, and two Catholic schools. Rockefeller Financial LLC serves high-net-worth and ultra-high-net-worth individuals, families, family offices, institutional clients, retirement plans, foundations, and corporations. The firm provides discretionary and non-discretionary portfolio management, financial planning, and consulting, and operates as a registered broker-dealer offering securities transactions, variable insurance products, placement, and investment banking services.

Sharon Appelman is a CFP® and holds a Series 66 license, with 19 years of experience in financial advisory. She has worked at First Manhattan Co. LLC since 2022 and spent eight years at Neuberger Berman LLC prior to that. First Manhattan Co. LLC provides discretionary and non-discretionary investment management and financial planning primarily for high-net-worth individuals, trusts, pension and profit-sharing plans, charitable organizations, private investment vehicles, and institutional clients. The firm emphasizes long-term, research-driven, value-oriented management of equity and fixed-income portfolios, combining actively managed holdings with third-party passive investments and integrating wealth planning alongside portfolio management.

Jack Longden is a financial advisor with Hightower Advisors holding a Series 65 designation and one year of industry experience. Prior to joining Hightower, he worked at Aspire Advisors, LLC and Wells Fargo Advisors, and also spent time at Northwestern Mutual and Roger Williams University. He assists Hamilton Cavanaugh & Associates, Inc. on an as-needed basis in a non-registered client services role. Hightower Advisors provides investment advisory and planning services to a wide range of individual and institutional clients, including pension plans, charitable organizations, corporations, and financial institutions. The firm’s advisory approach emphasizes manager selection and multi-manager solutions, utilizing both affiliated and third-party managers, and incorporates proprietary research and diverse investment vehicles.

Jianhong Zhou is a financial advisor at Citigroup Global Markets with 13 years of industry experience. He holds Series 63 and Series 65 credentials and has been with Citigroup since 2011. Citigroup Global Markets serves individual and institutional clients across various wealth segments, offering a broad range of investment advisory programs, broker-dealer execution, and custody services. The firm employs multi-asset, multi-manager strategies using internal standards and oversight committees to select and monitor managers, and it maintains distinctive market roles including in-house research and operation as a swap dealer and futures commission merchant.

Thomas Dziubela is a Series 66-licensed advisor at Rockefeller Financial LLC with one year of industry experience. He has been with Rockefeller Financial and ROCKEFELLER Capital Management since 2024. Prior to his advisory role, he worked at Siena College, Regis High School, and St. Patrick’s School. Rockefeller Financial LLC serves high-net-worth and ultra-high-net-worth individuals, families, family offices, institutional clients, retirement plans, foundations, and corporations. The firm offers portfolio management, financial planning, and consulting through a Private Advisor model and a consolidated investment platform, along with broker-dealer services and alternative investment placements.

Dylan Roche is a CFP® professional with nine years of industry experience, currently serving as a financial advisor at Voya Financial Advisors, Inc. since 2017. He is also involved in independent insurance sales and is the owner and content creator of a podcast focused on fiction short stories. Voya Financial Advisors, Inc. is an enterprise-scale advisory and broker-dealer affiliate of Voya Financial that provides financial planning, portfolio management, and retirement advisory services to individuals, institutions, and corporate clients. The firm offers a combination of in-house and third-party investment strategies and manages a significant portion of assets on a non-discretionary basis.

Winnie Lau is a financial advisor at First Manhattan Co. LLC with nine years of industry experience. She holds a Series 66 designation and previously worked at Morgan Stanley for six years before joining First Manhattan in 2021. First Manhattan Co. LLC provides discretionary and non-discretionary investment management and financial planning primarily for high-net-worth individuals, as well as trusts, pension and profit-sharing plans, charitable organizations, private investment vehicles, and institutional clients. The firm emphasizes long-term, research-driven, value-oriented management of equity and fixed-income portfolios, integrating wealth planning alongside portfolio management.

Clara Humphrey is a financial advisor at Hightower Advisors with six years of industry experience. She holds the Series 66 designation and previously worked at Equitable Advisors and TD Bank. Clara is also involved with Capital Management Group in Pearl River, NY, providing investment and planning services. Hightower Advisors offers investment advisory and planning services to a diverse client base, including individuals, institutional clients, and charitable organizations. The firm’s approach emphasizes manager selection, multi-manager solutions, and proprietary research, serving both discretionary and non-discretionary portfolio management needs.

Trevor McNally is a financial advisor at Guardian Life with six years of industry experience. He holds the Series 66 designation and has worked at Park Avenue Securities and Guardian Life Insurance Company since 2020. Prior to that, he was with Bungee Capital Partners and Managed Care Advisory Group, Inc. He is based in Rye Brook, NY. Park Avenue Securities LLC, operating as Park Avenue® Wealth Management and a subsidiary of Guardian Life, provides brokerage and investment advisory services to individuals, retirement plans, charitable organizations, and businesses. The firm offers a combination of advisor-led discretionary management and model-based strategies, along with access to a range of proprietary and third-party investment solutions.

Kristen Han is a CFP® professional with 12 years of industry experience, currently affiliated with Eagle Strategies (NY Life). She has held roles at Millennial Estates Financial Group, LLC, Eagle Strategies, Nylife Securities, LLC, and New York Life Insurance Co. Han also operates under Millennial Estates Financial Group, LLC to sell New York Life products and broker non-registered insurance products. Eagle Strategies serves a diverse client base including individual investors, institutional plans, and corporate clients, providing financial planning, investment management, and retirement-plan advisory services. The firm emphasizes tailored recommendations and manages the majority of its assets on a non-discretionary basis within an integrated New York Life affiliate structure.

Wingyee Kong is a financial advisor at Citigroup Global Markets with 21 years of industry experience. She holds Series 63 and Series 65 licenses and has been with Citigroup Global Markets since 2007. Citigroup Global Markets serves individual and institutional clients across various wealth segments, offering investment advisory programs, execution, and custody services. The firm employs multi-asset, multi-manager strategies through discretionary and non-discretionary programs and operates with a combination of large institutional scale and unique market roles.

Michael Weinberg is a financial advisor with Guardian Life, holding Series 63 and Series 65 designations and 29 years of industry experience. He has been with Guardian Life since 1997 and currently also works with Park Avenue Securities. Outside of his advisory role, he maintains a CPA practice focusing on individual, partnership, fiduciary, and corporate tax returns, and he is the owner of WISE Financial Advisors. Park Avenue Securities, a subsidiary of The Guardian Life Insurance Company of America, provides brokerage and investment advisory services to individuals, corporate and retirement plan sponsors, charitable organizations, and businesses. The firm offers a combination of advisor-led discretionary management, model-based strategies, and digital advisory solutions, with tailored client relationships that include retirement plan services and access to insurance products and alternative investments.