Ross Gladstone is a financial advisor with A.G.P. / Alliance Global Partners, holding Series 63 and Series 66 licenses and bringing 21 years of industry experience. His previous roles include positions at Spartan Capital Securities, Millennial Advisers, Allied Millennial Partners, and David Lerner Associates. Outside of finance, he is involved in restoring and selling vintage axes. A.G.P. / Alliance Global Partners provides advisory and brokerage services to individuals, trusts, corporations, and retirement-plan sponsors, offering portfolio management, financial planning, and capital markets services. The firm emphasizes international investing through its EPC Advisors Group and engages in active brokerage and product distribution beyond standard advisory services.

Laurence Ach is an advisor at Klingenstein Fields Advisors with five years of industry experience. He holds the CIC, Series 63, and Series 65 designations. Ach has been with related entities of Klingenstein Fields since 2010. Klingenstein Fields Advisors provides discretionary portfolio management, financial planning, and related advisory services to individuals, families, trusts, foundations, endowments, and pooled investment vehicles, including private funds. The firm employs a team-based, fundamental research approach with a long-term orientation and manages both internal model portfolios and external managers after due diligence.

Wailam Lee is a financial advisor at Palisade Capital Management, LP with 20 years of industry experience. He holds Series 63 and Series 65 designations and has been with Palisade Capital Management since 2006. Palisade Capital Management provides discretionary and non-discretionary investment management and financial planning to a diverse range of clients, including corporations, public pension plans, financial institutions, family offices, trusts, and individuals. The firm employs a research-intensive, bottom-up fundamental approach focusing on conviction-weighted portfolios across various strategies and serves as a sub-adviser to mutual funds and collective investment trust vehicles.

Benner Ulrich is a financial advisor at Tocqueville Asset Management LP in New York, NY, with nine years at the firm and a total of 17 years of industry experience. He holds Series 65 and Series 63 licenses and previously worked at Breithorn Capital Management LLC for eight years. Tocqueville Asset Management L.P. is a registered investment adviser managing over $10 billion in assets. The firm serves a diverse client base including high-net-worth individuals, institutional investors, and employer-sponsored ERISA accounts, employing a bottom-up, contrarian, value-oriented investment approach across multiple asset classes through independent investment teams.

Robert Case is a financial advisor with Ingalls Investment Management, LLC, holding a Series 63 designation and 40 years of industry experience. He has worked at Ingalls Investment Management since 2026 and has prior experience with Ingalls & Snyder LLC, Bear, Stearns & Co. Inc., and J.P. Morgan Securities Inc. He serves as a trustee of three family trusts, dedicating less than an hour per month to these duties. Ingalls Investment Management provides discretionary and non-discretionary investment advisory services to a wide range of clients, including individuals, financial institutions, pension plans, trusts, and charitable organizations. The firm employs diverse asset-management styles and offers services such as financial planning, portfolio consulting, and management of private investment partnerships and wrap programs.

Blake Spencer is a financial advisor with The Pinnacle Financial Group in Rockville Centre, NY, holding a Series 63 designation and eight years of industry experience. He has been with The Pinnacle Financial Group and LPL Financial since 2018. Outside of his advisory role, he is involved with Alphastrat Wealth Inc., a business entity established for tax and investment purposes. The Pinnacle Financial Group provides discretionary portfolio management, financial planning, and pension consulting services to a diverse client base including individuals, trusts, estates, and business entities. The firm uses a combination of fundamental analysis and both long- and short-term trading strategies, managing accounts generally on a discretionary basis with regular portfolio monitoring.

Dennis Lam is a financial advisor at Hamlin Capital Management, LLC, holding a Series 65 credential with four years of industry experience. He has been with Hamlin Capital Management since 2015. Hamlin Capital Management provides discretionary portfolio management for individual and high-net-worth clients, pension plans, and charitable organizations. The firm focuses on current income through high-dividend equities and high-yield municipal and taxable bonds, employing fundamental credit analysis and long-term investment strategies.

Xiaoyong Wang is a CFP® professional with 18 years of experience in the financial industry, currently serving at Consolidated Portfolio Review Corp. His prior experience includes roles at Vanderbilt Financial Group, Spire Investment Partners, and Morgan Stanley. Outside of finance, he is the Executive Director of CHESSanity Inc., an organization that promotes chess through tournaments, and he provides college admissions consulting through Pick-A-Path Edvice LLC. Consolidated Portfolio Review Corp offers investment management and financial planning services to individual and institutional clients through a multi-advisor platform. The firm’s approach combines strategic asset allocation with fundamental and technical analysis, employing both proprietary model portfolios and third-party sub-advisors.

John Smit is a financial advisor with Jefferies Investment Advisers LLC, holding a Series 66 designation and 14 years of industry experience. He has been with Jefferies LLC since 2015 and joined Jefferies Investment Advisers LLC in 2023. Jefferies Investment Advisers LLC offers fee-based financial planning services to a wide range of clients, including individuals, trusts, estates, and business entities. The firm employs a customized, collaborative planning process supported by third-party software and scenario analyses, focusing on comprehensive planning rather than security-specific investment recommendations.

Mary McBride is a financial advisor at Redhawk Wealth Advisors, Inc. based in Brooklyn, NY, with 3 years of industry experience. She holds a Series 65 designation and has been with Redhawk Wealth Advisors since 2022. Redhawk Wealth Advisors offers discretionary and non-discretionary wealth management, financial planning, and retirement-plan advisory services to individuals, high-net-worth families, estates, trusts, retirement plans, and charitable organizations. The firm employs strategic and tactical asset allocation across various investment vehicles and maintains a weekly investment committee for portfolio oversight.

George Drakos is a financial advisor with Vanderbilt Advisory Services, holding a Series 63 designation and bringing 57 years of industry experience. He has been with Vanderbilt Securities, LLC since 2016. Vanderbilt Advisory Services serves a diverse client base, including individuals, charitable organizations, trusts, estates, businesses, and retirement plans. The firm’s investment approach combines strategic asset allocation with fundamental, technical, and charting analysis and offers a range of portfolio management and financial planning services tailored to client objectives.

Denise Farlekas is a CFA® charterholder with 10 years of industry experience. She is currently with Jefferies Investment Advisers LLC and has previously worked at J.P. Morgan Securities and Jpmorgan Chase Bank, N.A. from 2015 to 2022. Jefferies Investment Advisers LLC provides fee-based financial planning services to individuals, trusts, estates, foundations, charitable organizations, corporations, and other business entities. The firm follows a customized, collaborative planning process using third-party software and scenario analysis to assist clients with a wide range of planning topics.

Robert Burke is a financial advisor with Cantor Fitzgerald Investment Advisors, holding Series 63 and Series 65 licenses and 19 years of industry experience. He has worked at Cantor Fitzgerald & Co. since 2019, following positions at Inland Securities Corporation, Avian Capital Markets, LLC, and Cabot Lodge Securities LLC. Cantor Fitzgerald Investment Advisors provides discretionary investment management and advisory services to a diverse client base, including individual and high-net-worth investors, institutional clients, and financial intermediaries. The firm utilizes proprietary ETF model portfolios based on asset allocation, portfolio construction, and periodic rebalancing, emphasizing index-based ETFs, active management strategies with a value and income focus, and fixed-income portfolios aligned with client objectives.

Rahul Sarin is a financial advisor at Savvy with five years of industry experience. He holds Series 65 and Series 63 licenses and has worked at several firms, including Avendus Capital Inc. and SP Asset Management LLC. Outside of his advisor roles, he is involved with multiple related entities such as Risa Advisory, LLC and Stonehaven, LLC. Savvy provides investment and financial planning services to individuals, trusts, businesses, and charitable organizations, employing a primarily index-based, long-term approach supplemented by active equity portfolios and tax-aware direct indexing. The firm integrates third-party fintech tools and sub-adviser strategies and offers specialized services including in-house tax preparation and estate-planning support.

Matthew Vetto is a CFA® charterholder and holds a Series 63 license. He has been with Douglas C. Lane & Associates since 2005, accumulating 21 years of industry experience. Matthew is based in New York, NY. Douglas C. Lane & Associates provides wealth management and discretionary portfolio management primarily for high-net-worth individuals, families, institutions, and retirement plans. The firm focuses on customized portfolios with an emphasis on individual equity securities and fixed income, employing proprietary fundamental research and a flexible core investment strategy.

Eric Goodman is a CFP® with 12 years of industry experience, currently serving as a financial advisor at Vanderbilt Advisory Services. He previously worked at Equity Services, Inc. for 11 years and has been affiliated with National Life for 13 years. Outside of advisory roles, he is involved in fixed insurance sales and works as a broker focusing on fixed life insurance and annuity products. Vanderbilt Advisory Services serves a diverse client base, including individuals, high-net-worth clients, charitable organizations, trusts, estates, businesses, and retirement plans. The firm provides discretionary and non-discretionary portfolio management, proprietary model portfolios, and financial planning services, with an investment approach that combines fundamental, technical, and charting analysis tailored to client objectives.

Anna Levine is a financial advisor at Latitude Advisors, LLC with three years of industry experience. She holds the Series 66 and Series 63 licenses. Her prior roles include positions at Aon Securities LLC, MUFG Bank, and PricewaterhouseCoopers, LLP. Latitude Advisors serves individuals, high-net-worth clients, and various institutional and corporate clients by providing financial planning, discretionary portfolio management, and pension consulting. The firm employs both valuation-driven and momentum-based multi-asset model strategies and generally manages accounts on a discretionary basis with ongoing monitoring and rebalancing.

Keren Savitzky is a financial advisor at Maxim Financial Advisors LLC with eight years of industry experience and a Series 66 designation. She has worked at Maxim Group LLC and Maxim Financial Advisors since 2017, and previously spent one year at Yigal Azrouel. Maxim Financial Advisors LLC provides discretionary and non-discretionary investment supervisory services and referrals to third-party managers for a diverse client base that includes individuals, trusts, corporations, and entities such as sovereign wealth funds and state governments. The firm’s advisors offer customized investment strategies using a range of products and may manage accounts directly or utilize various third-party platforms and sub-advisers.

Margaret Maclennan is a financial advisor at Cannell & Spears LLC with four years of industry experience. She has worked at Spears Abacus Advisors LLC since 2007. Cannell & Spears provides discretionary portfolio management, financial planning, and rollover advice to individual and institutional clients. The firm employs a value-oriented, long-term investment approach based on proprietary fundamental research and concentrated security selection, serving a diverse client base including high-net-worth individuals, charities, pension plans, and pooled investment vehicles.

Kevin Sesny is a financial advisor with Wedbush Securities Inc. He holds a Series 66 designation and has 22 years of industry experience. Prior to joining Wedbush in 2019, he worked at UBS Financial Services Inc. from 2013 to 2018. Wedbush Securities serves a diverse client base including individual and high-net-worth investors, foundations, and institutional clients, offering brokerage and SEC-registered investment advisory services. The firm combines broker-dealer and capital markets functions with custody, clearing, and prime services, managing approximately $5.68 billion in regulatory assets.